Nicholas Harbert signed Lockton, Inc.'s 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Lockton, Inc.'s EIN is 90-0007886.
Download the official 2024 Form 5500 (PDF) for Lockton, Inc. from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Lockton, Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $619K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| 36-3258176 |
| — |
| INV ADV, PARTICIPANTS |
| $36K |
| — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB & CO, INC. | 94-1737782 | — | BROKER/DEALER | $5K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CREATIVE PLANNING LLC | 43-1270780 | — | INV ADV, PARTICIPANTS | $84K | — |
| BCWM, LLC. | 26-0817243 | — | INV ADV, PARTICIPANTS | $18K | — |
| MARINER LLC | 20-4553256 | — | INV ADV, PARTICIPANTS | $17K | — |
| PRIME CAPITAL INVESTMENT ADVIS | 82-1364595 | — | INV ADV, PARTICIPANTS | $8K | — |
| GOODMAN FINANCIAL CORPORATION | 76-0266967 | — | INV ADV, PARTICIPANTS | $5K | — |
| CREATIVE PLANNING, LLC | 84-4519624 | — | INV ADV, PARTICIPANTS | $0 | — |
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| AMERICAN CENT IN RET TRUST XII GLOBAL TRUST COMPANY · EIN 30-6406015 / PN 001 | Common Collective Trust | — | — | $671.9M | 48.1% | |
| Fidelity Investments Fidelity Contrafund | Common Collective Trusts | — | — | $131.7M | 9.4% | |
| FIDELITY CTRAFD COMM PL CLSS I FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 133 | Common Collective Trust | — | — | $131.7M | 9.4% | |
| BLACKROCK EQUITY INDEX M FUND BLACKROCK INST TRUST CO · EIN 45-4365907 / PN 001 | Common Collective Trust | — | — | $124.2M | 8.9% | |
| American Century Investments Am Cent Retire Dt 2045 Trust XII | Other securities | — | — | $97.4M | 7.0% | |
| American Century Investments Am Cent Retire Dt 2050 Trust XII | Other securities | — | — | $94.0M | 6.7% | |
| American Century Investments Am Cent Retire Dt 2030 Trust XII | Other securities | — | — | $90.0M | 6.4% | |
| American Century Investments Am Cent Retire Dt 2035 Trust XII | Other securities | — | — | $87.1M | 6.2% | |
| Individually Directed Accounts | Other securities | — | — | $85.3M | 6.1% | |
| American Century Investments Am Cent Retire Dt 2055 Trust XII | Other securities | — | — | $80.9M | 5.8% | |
| American Century Investments Am Cent Retire Dt 2040 Trust XII | Other securities | — | — | $80.6M | 5.8% | |
| American Century Investments Am Cent Retire Dt 2060 Trust XII | Other securities | — | — | $54.9M | 3.9% | |
| American Century Investments Am Cent Retire Dt 2025 Trust XII | Other securities | — | — | $46.2M | 3.3% | |
| COLUMBIA TR DIV INC INST 100 AMERIPRISE TRUST COMPANY · EIN 41-0007957 / PN 218 | Common Collective Trust | — | — | $39.8M | 2.9% | |
| BLACKROCK MIDCP EQ INDEX M FD BLACKROCK INST TRUST CO · EIN 45-4378115 / PN 001 | Common Collective Trust | — | — | $35.1M | 2.5% | |
| Registered Investment Companies American Funds Service Company Am Fds EuroPacific Grth R6 Fd | Mutual Funds | — | — | $28.2M | 2.0% | |
| BLKROCK RUSSELL 2000 IDX M FD BLACKROCK INST TRUST CO · EIN 45-4352603 / PN 001 | Common Collective Trust | — | — | $27.7M | 2.0% | |
| T. Rowe Price Funds T. Rowe Price Mid-Cap Value I Fd | Other securities | — | — | $25.9M | 1.9% | |
| Vanguard Group Vanguard Dev Mkts Index Inst Fd | Mutual Funds | — | — | $25.8M | 1.8% | |
| BLACKROCK US DEBT INDEX M FUND BLACKROCK INST TRUST CO · EIN 45-4395752 / PN 001 | Common Collective Trust | — | — | $25.2M | 1.8% | |
| Separately Managed Account Met Life Guaranteed investment contract | Stable Value | — | — | $25.1M | 1.8% | |
| American Century Investments Am Cent Retire Trust XII | Other securities | — | — | $21.2M | 1.5% | |
| PRUDENTIAL CORE PLUS BOND 12 PRUDENTIAL TRUST COMPANY · EIN 23-6994310 / PN 165 | Common Collective Trust | — | — | $20.5M | 1.5% | |
| The American Funds American Funds Newworld R6 | Mutual Funds | — | — | $19.9M | 1.4% | |
| American Century Investments Am Cent Retire Dt 2065 Trust XII | Other securities | — | — | $19.4M | 1.4% | |
| PRIN SMCAP GROWTH I SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 070 | Pooled Separate Account | — | — | $16.3M | 1.2% | |
| FRANKLN SMALL CAP VALUE GG R GREAT GRAY TRUST COMPANY · EIN 38-4126289 / PN 594 | Common Collective Trust | — | — | $16.0M | 1.1% | |
| PIMCO Income Institutional Fund | Mutual Funds | — | — | $10.7M | 0.8% | |
| Principal Life Insurance Company Principal LargeCap S&P 500 Index SA-NE | Common Collective Trusts | — | — | $9.2M | 0.7% | |
| PRIN LGCP S&P 500 IDX SA-NE PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $9.2M | 0.7% | |
| MFS MID CAP GROWTH FUND CL 2W GREAT GRAY TRUST COMPANY · EIN 38-4126294 / PN 597 | Common Collective Trust | — | — | $5.4M | 0.4% | |
| STATE ST WD DV EX US IDX II FD STATE STREET BANK AND TRUST COMPANY · EIN 04-0025081 / PN 034 | Common Collective Trust | — | — | $3.0M | 0.2% | |
| PRINCIPAL DIV REAL ASSET SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 123 | Pooled Separate Account | — | — | $2.8M | 0.2% | |
| PRIN MIDCAP S&P 400 IDX SA-NE PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $1.8M | 0.1% | |
| STATE STREET US BD ID SL XIV STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 477 | Common Collective Trust | — | — | $1.8M | 0.1% | |
| STATE STREET EM IDX SL II FD STATE STREET GLOBAL ADVISORS · EIN 32-6528132 / PN 035 | Common Collective Trust | — | — | $1.6M | 0.1% | |
| PRIN SMCAP S&P 600 INDEX SA-NE PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $1.6M | 0.1% | |
| Columbia Trust Money Market Fund Money market fund | Cash / Money Market | — | — | $1.6M | 0.1% | |
| STABLE VALUE FIXED INCOME CIT ALTA TRUST COMPANY · EIN 88-2465398 / PN 001 | Common Collective Trust | — | — | $1.2M | <0.1% |
