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Original filing (PDF)20250821102119NAL0004060961001
M3 INSURANCE SOLUTIONS, INC.
Form 5500
FILING_RECEIVED
M3 RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
468
Accounts w/ balance
609
Plan assets (EOY)
$116.7M
Net assets (EOY)
$116.7M
How this plan invests
This plan
4 pooled trusts
Schedule D
42 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (5 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for M3 INSURANCE SOLUTIONS, INC..
Plan sponsor
Name
M3 INSURANCE SOLUTIONS, INC.
EIN
39-1141360
Address
828 JOHN NOLEN DRIVE, · MADISON, WI · 53713
Phone
(608) 288-2744
Industry
Insurance Agencies & Brokerages· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-21
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAccountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BAKER TILLY US, LLP | 30-1413443 | — | AUDITOR | $14K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | 71-0294708 | — | SERVICE PROVIDER | $50K | — |
Investments
30 direct securities · 4 pooled funds· $127.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$105.7M
28 holdings
Common Collective Trust
$10.5M
4 holdings
Mutual Funds
$6.7M
1 holding
Guaranteed Income / GIC
$4.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BlackRock LifePath Index 2035 Fund N/R | — | — | — | $13.5M | 11.6% | |
| BlkRck LifePath Ind 2045 Fd K Registered Investment Company | — | — | — | $13.2M | 11.3% | |
| Fidelity 500 Index Fund N/R | — | — | — | $11.8M | 10.1% | |
| MFS Growth Fund R3 N/R | — | — | — | $10.6M | 9.1% | |
| BlackRock LifePath Index 2040 Fund N/R | — | — | — | $8.5M | 7.3% | |
| BlackRock LifePath Index 2050 Fund N/R | — | — | — | $7.0M | 6.0% | |
| BlackRock LifePath Index 2030 Fund N/R | Mutual Funds | — | — | $6.7M | 5.8% | |
| BlackRock LifePath Index Retirement Fund N/R | — | — | — | $5.5M | 4.7% | |
| BlkRck LifePath Ind Ret Fd K Registered Investment Company | — | — | — | $5.5M | 4.7% | |
| LARGE CAP VALUE FUND - FEE CLASS R1 WILMINGTON TRUST, N.A. · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $5.4M | 4.6% | |
| Voya Fixed Account N/R | Guaranteed Income / GIC | — | — | $4.8M | 4.1% | |
| BlackRock LifePath Index 2055 Fund N/R | — | — | — | $4.6M | 3.9% | |
| BlkRck LifePath Ind 2060 Fd K Registered Investment Company | — | — | — | $3.1M | 2.7% | |
| Hartford Hrtfrd Opport Fnd R4 N/R | — | — | — | $2.8M | 2.4% | |
| MID CAP VALUE FUND - FEE CLASS R1 C WILMINGTON TRUST FUNDS · EIN 38-4139852 / PN 630 | Common Collective Trust | — | — | $2.7M | 2.4% | |
| CORE PLUS BOND FUND - FEE CLASS R1 WILMINGTON TRUST FUNDS · EIN 38-4116854 / PN 515 | Common Collective Trust | — | — | $2.4M | 2.1% | |
| Fidelity Mid Cap Index Fund N/R | — | — | — | $2.0M | 1.7% | |
| DFA Emerging Mkts Core Eq 2-Inst N/R | — | — | — | $2.0M | 1.7% | |
| Allspring Allspg Spec SmCp VI Fd A N/R | — | — | — | $1.8M | 1.6% | |
| MFS Intl Intrinsic Val Fnd R3 Registered Investment Company | — | — | — | $1.8M | 1.5% | |
| MFS International Value Fund R3 N/R | — | — | — | $1.8M | 1.5% | |
| Fidelity Small Cap Index Fund N/R | — | — | — | $1.8M | 1.5% | |
| Fidelity Sm Cp Ind Fd Registered Investment Company | — | — | — | $1.8M | 1.5% | |
| Carillion Eagle Carillon Eagle Mid Cap Grw A N/R | — | — | — | $1.6M | 1.4% | |
| JP Morgan Small Cap Growth Fund N/R | — | — | — | $1.1M | 1.0% | |
| JPMorgan SmCp Growth Fnd R6 Registered Investment Company | — | — | — | $1.1M | 1.0% | |
| NYLI MacKay High Yd Crp Bd R6 Registered Investment Company | — | — | — | $769K | 0.7% | |
| MainStay High Yield Corporate Bond Fund R6 N/R | — | — | — | $769K | 0.7% | |
| BlkRck LifePath Ind 2065 Fd K Registered Investment Company | — | — | — | $496K | 0.4% | |
| Participant Loans * Notes receivable from Interest rates: Ranging from 4.25% - 9.50%, N/R | — | — | — | $211K | 0.2% | |
| DFA Commodity Strategy Institutional N/R | — | — | — | $200K | 0.2% | |
| Money Market Funds * Voya Government Money Market Fund A N/R | — | — | — | $100K | <0.1% | |
| Voya Gv Mny Mkt F A (Hld Acct) Registered Investment Company | — | — | — | $100K | <0.1% | |
| EMERGING MARKETS FUND - FEE CLASS R WILMINGTON TRUST, N.A. · EIN 86-1819869 / PN 672 | Common Collective Trust | — | — | $0 | <0.1% |