CETERA FINANCIAL
Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.
Plans served
32
Active participants
26,692
Total plan assets
$741.1M
Filings (rows)
32
Direct comp
$105K
Indirect comp
$189K
Aggregating 3 name variants under "CETERA FINANCIAL"
SERVICES PROVIDED
Broker24
Advisor / Consultant6
Other2
Top plans served
All 32 plans| Sponsor / Plan | Location | Service | Participants | Assets | Direct comp |
|---|---|---|---|---|---|
| PLAN PROFESSIONALS, LLC OPEN PEP | SHREWSBURY, NJ | Other SERVICE PROVIDER | 15,836 | $268.7M | $14K |
| ASSOCIATED BUILDERS AND CONTRACTORS, INC., DELAWARE CHAPTER ABC OF DELAWARE 401(K) PLAN | NEW CASTLE, DE | Broker BROKER | 1,269 | $55.2M | $0 |
| ASSOCIATED BUILDERS AND CONTRACTORS, INC., DELAWARE CHAPTER ABC OF DELAWARE 401(K) PLAN | NEW CASTLE, DE | Broker BROKER | 1,095 | $48.5M | $0 |
| ALTERNATE SOLUTIONS HEALTH NETWORK, LLC ALTERNATE SOLUTIONS HEALTHCARE SYSTEM, INC. 401(K) | DAYTON, OH | Other NONE | 1,792 | $47.6M | $18K |
| ABC OF IOWA ABC OF IOWA RETIREMENT SAVINGS PLAN | GRIMES, IA | Broker BROKER | 716 | $34.3M | $0 |
| ABC OF IOWA ABC OF IOWA RETIREMENT SAVINGS PLAN | GRIMES, IA | Broker BROKER | 719 | $30.1M | $0 |
| KBKG, INC. KBKG, INC. 401(K) PROFIT SHARING PLAN | PASADENA, CA | Broker BROKER/ADVISER | 230 | $26.8M | $0 |
| MEDICAL SOCIETY OF DELAWARE MEDICAL SOCIETY OF DELAWARE 401(K) PROFIT SHARING PLAN | NEWARK, DE | Broker BROKER | 147 | $20.9M | $0 |
| BRUENING ROCK PRODUCTS, INC. BRUENING ROCK PRODUCTS, INC. 401(K) PROFIT SHARING PLAN | DECORAH, IA | Broker BROKER | 380 | $19.0M | $0 |
| MEDICAL SOCIETY OF DELAWARE MEDICAL SOCIETY OF DELAWARE 401(K) PROFIT SHARING PLAN | NEWARK, DE | Broker BROKER | 193 | $18.0M | $0 |
| KBKG, INC. KBKG, INC 401(K) PROFIT SHARING PLAN | PASADENA, CA | Broker BROKER/ADVISER | 138 | $17.9M | $0 |
| THE BOARD OF TRUSTEES OF THE UFCW LOCAL 1-D 401K UFCW LOCAL 1-D 401(K) PLAN | BROOKLYN, NY | Broker BROKER | 316 | $16.5M | $0 |
| AMERICAN READING COMPANY AMERICAN READING COMPANY 401K RETIREMENT PLAN | BLUE BELL, PA | Broker BROKER | 207 | $16.5M | $0 |
| AMERICAN READING COMPANY AMERICAN READING COMPANY 401K RETIREMENT PLAN | BLUE BELL, PA | Broker BROKER | 229 | $15.6M | $0 |
| THE BOARD OF TRUSTEES OF THE UFCW LOCAL 1-D 401K UFCW LOCAL 1-D 401(K) PLAN | BROOKLYN, NY | Broker BROKER | 319 | $14.5M | $0 |
| AMERICAN READING COMPANY AMERICAN READING COMPANY 401K RETIREMENT PLAN | BLUE BELL, PA | Broker BROKER | 328 | $13.8M | $0 |
| CONSTRUCTORS INCORPORATED CONSTRUCTORS, INCORPORATED 401(K) PLAN | CARLSBAD, NM | Broker BROKER | 273 | $10.6M | — |
| NOVARAD CORPORATION NOVARAD 401(K) PLAN | PROVO, UT | Broker BROKER | 166 | $10.4M | $0 |
| HUNT ENTERPRISES, INC. HUNT ENTERPRISES, INC. 401(K) PROFIT SHARING PLAN | HAUPPAUGE, NY | Broker BROKER | 475 | $9.0M | $0 |
| CENTRAL STAFF SERVICES, INC. CENTRAL STAFF SERVICES, INC. 401(K) SAVINGS PLAN | MOUNT SINAI, NY | Broker BROKER | 123 | $7.7M | $0 |
| CENTRAL STAFF SERVICES, INC. CENTRAL STAFF SERVICES, INC. 401(K) SAVINGS PLAN | MOUNT SINAI, NY | Broker BROKER | 146 | $7.6M | — |
| EHRHARDTS' LEBANON, L.L.C. EHRHARDTS LEBANON, L.L.C. 401K PROFIT SHARING PLAN | SAINT ROBERT, MO | Advisor / Consultant ADVISOR | 108 | $7.1M | $48K |
| EARLY LEARNING COALITION OF PINELLAS COUNTY THE EARLY LEARNING COALITION 401(K) PSP | CLEARWATER, FL | Advisor / Consultant INVESTMENT ADVISOR | 97 | $4.3M | $0 |
| ALVORD-POLK, INC. RETIREMENT READINESS PLAN FOR EMPLOYEES OF ALVORD-POLK, INC. | MILLERSBURG, PA | Advisor / Consultant INVESTMENT ADVISORY | 140 | $3.6M | $17K |
| EARLY LEARNING COALITION OF PINELLAS COUNTY THE EARLY LEARNING COALITION 401(K) PSP | CLEARWATER, FL | Advisor / Consultant INVESTMENT ADVISOR | 96 | $3.4M | $0 |
| HOLLAND MANAGEMENT, INC. HOLLAND MANAGEMENT, INC. 401(K) RETIREMENT PLAN | SHARON CENTER, OH | Broker BROKER | 334 | $3.2M | $0 |
| GLENWOOD HOT SPRINGS LODGE AND POOL, INC. GLENWOOD HOT SPRINGS LODGE AND POOL SAVINGS & RETIREMENT PLAN | GLENWOOD SPRINGS, CO | Broker BROKER | 76 | $3.0M | $0 |
| BARRINGTON TRANSPORTATION CO., INC. BARRINGTON TRANSPORTATION COMPANY, INC. 401(K) PROFIT SHARING TRUST | BARRINGTON, IL | Advisor / Consultant ADVISOR | 181 | $2.6M | $0 |
| MURK'S VILLAGE MARKET, INC. MURK'S VILLAGE MARKET, INC. SAVINGS AND RETIREMENT PLAN | SOUTH HAVEN, MI | Advisor / Consultant FINANCIAL ADVISOR | 135 | $1.7M | $8K |
| SAUK BUSINESS ENTERPRISES THE BLACK HAWK CASINO 401(K) PLAN | SHAWNEE, OK | Broker BROKER | 150 | $1.3M | $0 |
| SAUK BUSINESS ENTERPRISES THE BLACK HAWK CASINO 401(K) PLAN | SHAWNEE, OK | Broker BROKER | 149 | $965K | $0 |
| SAUK BUSINESS ENTERPRISES THE BLACK HAWK CASINO 401(K) PLAN | SHAWNEE, OK | Broker BROKER | 129 | $653K | $0 |