Back to filter
Original filing (PDF)20250626211438NAL0022157938001
THE OPEN WINDOW SCHOOL
Form 5500
FILING_RECEIVED
THE OPEN WINDOW SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN
403(b) retirement plan
Signals · 1
50% in single holding
Active participants
81
Accounts w/ balance
213
Plan assets (EOY)
$12.5M
Net assets (EOY)
$12.5M
How this plan invests
This plan
1 pooled trust
Schedule D
41 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Value * Various 403(b) annuity contracts and custodial accounts" is 50% of plan.
Helping the score
- Below-peer total fees (19 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE OPEN WINDOW SCHOOL.
Plan sponsor
Name
THE OPEN WINDOW SCHOOL
EIN
91-1303536
Address
6128 168TH PLACE SE · BELLEVUE, WA · 980065679
Phone
(425) 747-2911
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-06-26
Pension benefit codes
2M · 403(b)(7) custodial accounts
2F · ERISA section 404(c)
2L · 403(b)(1) annuity
2G · Total participant-directed accounts
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLARK NUBER P.S.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | RECORDKEEPER | $24K | — |
Investments
40 direct securities · 1 pooled fund· $24.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$24.7M
40 holdings
Pooled Separate Account
$213K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Value * Various 403(b) annuity contracts and custodial accounts | — | — | — | $12.5M | 100.0% | |
| College Retirement Equities Fund variable annuities Vanguard Target Retire 2040 | — | — | — | $1.5M | 11.9% | |
| College Retirement Equities Fund variable annuities CREF Stock R1 | — | — | — | $1.3M | 10.7% | |
| College Retirement Equities Fund variable annuities Vanguard 500 Idx Adm | — | — | — | $1.3M | 10.6% | |
| College Retirement Equities Fund variable annuities Vanguard Target Retire 2030 | — | — | — | $1.2M | 9.9% | |
| College Retirement Equities Fund variable annuities Vanguard Target Retire 2045 | — | — | — | $1.1M | 8.5% | |
| College Retirement Equities Fund variable annuities Vanguard Target Retire 2050 | — | — | — | $974K | 7.8% | |
| College Retirement Equities Fund variable annuities Vanguard Target Retire 2035 | — | — | — | $669K | 5.4% | |
| College Retirement Equities Fund variable annuities CREF Growth R1 | — | — | — | $620K | 5.0% | |
| College Retirement Equities Fund variable annuities Vanguard Target Retire 2055 | — | — | — | $543K | 4.4% | |
| College Retirement Equities Fund variable annuities TIAA Traditional Non Benefit Responsive | — | — | — | $469K | 3.8% | |
| College Retirement Equities Fund variable annuities Vanguard Target Retire 2025 | — | — | — | $347K | 2.8% | |
| College Retirement Equities Fund variable annuities CREF Equity Index R1 | — | — | — | $284K | 2.3% | |
| College Retirement Equities Fund variable annuities CREF Global Equities R1 | — | — | — | $256K | 2.1% | |
| TIAA REAL ESTATE TIAA · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $213K | 1.7% | |
| College Retirement Equities Fund variable annuities Vanguard Target Retire 2060 | — | — | — | $189K | 1.5% | |
| College Retirement Equities Fund variable annuities Vanguard Ttl Bd Mkt Idx Adm | — | — | — | $165K | 1.3% | |
| College Retirement Equities Fund variable annuities CREF Social Choice R1 | — | — | — | $149K | 1.2% | |
| College Retirement Equities Fund variable annuities CREF Core Bond R1 | — | — | — | $140K | 1.1% | |
| College Retirement Equities Fund variable annuities TIAA Traditional Benefit Responsive | — | — | — | $132K | 1.1% | |
| College Retirement Equities Fund variable annuities Dodge & Cox Intl Stock Fund I | — | — | — | $120K | 1.0% | |
| College Retirement Equities Fund variable annuities CREF Money Market R1 | — | — | — | $100K | 0.8% | |
| College Retirement Equities Fund variable annuities Vanguard Mid-Cap Idx Adm | — | — | — | $63K | 0.5% | |
