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Original filing (PDF)20250814145346NAL0009211683001
JENCAP GROUP
Form 5500
FILING_RECEIVED
JENCAP GROUP 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
1,128
Accounts w/ balance
1,099
Plan assets (EOY)
$110.9M
Net assets (EOY)
$110.9M
How this plan invests
This plan
2 pooled trusts
Schedule D
42 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for JENCAP GROUP.
Plan sponsor
Name
JENCAP GROUP
EIN
85-1623752
Address
1350 BROADWAY, SUITE 1400 · NEW YORK, NY · 10018
Phone
(415) 356-3997
Industry
Insurance Agencies & Brokerages· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-14
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SMITH & HOWARD, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $61K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EQUITABLE ADVISORS LLC | 13-4078005 | — | ADVISOR | $13K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SMITH & HOWARD, PC | 58-1250486 | — | ACCOUNTANT/AUDITOR | $14K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
40 direct securities · 2 pooled funds· $110.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$109.3M
40 holdings
Common Collective Trust
$1.3M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund | — | — | — | $20.1M | 18.1% | |
| Fidelity Advisor Freedom 2035 Fund - K6 | — | — | — | $7.5M | 6.8% | |
| Fidelity Advisor Freedom 2025 Fund - K6 | — | — | — | $7.2M | 6.5% | |
| Fidelity Advisor Freedom 2030 Fund - K6 | — | — | — | $6.9M | 6.2% | |
| Fidelity Advisor Freedom 2045 Fund - K6 | — | — | — | $5.3M | 4.8% | |
| Columbia Dividend Income Fund Class A | — | — | — | $5.1M | 4.6% | |
| Fidelity Advisor Freedom 2040 Fund - K6 | — | — | — | $4.9M | 4.4% | |
| Fidelity Mid Cap Index Fund | — | — | — | $4.8M | 4.3% | |
| MFS MA Inv Growth Stock R6 | — | — | — | $4.5M | 4.1% | |
| Fidelity Advisor Freedom 2050 Fund - K6 | — | — | — | $4.4M | 4.0% | |
| Fidelity Advisor Freedom 2055 Fund - K6 | — | — | — | $3.4M | 3.0% | |
| Fidelity Advisor Technology - Fund Class A | — | — | — | $2.9M | 2.6% | |
| PIMCO Income Fund Institutional Class | — | — | — | $2.7M | 2.4% | |
| Fidelity Small Cap Index Fund | — | — | — | $2.6M | 2.3% | |
| Victory Sycamore Established Value Fund Class A | — | — | — | $2.3M | 2.1% | |
| Fidelity Advisor Total Bond Fund - Class A | — | — | — | $2.2M | 2.0% | |
| Fidelity Advisor Freedom 2060 Fund - K6 | — | — | — | $2.2M | 2.0% | |
| Fidelity Government Money Market Fund | — | — | — | $2.0M | 1.8% | |
| Goldman Sachs Small/Mid Cap Growth R6 | — | — | — | $1.9M | 1.7% | |
| American Funds American Funds Balanced Fund R6 | — | — | — | $1.6M | 1.4% | |
| Goldman Sachs Emerging Market Equities | — | — | — | $1.5M | 1.4% | |
| Participant loans Interest rates ranging from 3.25% to 8.50% 0 | — | — | — | $1.5M | 1.3% | |
| iShares MSCI EAFE International Index Fund | — | — | — | $1.5M | 1.3% | |
| INTL GROWTH II R1 GREAT GRAY TRUST COMPANY · EIN 38-4139842 / PN 619 | Common Collective Trust | — | — | $1.3M | 1.1% | |
| DWS Core Equity Fund - Class S | — | — | — | $1.2M | 1.1% | |
| Columbia Global Technology Growth Fund | — | — | — | $1.1M | 1.0% | |
| Fidelity Advisor Freedom 2020 Fund - K6 | — | — | — | $1.0M | 0.9% | |
| Fidelity Advisor Freedom 2015 Fund - K6 | — | — | — | $944K | 0.9% | |
| Lord Abbett Developing Growth Fund Class R6 | — | — | — | $920K | 0.8% | |
| Fidelity Advisor Capital & Income Fund | — | — | — | $914K | 0.8% | |
| Fidelity Advisor Strategic Income Fund - Class A | — | — | — | $752K | 0.7% | |
| Fidelity Advisor Freedom 2065 Fund - K6 | — | — | — | $480K | 0.4% | |
| Invesco Gold & Special Minerals Fund Class Y | — | — | — | $438K | 0.4% | |
| Columbia Floating Rate Fund | — | — | — | $363K | 0.3% | |
| Fidelity Advisor Freedom 2010 Fund - K6 | — | — | — | $354K | 0.3% | |
| Cohen & Steers Real Estate Securities Z Fund | — | — | — | $354K | 0.3% | |
| PIMCO Commodity Real Return Strategy Fund Class A | — | — | — | $350K | 0.3% | |
| Janus Henderson Global Select I | — | — | — | $331K | 0.3% | |
| BlackRock Inflation Protected Bond Fund Institutional Shares | — | — | — | $303K | 0.3% | |
| Fidelity Advisor Freedom Income Fund - K6 | — | — | — | $300K | 0.3% | |
| PGIM Natural Resources R6 | — | — | — | $171K | 0.2% | |
| SMALL CAP VAL III R1 GREAT GRAY TRUST COMPANY · EIN 38-7289846 / PN 001 | Common Collective Trust | — | — | $19K | <0.1% |