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Original filing (PDF)20250711105857NAL0016991634001
PAUL HOBBS WINERY, LP
Form 5500
FILING_RECEIVED
PAUL HOBBS WINERY, LP 401(K) SAFE HARBOR PLAN
401(k) retirement plan
Active participants
130
Accounts w/ balance
106
Plan assets (EOY)
$7.8M
Net assets (EOY)
$7.8M
How this plan invests
This plan
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PAUL HOBBS WINERY, LP.
Plan sponsor
Name
PAUL HOBBS WINERY, LP
EIN
68-0251767
Address
3355 GRAVENSTEIN HIGHWAY NORTH · SEBASTOPOL, CA · 95472
Phone
(707) 824-9879
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-11
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
METZ CPA, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $16K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OSAIC WEALTH INC | — | JERSEY CITY, NJ | INVESTMENT ADVISOR | $21K | — |
| WOODBURY FINANCIAL SERVICES INC | — | OAKDALE, MN | INVESTMENT ADVISOR | $4K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $3K | — |
Investments
29 direct securities· $7.8M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Parnassus Core Equity Fund Mutual Fund | — | — | — | $1.2M | 15.8% | |
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $941K | 12.1% | |
| Nuveen LifeCycle Index 2045 R6 Fund Mutual Fund | — | — | — | $816K | 10.5% | |
| Nuveen LifeCycle Index 2010 R6 Fund Mutual Fund 430 Nuveen LifeCycle Index 2020 R6 Fund Mutual Fund 431 Nuveen LifeCycle Index 2025 R6 Fund Mutual Fund | — | — | — | $535K | 6.9% | |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $508K | 6.5% | |
| JPMorgan Large Cap Growth Fund Mutual Fund | — | — | — | $459K | 5.9% | |
| iShares MSCI EAFE International Index Fund Mutual Fund | — | — | — | $436K | 5.6% | |
| Nuveen LifeCycle Index 2055 R6 Fund Mutual Fund | — | — | — | $415K | 5.3% | |
| Nuveen LifeCycle Index 2035 R6 Fund Mutual Fund | — | — | — | $410K | 5.3% | |
| JPMorgan Core Bond Fund Mutual Fund | — | — | — | $237K | 3.0% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $225K | 2.9% | |
| Nuveen LifeCycle Index 2040 R6 Fund Mutual Fund | — | — | — | $211K | 2.7% | |
| Participant Loans Interest rates from 3.50% to 8.50% $0 | — | — | — | $205K | 2.6% | |
| DFA Emerging Markets Core Equity Fund Mutual Fund | — | — | — | $174K | 2.2% | |
| Cohen & Steers Institutional Realty Shares Mutual Fund | — | — | — | $130K | 1.7% | |
| PGIM High Yield Fund Mutual Fund | — | — | — | $126K | 1.6% | |
| Nuveen LifeCycle Index Retirement Inc R6 Fund Mutual Fund | — | — | — | $120K | 1.5% | |
| Nuveen LifeCycle Index 2050 R6 Fund Mutual Fund | — | — | — | $114K | 1.5% | |
| Columbia Dividend Income Fund Mutual Fund | — | — | — | $108K | 1.4% | |
| American Funds New Perspective Fund Mutual Fund | — | — | — | $80K | 1.0% | |
| JPMorgan Mid Cap Growth Fund Mutual Fund | — | — | — | $77K | 1.0% | |
| Federated Hermes Government Obligations Fund Mutual Fund | — | — | — | $55K | 0.7% | |
| Nuveen LifeCycle Index 2060 R6 Fund Mutual Fund | — | — | — | $54K | 0.7% | |
| Fidelity Advisor Small Cap Growth Fund Mutual Fund | — | — | — | $35K | 0.4% | |
| DFA US Targeted Value Fund Mutual Fund | — | — | — | $23K | 0.3% | |
| Fidelity Intermediate Treasury Bond Index Fund Mutual Fund | — | — | — | $21K | 0.3% | |
| MFS Mid Cap Value Fund Mutual Fund | — | — | — | $17K | 0.2% | |
| Nuveen LifeCycle Index 2065 R6 Fund Mutual Fund | — | — | — | $7K | <0.1% | |
| Invesco Core Plus Bond Fund Mutual Fund | — | — | — | $2K | <0.1% |