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Original filing (PDF)20251031142332NAL0003074641001
NATIXIS NORTH AMERICA LLC
Form 5500
FILING_RECEIVED
THE NATIXIS US GROUP 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
849
Accounts w/ balance
1,423
Plan assets (EOY)
$470.6M
Net assets (EOY)
$470.6M
How this plan invests
This plan
8 pooled trusts
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (5 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NATIXIS NORTH AMERICA LLC.
Plan sponsor
Name
NATIXIS NORTH AMERICA LLC
EIN
27-2765452
Address
1251 AVENUE OF THE AMERICAS, 3RD FL · NEW YORK, NY · 10020
Phone
(212) 583-4994
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-31
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $158K | — |
| FISHER INVESTMENTS | 20-2480800 | — | NONE | $51K | — |
| KIRK CAPITAL ADVISORS LLC | 85-4158052 | — | NONE | $11K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $4K | — |
Investments
23 direct securities · 8 pooled funds· $531.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$342.0M
22 holdings
Common Collective Trust
$114.2M
8 holdings
Mutual Funds
$75.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Self-Directed Brokerage Account 1 Various Personal Choice Retirement Account N/R | — | — | — | $78.8M | 16.7% | |
| s * Charles Schwab S&P 500 Index Fund N/R | Mutual Funds | — | — | $75.2M | 16.0% | |
| Harbor Funds Harbor Capital Appreciation Fund N/R | — | — | — | $50.7M | 10.8% | |
| MORLEY STABLE VALUE FD NET 20 Common Collective Trust Fund | — | — | — | $28.5M | 6.1% | |
| MORLEY STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $28.5M | 6.1% | |
| SCHWAB MANAGED RET TR FUND 2040 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 004 | Common Collective Trust | — | — | $26.6M | 5.7% | |
| Charles Schwab Managed Ret 2040 N/R | — | — | — | $26.6M | 5.7% | |
| SCHWAB MANAGED RET TR FUND 2030 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 003 | Common Collective Trust | — | — | $26.1M | 5.5% | |
| SCHWAB MANAGED RET TR FUND 2050 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 010 | Common Collective Trust | — | — | $20.9M | 4.5% | |
| HARTFORD CORE EQTY FD R6 Registered Investment Company | — | — | — | $19.4M | 4.1% | |
| VANGUARD TOTAL INTL STK INSTL Registered Investment Company | — | — | — | $19.1M | 4.1% | |
| Vanguard Equity Income Admiral N/R | — | — | — | $17.1M | 3.6% | |
| American Funds Europacific Growth N/R | — | — | — | $11.7M | 2.5% | |
| Vanguard Mid Cap Growth N/R | — | — | — | $11.5M | 2.4% | |
| ALLSPRING SPEC SM CAP VAL INST Registered Investment Company | — | — | — | $8.5M | 1.8% | |
| Baird Asset Management Baird Core Plus Bond Institutional N/R | — | — | — | $8.4M | 1.8% | |
| PIMCO Income Institutional N/R | — | — | — | $7.8M | 1.7% | |
| Vanguard Extend Market Index N/R | — | — | — | $7.6M | 1.6% | |
| VANGUARD EXTENDED MKT INDX ADM Registered Investment Company | — | — | — | $7.6M | 1.6% | |
| Victory Sycamore Victory Established Value I N/R | — | — | — | $7.2M | 1.5% | |
| SCHWAB MANAGED RET TR FUND 2060 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 022 | Common Collective Trust | — | — | $6.8M | 1.4% | |
| Blackrock Inflation Protected Bond Institutional N/R | — | — | — | $5.8M | 1.2% | |
| JPMorgan Emerging Markets Equity N/R | — | — | — | $5.7M | 1.2% | |
| JPMORGAN EMERG MKTS EQTY R6 Registered Investment Company | — | — | — | $5.7M | 1.2% | |
| Vanguard Total Bond Market Index N/R | — | — | — | $5.0M | 1.1% | |
| Janus Henderson Janus Henderson Venture N N/R | — | — | — | $4.6M | 1.0% | |
| SCHWAB MANAGED RET TR FUND 2020 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 002 | Common Collective Trust | — | — | $3.6M | 0.8% | |
| Participant Loans Interest rates: 4.25% - 9.50% $0 | — | — | — | $2.5M | 0.5% | |
| PIMCO Invesco Floating Rate N/R | — | — | — | $2.0M | 0.4% | |
| SCHWAB MANAGED RET TR FUND 2010 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 001 | Common Collective Trust | — | — | $1.2M | 0.2% | |
| SCHWAB MANAGED RET TR FUND-INCOME CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 005 | Common Collective Trust | — | — | $534K | 0.1% |