| College Retirement Equities Fund variable annuities Vanguard Small-Cap Idx Adm | — | — | — | $60K | 0.5% | |
| College Retirement Equities Fund variable annuities Vanguard Target Retire 2020 | — | — | — | $59K | 0.5% | |
| College Retirement Equities Fund variable annuities JPMorgan Large Cap Growth R6 | — | — | — | $47K | 0.4% | |
| College Retirement Equities Fund variable annuities Vanguard Selected Value Inv | — | — | — | $46K | 0.4% | |
| College Retirement Equities Fund variable annuities DFA Emerging Markets I | — | — | — | $45K | 0.4% | |
| College Retirement Equities Fund variable annuities CREF Inflation-Linked Bond R1 | — | — | — | $44K | 0.4% | |
| College Retirement Equities Fund variable annuities Vanguard Mid-Cap Grw Idx Adm | — | — | — | $43K | 0.3% | |
| College Retirement Equities Fund variable annuities Vanguard Small-Cap Grw Idx Adm | — | — | — | $37K | 0.3% | |
| College Retirement Equities Fund variable annuities Nuveen Large Cap Resp Eq R6 | — | — | — | $33K | 0.3% | |
| College Retirement Equities Fund variable annuities DFA International SmCpVal Inst | — | — | — | $29K | 0.2% | |
| College Retirement Equities Fund variable annuities Vanguard Real Estate Idx Adm | — | — | — | $29K | 0.2% | |
| College Retirement Equities Fund variable annuities DFA US Large Cap Value Inst | — | — | — | $26K | 0.2% | |
| College Retirement Equities Fund variable annuities Vanguard Short-Trm Bd Idx Adm | — | — | — | $24K | 0.2% | |
| College Retirement Equities Fund variable annuities Vanguard Target Retire Income | — | — | — | $24K | 0.2% | |
| College Retirement Equities Fund variable annuities PIMCO Real Return Inst Class | — | — | — | $21K | 0.2% | |
| College Retirement Equities Fund variable annuities Vanguard Small-Cap Val Idx Adm | — | — | — | $15K | 0.1% | |
| College Retirement Equities Fund variable annuities Vanguard Target Retire 2065 | — | — | — | $13K | 0.1% | |
| College Retirement Equities Fund variable annuities Nuveen Money Market R6 | — | — | — | $2K | <0.1% |
Related plans
Other plans using TIAA
DUKE UNIVERSITY
THE DUKE UNIVERSITY FACULTY AND STAFF RETIREMENT PLAN
$11.0B · 49,781 participants
THE MOUNT SINAI MEDICAL CENTER
THE MOUNT SINAI MEDICAL CENTER 403(B) RETIREMENT PLAN
$9.5B · 46,304 participants
JOHNS HOPKINS UNIVERSITY OFFICE OF BENEFITS SERVICES
JOHNS HOPKINS UNIVERSITY 403(B) PLAN
$8.8B · 25,218 participants
YALE UNIVERSITY
YALE UNIVERSITY RETIREMENT ACCOUNT PLAN
$8.3B · 13,709 participants
WASHINGTON UNIVERSITY IN ST. LOUIS
WASHINGTON UNIVERSITY RETIREMENT SAVINGS PLAN
$7.5B · 27,547 participants
UNIVERSITY OF ROCHESTER
UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM
$7.2B · 30,335 participants
Similar-size Educational Services plans
SAINT JAMES SCHOOL
SAINT JAMES SCHOOL RETIREMENT
$12.5M
STANLEY CLARK SCHOOL
STANLEY CLARK SCHOOL 403(B) DC PLAN
$12.5M · 55 participants
LAS VEGAS DAY SCHOOL, INC.
LAS VEGAS DAY SCHOOL 401(K) PLAN
$12.4M · 173 participants
HARFORD DAY SCHOOL
HARFORD DAY SCHOOL TIAA-CREF
$12.4M · 65 participants
THE ODYSSEY SCHOOL
THE ODYSSEY SCHOOL DC RETIREMENT PLAN
$12.4M · 63 participants
NORTH RALEIGH CHRISTIAN ACADEMY, INC.
NORTH RALEIGH CHRISTIAN ACADEMY, INC. 403(B) PLAN
$12.4M · 133 participants
Large plans in Washington
THE BOEING CO. AND CONSOLIDATED SUBSIDIARIES
THE BOEING COMPANY 401(K) RETIREMENT PLAN
$73.9B · 143,146 participants
THE BOEING CO. AND CONSOLIDATED SUBSIDIARIES
THE BOEING COMPANY EMPLOYEE SAVINGS PLANS MASTER TRUST INVESTMENT ACCOUNT
$73.5B
MICROSOFT CORPORATION
MICROSOFT CORPORATION SAVINGS PLUS 401K PLAN
$65.6B · 123,878 participants
WESTERN CONFERENCE OF TEAMSTERS PENSION TRUST FUND BOARD OF TRUSTEES
WESTERN CONFERENCE OF TEAMSTERS PENSION PLAN
$56.4B · 231,353 participants
THE BOEING CO. AND CONSOLIDATED SUBSIDIARIES
THE BOEING COMPANY EMPLOYEE RETIREMENT PLANS MASTER TRUST
$46.2B
COSTCO WHOLESALE CORPORATION
COSTCO 401K RETIREMENT PLAN
$41.0B · 212,976 participants