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Original filing (PDF)20251014145546NAL0001575459001
BLUEGRASS NATURAL RESOURCES, LLC
Form 5500
FILING_RECEIVED
BLUEGRASS NATURAL RESOURCES, LLC 401(K) PLAN
401(k) retirement plan
Signals · 2
27% in single holding~104 bps in Sched C fees
Active participants
366
Accounts w/ balance
254
Plan assets (EOY)
$6.5M
Net assets (EOY)
$6.5M
How this plan invests
This plan
9 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
65
Vendor stack
100
Participation health
80
Knocking points off
- Top holding "Great Gray My Retirement Path Moderate 2035 R #" is 27% of plan.
- 104 bps in Schedule C fees — 100% above peer band of 52 bps.
- 69% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BLUEGRASS NATURAL RESOURCES, LLC.
Plan sponsor
Name
BLUEGRASS NATURAL RESOURCES, LLC
EIN
88-1711423
Address
1431 OPUS PLACE SUITE 210 · DOWNERS GROVE, IL · 60515
Phone
(865) 247-4204
Industry
Mining, Quarrying, Oil & Gassee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
KRUGGEL LAWTON & COMPANY, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $32K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES LLC | — | NORCROSS, GA | INVESTMENT ADVISOR | $33K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $3K | — |
Investments
23 direct securities · 9 pooled funds· $6.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$4.9M
9 holdings
Uncategorized
$1.6M
23 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MY RETIREMENT PATH MODERATE 2035 R GREAT GRAY · EIN 38-4116822 / PN 496 | Common Collective Trust | — | — | $1.7M | 26.7% | |
| MY RETIREMENT PATH MODERATE 2045 R GREAT GRAY · EIN 38-4116823 / PN 497 | Common Collective Trust | — | — | $1.2M | 17.8% | |
| MY RETIREMENT PATH MODERATE 2055 R GREAT GRAY · EIN 38-4116824 / PN 498 | Common Collective Trust | — | — | $993K | 15.3% | |
| MY RETIREMENT PATH MODERATE RETIREM GREAT GRAY · EIN 38-4097346 / PN 494 | Common Collective Trust | — | — | $732K | 11.3% | |
| Participant Loans Interest rates at 4.25%-9.50% 0 | — | — | — | $563K | 8.7% | |
| Fidelity 500 Index Fund # | — | — | — | $200K | 3.1% | |
| Empower Annuity Insurance * Company of America Fixed Account - Series Class I # | — | — | — | $147K | 2.3% | |
| MY RETIREMENT PATH AGGR 2055 R GREAT GRAY · EIN 38-4097345 / PN 493 | Common Collective Trust | — | — | $121K | 1.9% | |
| Fidelity Mid Cap Index Fund # | — | — | — | $105K | 1.6% | |
| MY RETIREMENT PATH AGGR 2035 R GREAT GRAY · EIN 38-4097343 / PN 491 | Common Collective Trust | — | — | $67K | 1.0% | |
| Invesco MSCI World Series Index Fund R6 # | — | — | — | $65K | 1.0% | |
| American Funds Bond Fund of America R6 # | — | — | — | $59K | 0.9% | |
| MFS International Growth Fund R6 # | — | — | — | $58K | 0.9% | |
| MY RETIREMENT PATH AGGR 2045 R GREAT GRAY · EIN 38-4097344 / PN 492 | Common Collective Trust | — | — | $49K | 0.8% | |
| JPMorgan Large Cap Value Fund R6 # | — | — | — | $49K | 0.7% | |
| American Funds New Perspective Fund R6 # | — | — | — | $48K | 0.7% | |
| Fidelity Advisor Growth Opportunities Fund Z # | — | — | — | $46K | 0.7% | |
| DFA International Value I # | — | — | — | $43K | 0.7% | |
| BlackRock Emerging Markets Fund K # | — | — | — | $40K | 0.6% | |
| Fidelity Small Cap Index Fund # | — | — | — | $32K | 0.5% | |
| PGIM Global Total Return Fund R6 # | — | — | — | $31K | 0.5% | |
| BlackRock Advantage Small Cap Core Fund K # | — | — | — | $29K | 0.4% | |
| PGIM High-Yield Fund R6 # | — | — | — | $24K | 0.4% | |
| Fidelity Total Market Index Fund # | — | — | — | $24K | 0.4% | |
| American Funds Mortgage Fund R6 # | — | — | — | $24K | 0.4% | |
| Fidelity Advisor International Small Cap Fund Z # 497 Fidelity Growth Strategies K6 # | — | — | — | $22K | 0.3% | |
| American Funds Inflation Linked Bond Fund R6 # | — | — | — | $10K | 0.1% | |
| MY RETIREMENT PATH CONSERV 2045 R GREAT GRAY · EIN 38-4097345 / PN 493 | Common Collective Trust | — | — | $8K | 0.1% | |
| Fidelity Advisor Balanced Z # | — | — | — | $7K | 0.1% | |
| ClearBridge Small Cap Growth Fund IS # | — | — | — | $7K | 0.1% | |
| Fidelity Advisor Floating Rate High Income Fund Z # | — | — | — | $7K | 0.1% | |
| MY RETIREMENT PATH MODERATE 2025 R GREAT GRAY · EIN 38-4097347 / PN 495 | Common Collective Trust | — | — | $0 | <0.1% |
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