Cetera Financial

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

764

Total plan assets

$45.9M

Filings (rows)

Direct comp

Indirect comp

$10K

Showing only "CETERA FINANCIAL"

View all 3 variants aggregated →

CETERA FINANCIAL GROUP21 CETERA FINANCIAL SPECIALISTS10 CETERA FINANCIAL3

SERVICES PROVIDED

Broker3

Plans served

All 3 plansUnlock full export (Pro)

Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
American Reading Company American Reading Company 401(k) Retirement Plan · all filings	BLUE BELL, PA	Broker	207	$16.5M	$0	$0
American Reading Company American Reading Company 401(k) Retirement Plan · all filings	BLUE BELL, PA	Broker	229	$15.6M	$0	$6K
American Reading Company American Reading Company 401(k) Retirement Plan · all filings	BLUE BELL, PA	Broker	328	$13.8M	$0	$4K