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Original filing (PDF)20251015071620NAL0008113202001
ORRICK, HERRINGTON & SUTCLIFFE LLP
Form 5500
FILING_RECEIVED
ORRICK, HERRINGTON & SUTCLIFFE LLP RETIREMENT PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed20 service providers
Active participants
1,870
Accounts w/ balance
2,986
Plan assets (EOY)
$1.2B
Net assets (EOY)
$1.2B
How this plan invests
This plan
8 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 18 bps in Schedule C fees — 259% above peer band of 5 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ORRICK, HERRINGTON & SUTCLIFFE LLP.
Plan sponsor
Name
ORRICK, HERRINGTON & SUTCLIFFE LLP
EIN
94-2952627
Address
2121 MAIN STREET · WHEELING, WV · 26003
Phone
(415) 773-5700
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
3B · Covers self-employed individuals
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WITHUMSMITH+BROWN PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
20 rowsOther
20| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | 84-1532243 | — | NONE | $834K | — |
| CERITY PARTNERS LLC | 27-1180831 | — | NONE | $474K | — |
| EMPOWER ANNUITY INSURANCE COMPANY O | 84-0467907 | — | NONE | $425K | — |
| GALLAGHER BENEFIT SERVICES INC DBA | — | CLEVELAND, OH | NONE | $66K | — |
| CERITY PARTNERS RETIREMENT PLAN ADV | — | NEW YORK, NY | NONE | $50K | — |
| REYNDERS MCVEIGH CAPITAL MANAG | 56-2541684 | — | NONE | $47K | — |
| ALTERNATIV WEALTH | 46-1769232 | — | NONE | $34K | — |
| WITHUMSMITH+BROWN, PC | — | PRINCETON, NJ | NONE | $34K | — |
| CONQUIS FINANCIAL LLC | 87-4659168 | — | NONE | $28K | — |
| SANCHEZ & ZURES LLC | 03-0580851 | — | NONE | $28K | — |
| LINSCOMB WEALTH INC | 20-3395446 | — | NONE | $16K | — |
| ALPHA CUBED INVESTMENTS LLC | 45-3688199 | — | NONE | $16K | — |
| JOEL ISAACSON & CO LLC | 27-1207072 | — | NONE | $16K | — |
| FORT HENRY CAPITAL LLC | 46-4781142 | — | NONE | $10K | — |
| ENVESTNET ASSET MANAGEMENT INC | 36-4319587 | — | NONE | $9K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $9K | — |
| MONETA GROUP INVESTMENT ADVISO | 20-1903821 | — | NONE | $7K | — |
| SIGNATURE ESTATE & INVESTMENT | 95-4806910 | — | NONE | $6K | — |
| JP MORGAN PRIVATE WEALTH ADVIS | 81-3858870 | — | NONE | $6K | — |
| QDRO CONSULTANTS COMPANY, LLC | 34-1820650 | — | NONE | $900 | — |
Investments
22 direct securities · 8 pooled funds· $1.1B(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$651.1M
22 holdings
Common Collective Trust
$496.2M
8 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BLACKROCK EQUITY INDEX FUND M BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 45-4365907 / PN 001 | Common Collective Trust | — | — | $217.1M | 18.4% | |
| trusts SCHWAB SDB | — | — | — | $208.6M | 17.7% | |
| LORD ABBETT TOTAL RETURN TRUST II B WILMINGTON TRUST N.A. · EIN 82-1151625 / PN 324 | Common Collective Trust | — | — | $154.7M | 13.1% | |
| Vanguard Developed Markets Index Fund | — | — | — | $95.5M | 8.1% | |
| BLACKROCK MID CAP EQUITY INDEX FUND BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 45-4378115 / PN 001 | Common Collective Trust | — | — | $65.1M | 5.5% | |
| Vanguard Target Retirement 2050 Fund | — | — | — | $59.7M | 5.1% | |
| Vanguard Target Retirement 2045 Fund | — | — | — | $55.1M | 4.7% | |
| Vanguard Emerging Mkts Stock Index Fund | — | — | — | $37.9M | 3.2% | |
| Vanguard Target Retirement 2055 Fund | — | — | — | $36.3M | 3.1% | |
| Vanguard Target Retirement 2040 Fund | — | — | — | $35.1M | 3.0% | |
| BLACKROCK EQUITY GROWTH NON-LENDABL BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 94-3315908 / PN 001 | Common Collective Trust | — | — | $28.4M | 2.4% | |
| Vanguard Federal Money Market Fund | — | — | — | $28.3M | 2.4% | |
| BLACKROCK EQUITY VALUE NON-LENDABLE BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 94-3315910 / PN 001 | Common Collective Trust | — | — | $17.5M | 1.5% | |
| Vanguard Target Retirement 2025 Fund | — | — | — | $14.9M | 1.3% | |
| Vanguard Target Retirement 2060 Fund | — | — | — | $14.4M | 1.2% | |
| Vanguard Target Retirement 2030 Fund | — | — | — | $14.0M | 1.2% | |
| Vanguard Target Retirement 2035 Fund | — | — | — | $11.8M | 1.0% | |
| BLACKROCK RUSSELL 2000 INDEX-M BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 45-4352603 / PN 001 | Common Collective Trust | — | — | $7.6M | 0.6% | |
| Vanguard S&P Mid-Cap 400 Growth Index Fund | — | — | — | $6.5M | 0.6% | |
| Vanguard Mid-Cap Value Index Fund | — | — | — | $5.9M | 0.5% | |
| Vanguard Target Retirement Income | — | — | — | $5.8M | 0.5% | |
| BLACKROCK RUSSELL 2000 GROWTH FUND BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 94-3357211 / PN 001 | Common Collective Trust | — | — | $5.8M | 0.5% | |
| Vanguard S&P Small-Cap 600 Value Index Fund | — | — | — | $4.0M | 0.3% | |
| Vanguard Target Retirement 2065 Fund | — | — | — | $3.9M | 0.3% | |
| brokerage accounts * Notes receivable from 4.25% to 9.50% interest rate | — | — | — | $3.9M | 0.3% | |
| SCHWAB SDB ROTH | — | — | — | $3.8M | 0.3% | |
| Vanguard Target Retirement 2020 Fund | — | — | — | $2.5M | 0.2% | |
| PIMCO Int Bond (USD-Hedged) Inst | — | — | — | $2.1M | 0.2% | |
| Vanguard Target Retirement 2070 Inv | — | — | — | $790K | <0.1% | |
| GALLIARD STABLE RETURN FUND C SEI TRUST COMPANY · EIN 52-2250946 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |