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Original filing (PDF)20250909151122NAL0012940515001
KBKG, INC.
Form 5500
FILING_RECEIVED
KBKG, INC 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
138
Accounts w/ balance
226
Plan assets (EOY)
$17.9M
Net assets (EOY)
$17.9M
How this plan invests
This plan
15 pooled trusts
Schedule D
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 40 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KBKG, INC..
Plan sponsor
Name
KBKG, INC.
EIN
95-4864453
Address
225 S. LAKE AVE., SUITE 400 · PASADENA, CA · 91101
Phone
(626) 538-3188
Industry
CPA Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-09
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
SCOTT MILLER CPA AND ASSOCIATES, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $71K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA FINANCIAL SPECIALISTS LLC | — | SCHAUMBURG, IL | BROKER/ADVISER | $0 | — |
Investments
28 direct securities · 15 pooled funds· $17.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$13.1M
28 holdings
Common Collective Trust
$4.8M
15 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Participant-Directed Brokerage Accounts Self-directed brokerage accounts | — | — | — | $2.6M | 14.4% | |
| Vanguard 500 Index Fund Admiral Class | — | — | — | $2.2M | 12.2% | |
| INDEXSELECT CONSERVATIVE 2055 FUND GREAT GRAY · EIN 81-4543855 / PN 314 | Common Collective Trust | — | — | $1.7M | 9.3% | |
| JPMorgan Large Cap Growth Fund Class R6 | — | — | — | $1.3M | 7.3% | |
| INDEXSELECT CONSERVATIVE 2045 FUND GREAT GRAY · EIN 81-4532033 / PN 313 | Common Collective Trust | — | — | $1.1M | 6.4% | |
| Alger Capital Appreciation Institutional Fund Class Y | — | — | — | $705K | 3.9% | |
| Vanguard Mid Cap Index Fund Admiral Class | — | — | — | $633K | 3.5% | |
| MFS Research International Fund Class R6 | — | — | — | $599K | 3.3% | |
| Vanguard Small Cap Index Fund Admiral Class | — | — | — | $581K | 3.3% | |
| Nuveen Large Cap Responsible Equity Fund Class R6 | — | — | — | $428K | 2.4% | |
| MFS Technology Fund Class R6 | — | — | — | $424K | 2.4% | |
| INDEXSELECT CONSERVATIVE RET FUND C GREAT GRAY · EIN 81-4499160 / PN 310 | Common Collective Trust | — | — | $415K | 2.3% | |
| Victory Capital Victory Nasdaq-100 Index Fund | — | — | — | $410K | 2.3% | |
| JPMorgan Small Cap Growth Fund Class R6 | — | — | — | $385K | 2.2% | |
| BlackRock Health Sciences Opportunities Portfolio Class K | — | — | — | $364K | 2.0% | |
| INDEXSELECT CONSERVATIVE 2035 FUND GREAT GRAY · EIN 81-4515825 / PN 312 | Common Collective Trust | — | — | $349K | 2.0% | |
| INDEXSELECT AGGRESSIVE 2035 FUND CL GREAT GRAY · EIN 81-4393238 / PN 302 | Common Collective Trust | — | — | $325K | 1.8% | |
| INDEXSELECT AGGRESSIVE 2055 FUND CL GREAT GRAY · EIN 81-4418048 / PN 304 | Common Collective Trust | — | — | $309K | 1.7% | |
| PIMCO Real Return Fund Institutional Class | — | — | — | $304K | 1.7% | |
| JPMorgan Equity Income Fund Class R6 | — | — | — | $278K | 1.6% | |
| MFS Mid Cap Growth Fund Class R6 | — | — | — | $251K | 1.4% | |
| Franklin Templeton Investments Western Asset Core Plus Bond Fund Class IS | — | — | — | $243K | 1.4% | |
| INDEXSELECT MODERATE 2045 FUND CL I GREAT GRAY · EIN 81-4470950 / PN 308 | Common Collective Trust | — | — | $241K | 1.4% | |
| American Funds American Funds American Balanced Fund Class R6 | — | — | — | $219K | 1.2% | |
| INDEXSELECT MODERATE 2055 FUND CL I GREAT GRAY · EIN 81-4484368 / PN 309 | Common Collective Trust | — | — | $209K | 1.2% | |
| Empower Annuity Insurance Company of America MassMutual Guaranteed Interest Account | — | — | — | $207K | 1.2% | |
| PIMCO Income Fund Institutional Class | — | — | — | $203K | 1.1% | |
| American Funds American Funds New World Fund Class R6 | — | — | — | $187K | 1.0% | |
| DWS REEF Real Estate Securities Fund Class R6 | — | — | — | $134K | 0.8% | |
| Franklin Templeton Investments Franklin Small Cap Value Fund Class R6 | — | — | — | $131K | 0.7% | |
| INDEXSELECT AGGRESSIVE RETIRE FUND GREAT GRAY · EIN 81-4374798 / PN 300 | Common Collective Trust | — | — | $90K | 0.5% | |
| Invesco Gold & Special Minerals Fund Class R6 | — | — | — | $81K | 0.5% | |
| Participant Loans Interest rates range from 5.34% to 9.25% | — | — | — | $81K | 0.5% | |
| Franklin Templeton Investments Franklin International Growth Fund Class R6 | — | — | — | $59K | 0.3% | |
| American Funds American Funds Capital Income Builder Class R6 | — | — | — | $59K | 0.3% | |
| JPMorgan Short Duration Bond Fund Class R6 | — | — | — | $43K | 0.2% | |
| Franklin Templeton Investments BrandywineGLOBAL Global Opportunities Bond Fund Class IS | — | — | — | $38K | 0.2% | |
| INDEXSELECT MODERATE 2035 FUND CL I GREAT GRAY · EIN 81-4457845 / PN 307 | Common Collective Trust | — | — | $17K | <0.1% | |
| INDEXSELECT AGGRESSIVE 2045 FUND CL GREAT GRAY · EIN 81-4403657 / PN 303 | Common Collective Trust | — | — | $11K | <0.1% | |
| INDEXSELECT MODERATE RETIRE FUND CL GREAT GRAY · EIN 81-4430771 / PN 305 | Common Collective Trust | — | — | $2K | <0.1% | |
| INDEXSELECT MODERATE 2025 FUND CL I GREAT GRAY · EIN 81-4447624 / PN 306 | Common Collective Trust | — | — | $0 | <0.1% | |
| INDEXSELECT CONSERVATIVE 2025 FUND GREAT GRAY · EIN 81-4509619 / PN 311 | Common Collective Trust | — | — | $0 | <0.1% | |
| INDEXSELECT AGGRESSIVE 2025 FUND CL GREAT GRAY · EIN 81-4386547 / PN 301 | Common Collective Trust | — | — | $0 | <0.1% |