REGAL WARE, INC.
This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
Service providers (Schedule C)
3 rows| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEWPORT GROUP, INC. | 27-2037969 | — | RECORDKEEPER | $63K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FRANCIS INVESTMENT COUNSEL | 90-0142264 | — | ADVISOR | $83K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEWPORT TRUST COMPANY | 27-4411131 | — | TRUSTEE | $16K | — |
Investments
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| GARTMORE MORLEY STABLE VALUE PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $5.8M | 14.4% | |
| T. ROWE PRICE RETIREMENT I 2020 I Mutual Fund | — | — | — | $3.9M | 9.6% | |
| VANGUARD INDEX FUND - I Mutual Fund | — | — | — | $3.7M | 9.3% | |
| T. ROWE PRICE BLUE CHIP GROWTH FUND I Mutual Fund | — | — | — | $3.3M | 8.3% | |
| T. ROWE PRICE RETIREMENT I 2030 I Mutual Fund | — | — | — | $3.3M | 8.2% | |
| T. ROWE PRICE RETIREMENT I 2025 I Mutual Fund | — | — | — | $2.6M | 6.4% | |
| T. ROWE PRICE RETIREMENT I 2010 I Mutual Fund | — | — | — | $2.2M | 5.4% | |
| T. ROWE PRICE RETIREMENT I 2040 I Mutual Fund | — | — | — | $1.5M | 3.7% | |
| JP MORGAN GROWTH & INCOME R6 Mutual Fund | — | — | — | $1.5M | 3.7% | |
| LOOMIS SAYLES SM GR INS Mutual Fund | — | — | — | $1.5M | 3.7% | |
| T. ROWE PRICE RETIREMENT I 2035 I Mutual Fund | — | — | — | $1.3M | 3.1% | |
| VANGUARD TOTAL BOND MARKET INDEX ADM Mutual Fund | — | — | — | $1.1M | 2.8% | |
| AMERICAN FUNDS EUROPACIFIC GROWTH R6 Mutual Fund | — | — | — | $1.1M | 2.8% | |
| WILLIAM BLAIR EMERGING MKTS GROWTH R6 Mutual Fund | — | — | — | $1.1M | 2.7% | |
| T. ROWE PRICE RETIREMENT I 2055 I Mutual Fund | — | — | — | $1.0M | 2.5% | |
| T. ROWE PRICE RETIREMENT I 2045 I Mutual Fund | — | — | — | $853K | 2.1% | |
| T. ROWE PRICE RETIREMENT I 2015 I Mutual Fund | — | — | — | $850K | 2.1% | |
| AMERICAN BEACON SMALL CAP VALUE FUND R6 Mutual Fund | — | — | — | $793K | 2.0% | |
| T. ROWE PRICE RETIREMENT I 2050 I Mutual Fund | — | — | — | $676K | 1.7% | |
| T. ROWE PRICE EMERGING MARKETS BOND I Mutual Fund | — | — | — | $659K | 1.6% | |
| PIMCO COMMODITYPL STRAT-INS Mutual Fund | — | — | — | $623K | 1.6% | |
| DFA INFLATION PROTECTED SECURITIES - I Mutual Fund | — | — | — | $477K | 1.2% | |
| T ROWE PR RETIREMEN I 2060-I Mutual Fund | — | — | — | $258K | 0.6% | |
| T ROWE PR RETIREMEN I 2065-I Mutual Fund | — | — | — | $164K | 0.4% |