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Original filing (PDF)20250827051355NAL0004821363001
UPSTACK, INC.
Form 5500
FILING_RECEIVED
UPSTACK 401(K) PLAN
401(k) retirement plan
Active participants
162
Accounts w/ balance
157
Plan assets (EOY)
$6.5M
Net assets (EOY)
$6.5M
How this plan invests
This plan
1 pooled trust
Schedule D
63 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UPSTACK, INC..
Plan sponsor
Name
UPSTACK, INC.
EIN
81-3151125
Address
250 GREENWICH ST · 46TH FLOOR · NEW YORK, NY · 10007
Phone
(646) 784-0317
Industry
Custom Computer Programming· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-27
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BLATT & DAUMANN, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $3K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 36-3258176 | — | INVESTMENT/FINANCIAL ADVI | $27K | — |
Investments
52 direct securities · 1 pooled fund· $6.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$5.8M
43 holdings
Registered Investment Companies
$788K
9 holdings
Common Collective Trust
$709
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| IShares Russell 1000 Large-Cap K Mutual Funds | — | — | — | $695K | 10.6% | |
| Nuveen LC Index 2040 R6 Mutual Funds | — | — | — | $597K | 9.1% | |
| FID 500 IND | Registered Investment Companies | — | — | $561K | 8.6% | |
| Nuveen LC Index 2055 R6 Mutual Funds | — | — | — | $557K | 8.5% | |
| Nuveen LC Index 2045 R6 Mutual Funds | — | — | — | $520K | 7.9% | |
| Nuveen LC Index 2050 R6 Mutual Funds | — | — | — | $417K | 6.4% | |
| Nuveen Int EQ Index R6 Mutual Funds | — | — | — | $411K | 6.3% | |
| Nuveen LC Index 2030 R6 Mutual Funds | — | — | — | $314K | 4.8% | |
| Nuveen LC Index 2035 R6 Mutual Funds | — | — | — | $275K | 4.2% | |
| Nuveen LC Index 2060 R6 Mutual Funds | — | — | — | $242K | 3.7% | |
| John Hancock Bond Fund R6 Mutual Funds * 733 JP Morgan Large-Cap Value R6 Mutual Funds | — | — | — | $223K | 3.4% | |
| Vanguard Intermediate Term Bon Mutual Funds | — | — | — | $190K | 2.9% | |
| Vanguard Real Estate Index Adm Mutual Funds | — | — | — | $140K | 2.1% | |
| AB Large-Cap Growth Fund Z Mutual Funds | — | — | — | $111K | 1.7% | |
| Vanguard Intl Grwth Adm Mutual Funds | — | — | — | $102K | 1.6% | |
| Vanguard Growth Index Fund Adm Mutual Funds | — | — | — | $93K | 1.4% | |
| Invesco Stable Asset Common Collective Funds * 709 ** Participant Loans Interest Rates at 4.25 - 10.50% - | — | — | — | $92K | 1.4% | |
| Nuveen Lifecycle Idx Ret Inc R6 Mutual Funds * 776 Nuveen LC Index 2025 R6 Mutual Funds | — | — | — | $88K | 1.3% | |
| Vanguard Bal Idx Adm Mutual Funds | — | — | — | $82K | 1.2% | |
| Blackrock Mid-Cap Value K Mutual Funds | — | — | — | $77K | 1.2% | |
| Vanguard Value Index Fund Adm Mutual Funds | — | — | — | $72K | 1.1% | |
| Vanguard Total Intl BD Idx Adm Mutual Funds | — | — | — | $68K | 1.0% | |
| JP Morgan US Small Company R6 Mutual Funds | Registered Investment Companies | — | — | $68K | 1.0% | |
| BLACKROCK MIDCAP GROWTH EQ K | Registered Investment Companies | — | — | $58K | 0.9% | |
| Vanguard Mid-Cap Growth Idx Adm Mutual Funds | — | — | — | $54K | 0.8% | |
| American Funds New Persp R6 Mutual Funds | — | — | — | $53K | 0.8% | |
| Vanguard Mid-Cap Value Ind Adm Mutual Funds | — | — | — | $47K | 0.7% | |
| Pimco Diversified Inc – Inst Mutual Funds | — | — | — | $43K | 0.7% | |
| Vanguard Mid-Cap Index Adm Mutual Funds | — | — | — | $41K | 0.6% | |
| BLK Commodity Strat K Mutual Funds | — | — | — | $36K | 0.6% | |
| AMF INCOME FD OF AMERICA R6 | Registered Investment Companies | — | — | $36K | 0.5% | |
| VAN INT TRM TREAS IDX ADM 771 REGISTERED INVESTMENT COMPANY VANGUARD SM CP GR IDX -ADMIRAL | Registered Investment Companies | — | — | $31K | 0.5% | |
| Vanguard Small-Cap Index Adm Mutual Funds | Registered Investment Companies | — | — | $24K | 0.4% | |
| Nuveen LC Index 2065 R6 Mutual Funds | — | — | — | $22K | 0.3% | |
| Vanguard Emg Mkts Stk Idx Adm Mutual Funds | — | — | — | $20K | 0.3% | |
| Vanguard Dev Mkt Index Adm Mutual Funds | — | — | — | $19K | 0.3% | |
| Clearbridge Mid-Cap IS Mutual Funds | — | — | — | $15K | 0.2% | |
| PRI Real Estate Securities R6 Mutual Funds * 622 Undisc Mgrs Behavioral Vale R6 Mutual Funds | — | — | — | $11K | 0.2% | |
| PRI Glbl Real Estate Sec R6 Mutual Funds | — | — | — | $7K | 0.1% | |
| Vanguard Util Idx Adm Mutual Funds | — | — | — | $6K | <0.1% | |
| JPMORGAN US EQUITY FUND R6 | Registered Investment Companies | — | — | $5K | <0.1% | |
| AB Discovery Value Z Mutual Funds | — | — | — | $3K | <0.1% | |
| Invesco Gold & Spec MinR6 Mutual Funds | — | — | — | $3K | <0.1% | |
| VAN INFL PROTECTED SEC - ADMR | Registered Investment Companies | — | — | $3K | <0.1% | |
| Vanguard Int Trm Treas Idx Adm Mutual Funds * 771 Vanguard International Value – Inv Mutual Funds | — | — | — | $3K | <0.1% | |
| Fidelity ADV Intl Small-Cap Fund Z Mutual Funds | — | — | — | $3K | <0.1% | |
| (1) X This form is filed for a CCT, PSA, or MTIA. | — | — | — | $3K | <0.1% | |
| performed pursuant to both 29 CFR 2520.103-8 and 29 CFR 2520.103-12(d). Check box (3) if pursuant to neither. | — | — | $3K | $3K | <0.1% | |
| Yes No Amount a | — | — | — | $3K | <0.1% | |
| Pimco Inv Gr Cred Bd I Mutual Funds | — | — | — | $2K | <0.1% | |
| Fidelity Intl Growth Z Mutual Funds | — | — | — | $2K | <0.1% | |
| MACQUARIE SYST EMMKTS EQ R6 | Registered Investment Companies | — | — | $1K | <0.1% | |
| INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $709 | <0.1% |