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Original filing (PDF)20251014071201NAL0001063907001
THE MEDICAL COLLEGE OF WISCONSIN, INC.
Form 5500
FILING_RECEIVED
THE MEDICAL COLLEGE OF WISCONSIN, INC. RETIREMENT PLAN
403(b) retirement plan
Signals · 1
19 service providers
Active participants
6,844
Accounts w/ balance
8,886
Plan assets (EOY)
$2.6B
Net assets (EOY)
$2.6B
How this plan invests
This plan
1 pooled trust
Schedule D
51 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE MEDICAL COLLEGE OF WISCONSIN, INC..
Plan sponsor
Name
THE MEDICAL COLLEGE OF WISCONSIN, INC.
EIN
39-0806261
Address
8701 WATERTOWN PLANK ROAD · MILWAUKEE, WI · 532263548
Phone
(414) 955-8665
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
COLEMAN & WILLIAMS, LTD
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
19 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORD KEEPER | $615K | — |
| TIAA | 13-1624203 | — | RECORD KEEPER | $5K | — |
Broker
15| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WEALTHSPIRE ADVISORS, LLC | 13-3831584 | — | SECURITIES BROKER | $71K | — |
| WFA ASSET MANAGEMENT CORP | 39-1659836 | — | SECURITIES BROKER | $53K | — |
| LARSON FINANCIAL GROUP LLC | 20-4773945 | — | SECURITIES BROKER | $49K | — |
| WEALTH ENHANCEMENT ADVISORY SE | 41-2016508 | — | SECURITIES BROKER | $31K | — |
| CREATIVE PLANNING, LLC | 43-1270780 | — | SECURITIES BROKER | $27K | — |
| ELLENBECKER INVESTMENT | 39-1868175 | — | SECURITIES BROKER | $19K | — |
| THE MILWEALTH GROUP LLC | 39-1976985 | — | SECURITIES BROKER | $18K | — |
| BLACKHAWK CAPITAL PARTNERS, LLC | 45-2341486 | — | SECURITIES BROKER | $16K | — |
| LANDAAS & COMPANY | 39-1628643 | — | SECURITIES BROKER | $16K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | SECURITIES BROKER | $12K | — |
| VESTIA ADVISORS LLC | 82-1828832 | — | SECURITIES BROKER | $10K | — |
| COMPASS CAPITAL MANAGEMENT INC | 41-1611668 | — | SECURITIES BROKER | $8K | — |
| PETTINGA FINANCIAL ADVISORS, LLC | 27-4279360 | — | SECURITIES BROKER | $7K | — |
| BROADVIEW FINANCIAL MANAGEMENT | 47-3857922 | — | SECURITIES BROKER | $6K | — |
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | SERVICE PROVIDER | $16K | — |
| LINCOLN NATIONAL CORPORATION | 35-1140070 | — | SERVICE PROVIDER | $675 | — |
Investments
50 direct securities · 1 pooled fund· $2.6B(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$2.6B
50 holdings
Pooled Separate Account
$9.3M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Mutual fund - | — | — | — | $297.7M | 11.5% | |
| Vanguard Target Retirement 2040 Mutual fund - | — | — | — | $184.8M | 7.1% | |
| TIAA Traditional Annuity Guaranteed investment contract - | — | — | — | $182.9M | 7.0% | |
| Vanguard Target Retirement 2035 Mutual fund - | — | — | — | $160.1M | 6.2% | |
| Vanguard Target Retirement 2045 Mutual fund - | — | — | — | $159.2M | 6.1% | |
| Vanguard Target Retirement 2030 Mutual fund - | — | — | — | $137.0M | 5.3% | |
| Self-directed brokerage accounts Charles Schwab Institutional Personal Choice Retirement Account Self-directed brokerage accounts - | — | — | — | $128.6M | 5.0% | |
| Vanguard Target Retirement 2050 Mutual fund - | — | — | — | $122.9M | 4.7% | |
| Fidelity Mid Cap Index Mutual fund - 149 * Fidelity Small Cap Index Mutual fund - 349 * CREF Stock R2 Mutual fund - | — | — | — | $113.3M | 4.4% | |
| Vanguard Target Retirement 2025 Mutual fund - | — | — | — | $97.2M | 3.7% | |
