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Original filing (PDF)20250930051445NAL0028553394001
UCB HOLDINGS, INC.
Form 5500
FILING_RECEIVED
UCB, INC. 401(K) RETIREMENT PLAN
401(k) retirement plan
Active participants
1,896
Accounts w/ balance
2,922
Plan assets (EOY)
$979.7M
Net assets (EOY)
$979.7M
How this plan invests
This plan
16 pooled trusts
Schedule D
45 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (4 bps vs 6 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UCB HOLDINGS, INC..
Plan sponsor
Name
UCB HOLDINGS, INC.
EIN
13-3010020
Address
1950 LAKE PARK DRIVE · SMYRNA, GA · 30080
Phone
(770) 970-8733
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-30
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SEAY & WEISSINGER LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $250K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SPECTRUM INVESTMENT ADVISORS | 39-1828175 | — | INVESTMENT/FINANCIAL ADVI | $97K | — |
Investments
25 direct securities · 16 pooled funds· $1.3B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$690.0M
20 holdings
Common Collective Trust
$406.2M
16 holdings
Registered Investment Companies
$228.7M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VAN INSTITUTIONAL IDX - INST | Registered Investment Companies | — | — | $111.0M | 11.3% | |
| Vanguard Institutional Index Fund Registered Investment Company | — | — | — | $111.0M | 11.3% | |
| Fidelity Growth Company Commingled Fund Pool A Collective Investment Trust | — | — | — | $100.6M | 10.3% | |
| FID GROWTH COMPANY A FIDELITY MANAGEMENT TRUST CO · EIN 40-3022712 / PN 135 | Common Collective Trust | — | — | $100.6M | 10.3% | |
| Baird Core Plus Bond Fund Registered Investment Company | — | — | — | $64.5M | 6.6% | |
| Vanguard Value Index Fund Registered Investment Company | — | — | — | $58.5M | 6.0% | |
| T. Rowe Price Capital Appreciation Fund Registered Investment Company | — | — | — | $52.7M | 5.4% | |
| TRP CAP APPRECIATION I | Registered Investment Companies | — | — | $52.7M | 5.4% | |
| Janus Henderson Balanced Collective Fund III Collective Investment Trust | — | — | — | $52.5M | 5.4% | |
| JHENDERSON BLANACED COLLECTIII DWS TRUST COMPANY · EIN 27-5412819 / PN 001 | Common Collective Trust | — | — | $52.5M | 5.4% | |
| American Funds Europacific Growth Fund Registered Investment Company | — | — | — | $47.9M | 4.9% | |
| Vanguard Retirement Savings Trust IV Stable Value Fund | — | — | — | $42.6M | 4.3% | |
| VANGUARD RET SAV TR IV VANGUARD FIDUCIARY TRUST · EIN 45-5436422 / PN 001 | Common Collective Trust | — | — | $42.6M | 4.3% | |
| VANGUARD TARGET RET 2040 II VANGUARD FIDUCIARY TRUST · EIN 90-6083974 / PN 001 | Common Collective Trust | — | — | $39.9M | 4.1% | |
| VANGUARD TARGET RET 2030 II VANGUARD FIDUCIARY TRUST · EIN 90-6083978 / PN 001 | Common Collective Trust | — | — | $34.4M | 3.5% | |
| VANGUARD MIDCAP GROWTH IDX ADM | Registered Investment Companies | — | — | $33.1M | 3.4% | |
| GLOBAL ALLOCATION FUND R WILMINGTON TRUST · EIN 26-3783885 / PN 940 | Common Collective Trust | — | — | $32.7M | 3.3% | |
| Vanguard Developing Markets Index Fund Registered Investment Company | — | — | — | $29.5M | 3.0% | |
| Vanguard Mid Cap Index Fund Registered Investment Company | — | — | — | $28.0M | 2.9% | |
| VANGUARD TARGET RET 2035 II VANGUARD FIDUCIARY TRUST · EIN 90-6083976 / PN 001 | Common Collective Trust | — | — | $25.6M | 2.6% | |
| Vanguard Mid Cap Value Index Fund Registered Investment Company | — | — | — | $23.4M | 2.4% | |
| VAN TARGET RET 2045 TRUST II VANGUARD FIDUCIARY TRUST · EIN 90-6083972 / PN 001 | Common Collective Trust | — | — | $20.8M | 2.1% | |
| Vanguard S&P Small Cap 600 Index Fund Registered Investment Company | Registered Investment Companies | — | — | $20.1M | 2.0% | |
| Vanguard Healthcare Index Fund Registered Investment Company | — | — | — | $19.9M | 2.0% | |
| Vanguard Small Cap Value Index Fund Registered Investment Company | — | — | — | $17.6M | 1.8% | |
| Vanguard Explorer Fund Registered Investment Company | — | — | — | $15.3M | 1.6% | |
| VAN TARGET RET 2050 TRUST II VANGUARD FIDUCIARY TRUST · EIN 90-6083970 / PN 001 | Common Collective Trust | — | — | $15.2M | 1.5% | |
| VANGUARD TARGET RET 2025 II VANGUARD FIDUCIARY TRUST · EIN 90-6083980 / PN 001 | Common Collective Trust | — | — | $13.4M | 1.4% | |
| Vanguard Inflation Protected Securities Fund Registered Investment Company | — | — | — | $11.9M | 1.2% | |
| VAN INFL PROT SEC - INST | Registered Investment Companies | — | — | $11.9M | 1.2% | |
| Vanguard Real Estate Index Fund Registered Investment Company | — | — | — | $10.2M | 1.0% | |
| VANGUARD TARGET RET 2020 II VANGUARD FIDUCIARY TRUST · EIN 90-6083982 / PN 001 | Common Collective Trust | — | — | $9.4M | 1.0% | |
| VANGUARD TARGET RET INC II VANGUARD FIDUCIARY TRUST · EIN 90-6083967 / PN 001 | Common Collective Trust | — | — | $7.0M | 0.7% | |
| VANGUARD TARGET RET 2055 II VANGUARD FIDUCIARY TRUST · EIN 27-6715091 / PN 001 | Common Collective Trust | — | — | $5.8M | 0.6% | |
| Participant Loans Interest at 4.25% to 9.5% | — | — | — | $4.0M | 0.4% | |
| VANGUARD TARGET RET 2060 II VANGUARD FIDUCIARY TRUST · EIN 45-3799419 / PN 001 | Common Collective Trust | — | — | $3.6M | 0.4% | |
| VANGUARD TARGET RET 2065 II VANGUARD FIDUCIARY TRUST · EIN 82-6194314 / PN 001 | Common Collective Trust | — | — | $2.4M | 0.2% | |
| VANGUARD TARGET RET 2070 II VANGUARD FIDUCIARY TRUST · EIN 87-7039453 / PN 001 | Common Collective Trust | — | — | $401K | <0.1% | |
| (1) X This form is filed for a CCT, PSA, or MTIA. | — | — | — | $3K | <0.1% | |
| performed pursuant to both 29 CFR 2520.103-8 and 29 CFR 2520.103-12(d). Check box (3) if pursuant to neither. | — | — | $3K | $3K | <0.1% | |
| Yes No Amount a | — | — | — | $3K | <0.1% |