Back to filter
Original filing (PDF)20250730131516NAL0001953891001
MAXUS OPERATIONS, LLC
Form 5500
FILING_RECEIVED
MAXUS OPERATIONS, LLC AND AFFILIATES 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
317
Accounts w/ balance
132
Plan assets (EOY)
$2.8M
Net assets (EOY)
$2.8M
How this plan invests
This plan
2 pooled trusts
Schedule D
16 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
65
Knocking points off
- 67 bps in Schedule C fees — modestly above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
- Only 42% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MAXUS OPERATIONS, LLC.
Plan sponsor
Name
MAXUS OPERATIONS, LLC
EIN
46-2715562
Address
401 E. MORRISSEY DRIVE · ELKHORN, WI · 53121
Phone
(262) 642-6560
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-30
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
SVA CERTIFIED PUBLIC ACCOUNTANTS, S
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE RETIREMENT ADVANTAGE INC | — | APPLETON, WI | TPA | $1K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LINCOLN NATIONAL CORPORATION | 35-1140070 | — | SERVICE PROVIDER | $16K | — |
| ASSOCIATED TRUST COMPANY, N.A. | 30-0219031 | — | SERVICE PROVIDER | $2K | — |
Investments
15 direct securities · 2 pooled funds· $2.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$2.8M
15 holdings
Common Collective Trust
$2K
1 holding
Pooled Separate Account
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2035 N/A | — | — | — | $618K | 21.8% | |
| Vanguard Index TR 500 Admiral SHS N/A | — | — | — | $575K | 20.3% | |
| Vanguard Target Retirement 2045 N/A | — | — | — | $444K | 15.6% | |
| Vanguard Target Retirement 2055 FD N/A | — | — | — | $387K | 13.6% | |
| Vanguard Target Retirement 2050 N/A | — | — | — | $240K | 8.4% | |
| AM FDS Washington Mutual IVS FD R6 N/A | — | — | — | $198K | 7.0% | |
| Vanguard Target Retirement 2025 N/A | — | — | — | $78K | 2.7% | |
| Vanguard Target Retirement 2065 N/A | — | — | — | $73K | 2.6% | |
| Vanguard Target Retirement 2020 N/A | — | — | — | $56K | 2.0% | |
| Vanguard Target Retirement 2060 INV N/A | — | — | — | $49K | 1.7% | |
| Vanguard Target Retirement 2030 N/A | — | — | — | $36K | 1.3% | |
| Vanguard Target Retirement 2040 N/A | — | — | — | $29K | 1.0% | |
| Jensen Quality Growth Fund Y N/A | — | — | — | $22K | 0.8% | |
| MFS Mid Cap Growth Fund R6 N/A | — | — | — | $20K | 0.7% | |
| MFS Mid Cap Value Fund R6 N/A | — | — | — | $13K | 0.5% | |
| MONEY MARKET COMMON TR FUND ASSOCIATED TRUST COMPANY, N.A. · EIN 52-7241044 / PN 001 | Common Collective Trust | — | — | $2K | <0.1% | |
| LINCOLN LIFE SEPARATE ACCOUNT 4K LINCOLN NATIONAL LIFE INSURANCE CO. · EIN 35-0472300 / PN 402 | Pooled Separate Account | — | — | $0 | <0.1% |
Related plans
Other plans using LINCOLN NATIONAL CORPORATION
JOHNSON AND JOHNSON
JOHNSON AND JOHNSON SAVINGS PLAN TRUST
$24.2B
THE NEW YORK-PRESBYTERIAN HOSPITAL
THE RETIREMENT SAVINGS PLAN
$4.8B · 50,152 participants
SENTARA HEALTH
SENTARA 403(B) SAVINGS PLAN
$3.7B · 30,766 participants
THE MEDICAL COLLEGE OF WISCONSIN, INC.
THE MEDICAL COLLEGE OF WISCONSIN, INC. RETIREMENT PLAN
$2.6B · 6,844 participants
MAINEHEALTH SERVICES
MAINEHEALTH 403(B) RETIREMENT PLAN
$2.5B · 23,826 participants
FROEDTERT THEDACARE HEALTH, INC.
FROEDTERT HEALTH, INC. 403(B) PLAN
$2.2B · 16,292 participants
Similar-size Management of Companies / Holdings plans
KAPOOR ENTERPRISES, INC.
KAPOOR ENTERPRISES, INC. 401(K) PLAN
$2.8M · 20 participants
CONSOLIDATED HOLDINGS, INC.
CONSOLIDATED HOLDINGS, INC. RETIREMENT PLAN
$2.8M · 14 participants
1618 HOLDING, LLC
1618 HOLDING, LLC 401(K) PROFIT SHARING PLAN AND TRUST
$2.8M · 33 participants
BALDWIN & CLARKE HOLDING COMPANY, LLC
BALDWIN & CLARKE 401(K) PLAN
$2.9M · 12 participants
M.E.K. MANAGEMENT, INC.
M.E.K. MANAGEMENT, INC. 401(K) PLAN
$2.8M · 6 participants
OCA HOME NETWORK, LLC
OCA HOME NETWORK 401(K) PROFIT SHARING PLAN
$2.9M · 21 participants
Large plans in Wisconsin
ADVOCATE AURORA HEALTH, INC
ADVOCATE AURORA HEALTH 401(K) PLAN
$10.5B · 83,445 participants
JOHNSON CONTROLS, INC.
JOHNSON CONTROLS RETIREMENT SAVINGS AND INVESTMENT PLAN
$7.2B · 34,487 participants
JOHNSON CONTROLS, INC.
JOHNSON CONTROLS, INC. DEFINED CONTRIBUTION PLAN TRUST
$7.1B
FISERV SOLUTIONS, LLC.
FISERV 401(K) SAVINGS PLAN
$5.1B · 22,809 participants
KIMBERLY-CLARK CORPORATION
KIMBERLY-CLARK CORPORATION 401(K) & PROFIT SHARING PLAN
$5.0B · 11,273 participants
ROCKWELL AUTOMATION
ROCKWELL AUTOMATION INC DEFINED CONTRIBUTION MASTER TRUST
$3.8B