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Original filing (PDF)20250520082102NAL0004438402001
ARIES INDUSTRIES, INC.
Form 5500
FILING_RECEIVED
ARIES INDUSTRIES 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
110
Accounts w/ balance
166
Plan assets (EOY)
$10.7M
Net assets (EOY)
$10.7M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 52 bps in Schedule C fees — 80% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ARIES INDUSTRIES, INC..
Plan sponsor
Name
ARIES INDUSTRIES, INC.
EIN
39-1521061
Address
550 ELIZABETH STREET · WAUKESHA, WI · 53186
Phone
(262) 446-5622
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-05-20
Pension benefit codes
2S · Automatic enrollment
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
SIKICH CPA LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SPECTRUM INVESTMENT ADVISORS | 39-1828175 | — | NONE | $38K | — |
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $17K | — |
Investments
30 direct securities · 1 pooled fund· $10.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$10.4M
30 holdings
Common Collective Trust
$283K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2030 Fund Vanguard 0 | — | — | — | $1.4M | 13.5% | |
| Vanguard Target Retirement 2025 Fund Vanguard 0 | — | — | — | $936K | 8.8% | |
| Vanguard Target Retirement 2045 Fund Vanguard 0 | — | — | — | $874K | 8.2% | |
| Vanguard Target Retirement 2035 Fund Vanguard 0 | — | — | — | $815K | 7.7% | |
| Harbor Capital Appreciation Instl Harbor 0 | — | — | — | $669K | 6.3% | |
| Vanguard Target Retirement 2040 Fund Vanguard 0 | — | — | — | $666K | 6.3% | |
| Fidelity 500 Index Fund Fidelity 0 | — | — | — | $631K | 5.9% | |
| Vanguard Target Retirement 2050 Fund Vanguard 0 | — | — | — | $480K | 4.5% | |
| Dodge & Cox Income Fund I Dodge & Cox 0 | — | — | — | $344K | 3.2% | |
| BlackRock Equity Dividend Inv A BlackRock 0 | — | — | — | $330K | 3.1% | |
| Vanguard Target Retirement 2055 Fund Vanguard 0 | — | — | — | $300K | 2.8% | |
| MassMutual Mid Cap Growth R5 MassMutual 0 | — | — | — | $299K | 2.8% | |
| METLIFE GAC-25053 CLASS 0 METLIFE (RELIANCE TRUST) · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $283K | 2.7% | |
| Vanguard Small-Cap Value Index Adm Vanguard 0 | — | — | — | $282K | 2.6% | |
| Vanguard Target Retirement 2060 Fund Vanguard 0 | — | — | — | $258K | 2.4% | |
| Vanguard Wellesley Income Adm Vanguard 0 | — | — | — | $256K | 2.4% | |
| JPMorgan Global Allocation R6 JP Morgan 0 | — | — | — | $248K | 2.3% | |
| T. Rowe Price Overseas Stock I T. Rowe Price 0 | — | — | — | $241K | 2.3% | |
| Columbia Mid Cap Index I2 Columbia 0 | — | — | — | $236K | 2.2% | |
| T Rowe Price Int US Sm-Cap Grth Eqty Inv T Rowe Price 0 | — | — | — | $160K | 1.5% | |
| T. Rowe Price Global Multi-Sect I T. Rowe Price 0 | — | — | — | $146K | 1.4% | |
| MFS Mid Cap Value R6 MFS 0 | — | — | — | $135K | 1.3% | |
| Vanguard Inflation-Protected Sec Adm Vanguard 0 | — | — | — | $134K | 1.3% | |
| Vanguard Target Retirement Income Fund Vanguard 0 | — | — | — | $127K | 1.2% | |
| American Funds New World R6 American Funds 0 | — | — | — | $95K | 0.9% | |
| Vanguard Materials Index Adm Vanguard 0 | — | — | — | $85K | 0.8% | |
| Vanguard Developed Mkts Index Adm Vanguard 0 | — | — | — | $69K | 0.6% | |
| Vanguard Real Estate Index Adm Vanguard 0 | — | — | — | $40K | 0.4% | |
| Vanguard Target Retirement 2020 Fund Vanguard 0 | — | — | — | $36K | 0.3% | |
| Vanguard Target Retirement 2065 Fund Vanguard 0 | — | — | — | $34K | 0.3% | |
| Vanguard Target Retirement 2070 Fund Vanguard 0 | — | — | — | $1K | <0.1% |
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