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Original filing (PDF)20251015160455NAL0002600259001
THE BAUGHAN GROUP
Form 5500
FILING_RECEIVED
THE BAUGHAN GROUP 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
183
Accounts w/ balance
155
Plan assets (EOY)
$5.8M
Net assets (EOY)
$5.8M
How this plan invests
This plan
1 pooled trust
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 71 bps in Schedule C fees — modestly above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE BAUGHAN GROUP.
Plan sponsor
Name
THE BAUGHAN GROUP
EIN
37-1346322
Address
367 GEORGE STREET · BECKLEY, WV · 25801
Phone
(304) 255-0537
Industry
Mining, Quarrying, Oil & Gassee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RICHMOND & COMPANY, CPAS, AC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DEFINITI, LLC | 85-0833363 | — | TPA | $3K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LINCOLN NATIONAL CORPORATION | 35-1140070 | — | SERVICE PROVIDER | $25K | — |
| STADION MONEY MANAGEMENT | 58-2099805 | — | SERVICE PROVIDER | $13K | — |
Investments
33 direct securities · 1 pooled fund· $10.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$5.7M
33 holdings
Pooled Separate Account
$4.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| LINCOLN LIFE SEPARATE ACCOUNT 4K LINCOLN NATIONAL LIFE INSURANCE CO · EIN 35-0472300 / PN 402 | Pooled Separate Account | — | — | $4.4M | 74.9% | |
| 34 Guaranteed Stable Val Registered Investment Company | — | — | — | $1.4M | 24.4% | |
| 2 * AmerFunds InvestCo Amer SA6G Registered Investment Company | — | — | — | $614K | 10.6% | |
| 16 * Vanguard 500 Index SACG Registered Investment Company | — | — | — | $572K | 9.8% | |
| 26 Nuveen Lifecycle Inx 2030 SARK Registered Investment Company | — | — | — | $571K | 9.8% | |
| 22 Baird Aggregate Bond Inst SAEJ Registered Investment Company | — | — | — | $375K | 6.4% | |
| 28 Nuveen Lifecycle Inx 2040 SARM Registered Investment Company | — | — | — | $353K | 6.1% | |
| 17 VG Dev Markets Idx Admrl SACH Registered Investment Company | — | — | — | $246K | 4.2% | |
| 12 * VG Mid Cap Grw Idx Admrl SAB3 Registered Investment Company | — | — | — | $200K | 3.4% | |
| 8 * VG Int Grw Admrl Shares SAAX Registered Investment Company | — | — | — | $194K | 3.3% | |
| 7 * VG Inflation Protectd Sec SAAW Registered Investment Company | — | — | — | $191K | 3.3% | |
| 9 * VG Int Val Inv Shares SAAY Registered Investment Company | — | — | — | $161K | 2.8% | |
| 5 * VG Emgng Mkt Stk Admrl SAAS Registered Investment Company | — | — | — | $97K | 1.7% | |
| 19 Vanguard Growth Index Adm SAE4 Registered Investment Company | — | — | — | $87K | 1.5% | |
| 21 Vanguard Sm Cap Grwth Ind SAE6 Registered Investment Company | — | — | — | $83K | 1.4% | |
| 6 * VG High Yld Corp Admrl SAAV Registered Investment Company | — | — | — | $78K | 1.3% | |
| 4 * SS Rsl Sml Cap Val NL SAAA Registered Investment Company | — | — | — | $73K | 1.3% | |
| 14 * VG REI Fund Admiral Shrs SAB5 Registered Investment Company | — | — | — | $68K | 1.2% | |
| 30 Nuveen Lifecycle Inx 2050 SARO Registered Investment Company | — | — | — | $50K | 0.9% | |
| 13 * VG Mid Cap Val Idx Admrl SAB4 Registered Investment Company | — | — | — | $44K | 0.8% | |
| 35 Notes Receivable from Participants Various Maturities & Interest Rates | — | — | — | $39K | 0.7% | |
| 25 Nuveen Lifecycle Inx 2025 SARJ Registered Investment Company | — | — | — | $37K | 0.6% | |
| 31 Nuveen Lifecycle Inx 2055 SARP Registered Investment Company | — | — | — | $32K | 0.5% | |
| 10 * VG LifeStrat Grw SAB1 Registered Investment Company | — | — | — | $31K | 0.5% | |
| 27 Nuveen Lifecycle Inx 2035 SARL Registered Investment Company | — | — | — | $30K | 0.5% | |
| 11 * VG LifeStrat Mod Grw SAB2 Registered Investment Company | — | — | — | $21K | 0.4% | |
| 18 Investco Bal Risk Comm St SAE3 Registered Investment Company | — | — | — | $17K | 0.3% | |
| 3 * Loomis Sayles Bond SA9A Registered Investment Company | — | — | — | $15K | 0.3% | |
| 23 VG Ultra ShTrm Bnd Admrl SAKO Registered Investment Company | — | — | — | $7K | 0.1% | |
| 15 * VG Tot World Stk Idx Adm SABP Registered Investment Company | — | — | — | $6K | 0.1% | |
| 29 Nuveen Lifecycle Inx 2045 SARN Registered Investment Company | — | — | — | $6K | <0.1% | |
| 20 Vanguard Value Index Adml SAE5 Registered Investment Company | — | — | — | $5K | <0.1% | |
| 1 * AmerFunds Int Grw&Inc SA6F Registered Investment Company | — | — | — | $4K | <0.1% | |
| 32 Nuveen Lifecycle Inx 2060 SARQ Registered Investment Company | — | — | — | $3K | <0.1% |
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