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Original filing (PDF)20251006102238NAL0005843136001
DEALERSOCKET, INC.
Form 5500
FILING_RECEIVED
DEALERSOCKET, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
Late filing · 34.7 mo
Active participants
514
Accounts w/ balance
1,017
Plan assets (EOY)
$34.0M
Net assets (EOY)
$34.0M
How this plan invests
This plan
13 pooled trusts
Schedule D
60 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
75
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Filed 34.7 months past the 10.5-month grace window.
- 49 bps in Schedule C fees — 69% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DEALERSOCKET, INC..
Plan sponsor
Name
DEALERSOCKET, INC.
EIN
26-2013331
Address
1500 SOLANA BLVD · BUILDING 6, SUITE 6300 · WESTLAKE, TX · 76262
Phone
(855) 839-8020
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2021-01-01
Tax period
2021-12-31
Filed
2025-10-06
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $158K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LOCKTON FINANCIAL ADVISORS LLC | 20-3247391 | — | ADVISOR | $9K | — |
Investments
56 direct securities · 13 pooled funds· $40.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$25.8M
13 holdings
Uncategorized
$14.4M
56 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FIAM INX TD 2045 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 083 | Common Collective Trust | — | — | $4.5M | 13.3% | |
| FIAM INX TD 2050 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 084 | Common Collective Trust | — | — | $4.1M | 12.1% | |
| FIAM INX TD 2035 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 081 | Common Collective Trust | — | — | $3.7M | 11.0% | |
| FIAM INX TD 2055 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 112 | Common Collective Trust | — | — | $3.4M | 10.0% | |
| FIAM INX TD 2040 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 082 | Common Collective Trust | — | — | $3.1M | 9.0% | |
| FIAM INX TD 2030 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 080 | Common Collective Trust | — | — | $2.7M | 8.1% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $2.2M | 6.5% | |
| FIAM INX TD 2025 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 079 | Common Collective Trust | — | — | $2.2M | 6.4% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $1.8M | 5.4% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $1.5M | 4.3% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $1.2M | 3.6% | |
| FIAM INX TD 2060 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 146 | Common Collective Trust | — | — | $1.2M | 3.4% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $977K | 2.9% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $725K | 2.1% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $683K | 2.0% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $647K | 1.9% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $630K | 1.9% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $626K | 1.8% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $452K | 1.3% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $414K | 1.2% | |
| FIAM INX TD 2015 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 077 | Common Collective Trust | — | — | $314K | 0.9% | |
| FIAM INX TD 2020 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 078 | Common Collective Trust | — | — | $302K | 0.9% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $204K | 0.6% | |
| FIAM TARGET DATE 5+ YEAR INFLATION- | — | — | — | $201K | 0.6% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $170K | 0.5% | |
| FIAM INX TD 2065 Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 169 | Common Collective Trust | — | — | $168K | 0.5% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $163K | 0.5% | |
| FIAM TARGET DATE 5+ YEAR INFLATION- | — | — | — | $142K | 0.4% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $135K | 0.4% | |
| FIAM INTL DEVMK BD A | — | — | — | $134K | 0.4% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $124K | 0.4% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $115K | 0.3% | |
| FIAM INTL DEVMK BD A | — | — | — | $106K | 0.3% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $99K | 0.3% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $91K | 0.3% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $88K | 0.3% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $81K | 0.2% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $67K | 0.2% | |
| WF STABLE VALUE N WELLS FARGO BANK, N.A. · EIN 76-0727727 / PN 001 | Common Collective Trust | — | — | $65K | 0.2% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $60K | 0.2% | |
| FIAM INX TD INCOME Y FIAM TRUST COMPANY · EIN 20-4659714 / PN 074 | Common Collective Trust | — | — | $59K | 0.2% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $57K | 0.2% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $53K | 0.2% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $46K | 0.1% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $44K | 0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $40K | 0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $33K | <0.1% | |
| FIAM TARGET DATE 0-5 YEAR INFLATION | — | — | — | $31K | <0.1% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $25K | <0.1% | |
| FIAM TARGET DATE 5+ YEAR INFLATION- | — | — | — | $22K | <0.1% | |
| FIAM TARGET DATE TREASURY BILL INDE | — | — | — | $16K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $16K | <0.1% | |
| FIAM TARGET DATE 5+ YEAR INFLATION- | — | — | — | $15K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $15K | <0.1% | |
| FIAM TARGET DATE 0-5 YEAR INFLATION | — | — | — | $13K | <0.1% | |
| FIAM TARGET DATE 0-5 YEAR INFLATION | — | — | — | $12K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $11K | <0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $11K | <0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $11K | <0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $8K | <0.1% | |
| FIAM TARGET DATE TREASURY BILL INDE | — | — | — | $7K | <0.1% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $7K | <0.1% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $7K | <0.1% | |
| FIAM TARGET DATE TREASURY BILL INDE | — | — | — | $6K | <0.1% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $4K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $3K | <0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $2K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $2K | <0.1% | |
| FIAM TARGET DATE 5+ YEAR INFLATION | — | — | — | $2 | <0.1% |
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