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Original filing (PDF)20250620152114NAL0004020513001
BADER RUTTER & ASSOCIATES, INC.
Form 5500
FILING_RECEIVED
BADER RUTTER RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
164
Accounts w/ balance
334
Plan assets (EOY)
$35.4M
Net assets (EOY)
$35.4M
How this plan invests
This plan
1 pooled trust
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 65 bps in Schedule C fees — 123% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BADER RUTTER & ASSOCIATES, INC..
Plan sponsor
Name
BADER RUTTER & ASSOCIATES, INC.
EIN
39-1184935
Address
1433 NORTH WATER STREET SUITE 100 · MILWAUKEE, WI · 53202
Phone
(262) 784-7200
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-06-20
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
REILLY, PENNER & BENTON
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LINCOLN NATIONAL CORPORATION | 35-1140070 | — | SERVICE PROVIDER | $176K | — |
| ANNEX WEALTH MANAGEMENT, LLC | 68-0524298 | — | SERVICE PROVIDER | $44K | — |
| REILLY, PENNER & BENTON LLP | 39-0747409 | — | SERVICE PROVIDER | $9K | — |
Investments
28 direct securities · 1 pooled fund· $35.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$34.9M
28 holdings
Common Collective Trust
$500K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| State Street Target Retirement 2040 Class K | — | — | — | $5.6M | 15.9% | |
| State Street Target Retirement 2045 Class K | — | — | — | $4.4M | 12.5% | |
| Vanguard 500 Index Admiral Class | — | — | — | $3.4M | 9.5% | |
| State Street Target Retirement 2050 Class K | — | — | — | $3.4M | 9.5% | |
| State Street Target Retirement 2055 Class K | — | — | — | $3.2M | 8.9% | |
| State Street Target Retirement 2030 Class K | — | — | — | $3.1M | 8.8% | |
| State Street Target Retirement 2035 Class K | — | — | — | $3.1M | 8.7% | |
| State Street Target Retirement 2025 Class K | — | — | — | $2.3M | 6.5% | |
| State Street Target Retirement Class K | — | — | — | $1.3M | 3.6% | |
| State Street Target Retirement 2060 Class K | — | — | — | $1.1M | 3.0% | |
| American Century Ultra R6 Class | — | — | — | $1.1M | 3.0% | |
| SSGA S&P MID CAP INDEX FUND LINCOLN FINANCIAL GROUP · EIN 90-0337987 / PN 176 | Common Collective Trust | — | — | $500K | 1.4% | |
| State Street Target Retirement 2020 Class K | — | — | — | $442K | 1.2% | |
| Avantis Us Small Cap Value Institutional Class | — | — | — | $350K | 1.0% | |
| JP Morgan Us Value Class R6 | — | — | — | $348K | 1.0% | |
| Pimco Short Term Institutional Class | — | — | — | $281K | 0.8% | |
| Alpssmith Total Return Bond Class I | — | — | — | $277K | 0.8% | |
| Vanguard Developed Markets Index Admiral Shares | — | — | — | $226K | 0.6% | |
| American Funds New World Class R6 | — | — | — | $209K | 0.6% | |
| Putnam Small Cap Growth Class R6 | — | — | — | $189K | 0.5% | |
| Vanguard Real Estate Index Admiral Shares | — | — | — | $151K | 0.4% | |
| State Street Target Retirement 2065 Class K | — | — | — | $143K | 0.4% | |
| American Funds Europacific Growth Class R6 | — | — | — | $138K | 0.4% | |
| Lincoln Stable Value Account | — | — | — | $88K | 0.2% | |
| Notes Receivable from Participants | — | — | $0 | $62K | 0.2% | |
| Fidelity Small Cap Index | — | — | — | $53K | 0.1% | |
| American Funds American Balanced Class R6 | — | — | — | $51K | 0.1% | |
| Pgim High Yield Class R6 | — | — | — | $16K | <0.1% | |
| Fidelity Us Bond Index | — | — | — | $16K | <0.1% |
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