| MFS International Equity R6 Mutual fund - | — | — | — | $95.9M | 3.7% | |
| Fidelity US Bd Index Mutual fund - | — | — | — | $77.8M | 3.0% | |
| New York Life Guaranteed Interest Account Guaranteed investment contract - | — | — | — | $77.0M | 3.0% | |
| AB Lg Cap Gr A Mutual fund - | — | — | — | $69.5M | 2.7% | |
| Vanguard Equity Inc Adm Mutual fund - | — | — | — | $63.9M | 2.5% | |
| Fidelity Mid Cap Index Mutual fund - | — | — | — | $58.7M | 2.3% | |
| Allspring Core Plus Bd Instl Mutual fund - | — | — | — | $58.0M | 2.2% | |
| Vanguard Target Retirement 2055 Mutual fund - | — | — | — | $52.8M | 2.0% | |
| Vanguard Target Retirement 2020 Mutual fund - | — | — | — | $49.7M | 1.9% | |
| Federated Hermes MDT Mid Cap Growth IS Mutual fund - | — | — | — | $41.5M | 1.6% | |
| Fidelity Small Cap Index Mutual fund - | — | — | — | $41.5M | 1.6% | |
| CREF Growth R2 Mutual fund - | — | — | — | $28.7M | 1.1% | |
| CREF Global Equities R2 Mutual fund - | — | — | — | $26.4M | 1.0% | |
| Goldman Sachs Emerging Mkt Eq Instl Mutual fund - | — | — | — | $25.1M | 1.0% | |
| Vanguard Target Retirement Inc Mutual fund - | — | — | — | $19.8M | 0.8% | |
| Vanguard Target Retirement 2060 Mutual fund - | — | — | — | $19.3M | 0.7% | |
| TIAA Traditional Annuity Guaranteed investment contract - | — | — | — | $19.1M | 0.7% | |
| Wasatch Core Growth Mutual fund - | — | — | — | $15.9M | 0.6% | |
| CREF Equity Index R2 Mutual fund - | — | — | — | $15.7M | 0.6% | |
| CREF Social Choice R2 Mutual fund - | — | — | — | $15.0M | 0.6% | |
| Lincoln National Life Multi-Fund separate accounts Registered separate account - | — | — | — | $14.0M | 0.5% | |
| Allspring Mid Cap Val I Mutual fund - | — | — | — | $12.3M | 0.5% | |
| Vanguard Target Retirement 2025 Mutual fund - | — | — | — | $11.2M | 0.4% | |
| Franklin Small Cap Value Adv Mutual fund - | — | — | — | $10.1M | 0.4% | |
| Lincoln National Life Multi-Fund Fixed Annuity Guaranteed investment contract - | — | — | — | $9.6M | 0.4% | |
| CREF Core Bond R2 Mutual fund - | — | — | — | $9.4M | 0.4% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $9.3M | 0.4% | |
| CREF Money Market R2 Mutual fund - | — | — | — | $8.7M | 0.3% | |
| Vanguard Target Retirement 2030 Mutual fund - | — | — | — | $6.0M | 0.2% | |
| Notes receivable from participants Maturity 1/25/2025-4/22/2039 Interest 4.25%-9.50% - | — | — | — | $5.1M | 0.2% | |
| CREF Inflation-Linked Bond R2 Mutual fund - | — | — | — | $5.0M | 0.2% | |
| Vanguard Target Retirement 2065 Inv Mutual fund - | — | — | — | $3.9M | 0.1% | |
| Vanguard Target Retirement 2035 Mutual fund - | — | — | — | $3.4M | 0.1% | |
| Vanguard Target Retirement 2050 Mutual fund - 31 Vanguard Equity Inc Adm Mutual fund - 155 Vanguard Target Retirement Inc Mutual fund - | — | — | — | $3.4M | 0.1% | |
| Fidelity 500 Index Mutual fund - | — | — | — | $3.3M | 0.1% | |
| Vanguard Target Retirement 2040 Mutual fund - | — | — | — | $3.1M | 0.1% | |
| Variable Annuity Life Insurance Company Registered separate account - | — | — | — | $2.0M | <0.1% | |
| Fidelity US Bond Index Mutual fund - | — | — | — | $1.8M | <0.1% | |
| Vanguard Target Retirement 2020 Mutual fund - | — | — | — | $1.6M | <0.1% | |
| Vanguard Target Retirement 2055 Mutual fund - 604 GS Emerging Markets Equity A Mutual fund - 43 AB Large Cap Growth A Mutual fund - | — | — | — | $1.2M | <0.1% | |
| Variable Annuity Life Insurance Company Guaranteed investment contract - | — | — | — | $1.1M | <0.1% |