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Original filing (PDF)20251013102450NAL0001022145001
REGAL WARE, INC.
Form 5500
FILING_RECEIVED
REGAL WARE, INC. BARGAINING UNIT EMPLOYEES' PROFIT SHARING PLAN
401(k) retirement plan
Active participants
125
Accounts w/ balance
220
Plan assets (EOY)
$14.6M
Net assets (EOY)
$14.6M
How this plan invests
This plan
1 pooled trust
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 47 bps in Schedule C fees — 63% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for REGAL WARE, INC..
Plan sponsor
Name
REGAL WARE, INC.
EIN
71-0678746
Address
11270 WEST PARK PLACE · SUITE 800 · MILWAUKEE, WI · 53224
Phone
(262) 626-2121
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
009
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY, US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEWPORT GROUP, INC. | 27-2037969 | — | RECORDKEEPER | $32K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FRANCIS INVESTMENT COUNSEL | — | BROOKFIELD, WI | ADVISOR | $30K | — |
Trustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEWPORT TRUST COMPANY | 27-4411131 | — | TRUSTEE | $6K | — |
Investments
24 direct securities · 1 pooled fund· $29.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Master Trust
$14.5M
1 holding
Uncategorized
$14.5M
24 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| REGAL CONSOLIDATED PS TRUST REGAL WARE, INC. · EIN 71-0678746 / PN 024 | Master Trust | — | — | $14.5M | 99.8% | |
| GARTMORE MORLEY STABLE VALUE FUND 25 Common Collective Trust | — | — | — | $2.1M | 14.4% | |
| T. ROWE PRICE RETIREMENT I 2020 I Mutual Fund | — | — | — | $1.4M | 9.6% | |
| VANGUARD INDEX FUND - I Mutual Fund | — | — | — | $1.4M | 9.3% | |
| T. ROWE PRICE BLUE CHIP GROWTH FUND I Mutual Fund | — | — | — | $1.2M | 8.3% | |
| T. ROWE PRICE RETIREMENT I 2030 I Mutual Fund | — | — | — | $1.2M | 8.2% | |
| T. ROWE PRICE RETIREMENT I 2025 I Mutual Fund | — | — | — | $924K | 6.3% | |
| T. ROWE PRICE RETIREMENT I 2010 I Mutual Fund | — | — | — | $783K | 5.4% | |
| T. ROWE PRICE RETIREMENT I 2040 I Mutual Fund | — | — | — | $544K | 3.7% | |
| JP MORGAN GROWTH & INCOME R6 Mutual Fund | — | — | — | $540K | 3.7% | |
| LOOMIS SAYLES SM GR INS Mutual Fund | — | — | — | $538K | 3.7% | |
| T. ROWE PRICE RETIREMENT I 2035 I Mutual Fund | — | — | — | $455K | 3.1% | |
| VANGUARD TOTAL BOND MARKET INDEX ADM Mutual Fund | — | — | — | $410K | 2.8% | |
| AMERICAN FUNDS EUROPACIFIC GROWTH R6 Mutual Fund | — | — | — | $403K | 2.8% | |
| WILLIAM BLAIR EMERGING MKTS GROWTH R6 Mutual Fund | — | — | — | $389K | 2.7% | |
| T. ROWE PRICE RETIREMENT I 2055 I Mutual Fund | — | — | — | $364K | 2.5% | |
| T. ROWE PRICE RETIREMENT I 2045 I Mutual Fund | — | — | — | $309K | 2.1% | |
| T. ROWE PRICE RETIREMENT I 2015 I Mutual Fund | — | — | — | $308K | 2.1% | |
| AMERICAN BEACON SMALL CAP VALUE FUND R6 Mutual Fund | — | — | — | $287K | 2.0% | |
| T. ROWE PRICE RETIREMENT I 2050 I Mutual Fund | — | — | — | $245K | 1.7% | |
| T. ROWE PRICE EMERGING MARKETS BOND I Mutual Fund | — | — | — | $239K | 1.6% | |
| PIMCO COMMODITYPL STRAT-INS Mutual Fund | — | — | — | $226K | 1.5% | |
| DFA INFLATION PROTECTED SECURITIES - I Mutual Fund | — | — | — | $173K | 1.2% | |
| T ROWE PR RETIREMEN I 2060-I Mutual Fund | — | — | — | $94K | 0.6% | |
| T ROWE PR RETIREMEN I 2065-I Mutual Fund | — | — | — | $59K | 0.4% |
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