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Original filing (PDF)20251009095355NAL0010703264001
ZIMMERMAN ARCHITECTURAL STUDIOS, INC.
Form 5500
FILING_RECEIVED
ZDG/HEC 401(K) PLAN
401(k) retirement plan
Active participants
97
Accounts w/ balance
129
Plan assets (EOY)
$14.2M
Net assets (EOY)
$14.2M
How this plan invests
This plan
2 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 37 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ZIMMERMAN ARCHITECTURAL STUDIOS, INC..
Plan sponsor
Name
ZIMMERMAN ARCHITECTURAL STUDIOS, INC.
EIN
39-1101911
Address
2122 WEST MT. VERNON AVENUE · MILWAUKEE, WI · 53233
Phone
(414) 476-9500
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2S · Automatic enrollment
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
VRAKAS, S.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $11K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SPECTRUM INVESTMENT ADVISORS INC | 39-1828175 | — | ADVISOR | $42K | — |
Investments
31 direct securities · 2 pooled funds· $14.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$13.3M
30 holdings
Common Collective Trust
$592K
2 holdings
Mutual Funds
$252K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JPMorgan Trust US Research Enhanced Equity Fund | — | — | — | $2.2M | 15.2% | |
| T. Rowe Price Capital Appreciation Fund | — | — | — | $1.4M | 9.9% | |
| Vanguard Target Retirement 2035 Fund | — | — | — | $1.4M | 9.6% | |
| Vanguard 500 Index Fund | — | — | — | $1.0M | 7.2% | |
| Vanguard Wellesley Income Fund | — | — | — | $899K | 6.4% | |
| Fidelity Investments Equity Growth Fund | — | — | — | $668K | 4.7% | |
| Allspring Funds Special Mid Cap Value Fund | — | — | — | $664K | 4.7% | |
| Victory Capital RS Global Fund | — | — | — | $570K | 4.0% | |
| Vanguard Developed Markets Index Fund | — | — | — | $540K | 3.8% | |
| Dodge & Cox Income Fund | — | — | — | $517K | 3.6% | |
| Vanguard Mid Cap Index Fund | — | — | — | $470K | 3.3% | |
| MFS Trust Value Fund | — | — | — | $412K | 2.9% | |
| Vanguard Small Cap Index Fund | — | — | — | $380K | 2.7% | |
| RT METLIFE STABLE VL RELIANCE TRUST COMPANY · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $369K | 2.6% | |
| Vanguard Target Retirement 2040 Fund | — | — | — | $311K | 2.2% | |
| Vanguard Target Retirement 2055 Fund | — | — | — | $292K | 2.1% | |
| Vanguard Target Retirement 2030 Fund | — | — | — | $291K | 2.1% | |
| Vanguard Small Cap Value Index Fund | — | — | — | $270K | 1.9% | |
| DFA Real Estate Securities Fund | — | — | — | $259K | 1.8% | |
| American Funds New World Fund | Mutual Funds | — | — | $252K | 1.8% | |
| Vanguard Target Retirement 2045 Fund | — | — | — | $237K | 1.7% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $223K | 1.6% | |
| JPMorgan Trust Global Bond Opportunities Fund | — | — | — | $163K | 1.2% | |
| Vanguard Target Retirement 2060 Fund | — | — | — | $135K | 1.0% | |
| DFA U.S. Small Cap Growth Portfolio Fund | — | — | — | $109K | 0.8% | |
| Vanguard Target Retirement 2050 Fund | — | — | — | $60K | 0.4% | |
| Vanguard Target Retirement 2020 Fund | — | — | — | $45K | 0.3% | |
| Participant loans Notes receivable from participants, repayment schedules through May 2030 with interest rates ranging from 3.25% to 8.50% - | — | — | — | $28K | 0.2% | |
| Vanguard Target Retirement 2025 Fund | — | — | — | $21K | 0.1% | |
| Vanguard Target Retirement 2065 Fund | — | — | — | $12K | <0.1% | |
| T. Rowe Price Health Sciences Fund | — | — | — | $10K | <0.1% | |
| Vanguard Target Retirement Income Fund | — | — | — | $4K | <0.1% | |
| Money market fund * Fidelity Investments Government Money Market Fund | — | — | — | $4K | <0.1% |
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