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Original filing (PDF)20251015161315NAL0002613395001
NORTHWINDS TECHNOLOGY SOLUTIONS LLC
Form 5500
FILING_RECEIVED
NORTHWINDS TECHNOLOGY SOLUTIONS RETIREMENT PLAN
401(k) retirement plan
Signals · 2
31% in single holdingNo recordkeeper disclosed
Active participants
232
Accounts w/ balance
260
Plan assets (EOY)
$57.7M
Net assets (EOY)
$57.7M
How this plan invests
This plan
2 pooled trusts
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Fidelity Sm Cap Index Fund Mutual fund" is 31% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (9 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NORTHWINDS TECHNOLOGY SOLUTIONS LLC.
Plan sponsor
Name
NORTHWINDS TECHNOLOGY SOLUTIONS LLC
EIN
84-1939908
Address
3100 BUSINESS PARK DRIVE · STEVENS POINT, WI · 54482
Phone
(715) 344-6087
Industry
Custom Computer Programming· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
Audit & trust (Schedule H)
Auditor
GRANT THORTON LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $49K | — |
Investments
20 direct securities · 2 pooled funds· $52.9M(92% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$46.9M
20 holdings
Common Collective Trust
$6.0M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Sm Cap Index Fund Mutual fund | — | — | — | $17.3M | 29.9% | |
| Fidelity International Idx Fd Mutual fund | — | — | — | $6.4M | 11.0% | |
| Fidelity 500 Index Fund Mutual fund | — | — | — | $3.8M | 6.6% | |
| PIMCO RealPath Bld 2055 Ins Fd Mutual fund | — | — | — | $3.5M | 6.0% | |
| PIMCO STABLE INCOME FD CL 1 SEI TRUST COMPANY · EIN 45-4367155 / PN 036 | Common Collective Trust | — | — | $3.5M | 6.0% | |
| LORD ABBETT TL RET TR II BP FD WILMINGTON TRUST CO. · EIN 51-6521510 / PN 324 | Common Collective Trust | — | — | $2.6M | 4.5% | |
| PIMCO RealPath Bld 2040 Ins Fd Mutual fund | — | — | — | $2.5M | 4.3% | |
| PIMCO RealPath Bld 2065 Ins Fd Mutual fund | — | — | — | $2.3M | 4.1% | |
| PIMCO RealPath Bld 2060 Ins Fd Mutual fund | — | — | — | $2.2M | 3.9% | |
| PIMCO RealPath Bld 2045 Ins Fd Mutual fund | — | — | — | $2.2M | 3.8% | |
| Fidelity Mid Cp Index Fund Mutual fund | — | — | — | $2.1M | 3.7% | |
| Vanguard Fed Money Mrkt Inv Fd Mutual fund | — | — | — | $1.5M | 2.6% | |
| PIMCO RealPath Bld 2035 Ins Fd Mutual fund | — | — | — | $795K | 1.4% | |
| PIMCO RealPath Bld 2030 Ins Fd Mutual fund | — | — | — | $634K | 1.1% | |
| PIMCO RealPath Bld Inc Inst Fd Mutual fund | — | — | — | $587K | 1.0% | |
| Notes receivable from participants Interest rates ranging from 3.25% to 8.50% | — | — | — | $517K | 0.9% | |
| DFA Emerg Mkt Core Eqty I Fd Mutual fund | — | — | — | $214K | 0.4% | |
| DFA Int'l Small Company I Fd Mutual fund | — | — | — | $181K | 0.3% | |
| PIMCO RealPath Bld 2025 Ins Fd Mutual fund | — | — | — | $52K | <0.1% | |
| PIMCO Intl Bond (USD-Hdg) I Fd Mutual fund | — | — | — | $42K | <0.1% | |
| Principal Diversified Real Asset R6 Mutual fund | — | — | — | $19K | <0.1% | |
| (E) | — | — | — | $19K | <0.1% |