Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | 36-3258176 | — | INVESTMENT ADVISORY | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $626K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Growth Index Fund Mutual Fund | — | — | — | $25.1M | 13.1% | |
| Schwab S&P 500 Index Fund Mutual Fund | — | — | — | $22.4M | 11.7% | |
| Principal Fixed Income Guarenteed Option Guaranteed Investment Contract | — | — |
| — |
| $20.4M |
| 10.7% |
| Vanguard Equity Income Fund Mutual Fund | — | — | — | $20.3M | 10.6% |
| Vanguard International Growth Fund Mutual Fund | — | — | — | $20.1M | 10.5% |
| Vanguard Total Bond Market Index Fund Mutual Fund | — | — | — | $13.8M | 7.2% |
| Vanguard Developed Markets Index Fund Mutual Fund | — | — | — | $11.3M | 5.9% |
| Segall Bryant & Harrill Small Cap Growth Fund Mutual Fund | — | — | — | $9.0M | 4.7% |
| Vanguard Small-Cap Value Index Fund Mutual Fund | — | — | — | $6.9M | 3.6% |
| Vanguard Small-Cap Index Fund Mutual Fund | — | — | — | $6.6M | 3.4% |
| Vanguard Mid-Cap Index Fund Mutual Fund | — | — | — | $6.6M | 3.4% |
| Vanguard Mid-Cap Value Index Fund Mutual Fund | — | — | — | $6.1M | 3.2% |
| Vanguard Inflation-Protected Securities Fund Mutual Fund | — | — | — | $5.9M | 3.1% |
| Vanguard High-Yield Corporate Fund Mutual Fund | — | — | — | $4.8M | 2.5% |
| American Funds New World Fund Mutual Fund | — | — | — | $3.9M | 2.1% |
| MFS Mid Cap Growth Fund Mutual Fund | — | — | — | $3.2M | 1.7% |
| Participant Loans (interest rate range 3.25%-10.50%) | Participant loans | — | — | $2.1M | 1.1% |
| Columbia Global Technology Growth Fund Mutual Fund | — | — | — | $1.1M | 0.6% |
| PIMCO Income Fund Mutual Fund | — | — | — | $745K | 0.4% |
| DFA International Small Cap Growth Fund Mutual Fund | — | — | — | $385K | 0.2% |
| American Funds New Perspective Fund Mutual Fund | — | — | — | $339K | 0.2% |
| T. Rowe Price Health Sciences Fund Mutual Fund | — | — | — | $316K | 0.2% |
| (1) DFA Intermediate Government Fixed Income Fund Mutual Fund | — | — | — | $233K | 0.1% |
| DFA International Small Company Fund Mutual Fund | — | — | — | $108K | <0.1% |
| (E) | — | — | — | $63K | <0.1% |
| Hartford Schroders International Multi-Cap Value Fund Mutual Fund | — | — | — | $63K | <0.1% |
