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Original filing (PDF)20251010103226NAL0017663410001
WESTERN ASSET MANAGEMENT COMPANY, LLC
Form 5500
FILING_RECEIVED
THE WESTERN ASSET MANAGEMENT 401(K) PLAN
401(k) retirement plan
Active participants
466
Accounts w/ balance
758
Plan assets (EOY)
$385.2M
Net assets (EOY)
$384.9M
How this plan invests
This plan
7 pooled trusts
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (3 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WESTERN ASSET MANAGEMENT COMPANY, LLC.
Plan sponsor
Name
WESTERN ASSET MANAGEMENT COMPANY, LLC
EIN
95-2705767
Address
385 EAST COLORADO BOULEVARD · PASADENA, CA · 91101
Phone
(626) 844-9400
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
005
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
SC&H ATTEST SERVICES, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER SMITH | 13-5674085 | — | RECORDKEEPER | $62K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES | 22-3570392 | — | INVESTMENT ADV CONSULTING | $65K | — |
Investments
30 direct securities · 7 pooled funds· $385.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$215.6M
30 holdings
Common Collective Trust
$169.6M
7 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SSGA S&P 500 INDEX FUND STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 416 | Common Collective Trust | — | — | $90.9M | 23.6% | |
| Self-Directed Brokerage Participant Self-Directed Brokerage | — | — | — | $30.8M | 8.0% | |
| LARGE CAP GROWTH FUND II R1 GREAT GRAY TRUST COMPANY · EIN 38-4139848 / PN 626 | Common Collective Trust | — | — | $29.6M | 7.7% | |
| Western Asset Institutional Government Money Market Fund | — | — | — | $20.7M | 5.4% | |
| SSGA S&P MIDCAP INDEX C STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 176 | Common Collective Trust | — | — | $20.5M | 5.3% | |
| Columbia Select Large Cap Equity Institutional Class Interest in Registered Investment Companies | — | — | — | $20.3M | 5.3% | |
| T. Rowe Price Small Cap Stock Investor Fund Interest in Registered Investment Companies | — | — | — | $16.3M | 4.2% | |
| American EuroPacific Growth Fund R6 Interest in Registered Investment Companies | — | — | — | $15.3M | 4.0% | |
| WESTERN ASSET CORE BOND CIF R LM WESTERN ASSET MANAGEMENT COMPANY · EIN 95-2705767 / PN 186 | Common Collective Trust | — | — | $14.7M | 3.8% | |
| Columbia Balanced Fixed Institutional Class 3 Interest in Registered Investment Companies | — | — | — | $12.1M | 3.1% | |
| Fidelity Small Cap Index Fund Interest in Registered Investment Companies | — | — | — | $10.7M | 2.8% | |
| American Washington Interest in Registered Investment Companies | — | — | — | $10.6M | 2.8% | |
| Vanguard Target Retirement 2045 - Institutional Interest in Registered Investment Companies | — | — | — | $8.2M | 2.1% | |
| Vanguard Target Retirement 2050 - Institutional Interest in Registered Investment Companies | — | — | — | $7.6M | 2.0% | |
| Vanguard Global Equity Fixed Interest in Registered Investment Companies | — | — | — | $6.8M | 1.8% | |
| GALLIARD STABLE RETURN FUND C WELLS FARGO BANK, N.A. · EIN 52-2252209 / PN 001 | Common Collective Trust | — | — | $6.8M | 1.8% | |
| Western Asset High Yield - Institutional Interest in Registered Investment Companies | — | — | — | $6.1M | 1.6% | |
| Vanguard Target Retirement 2035 - Institutional Interest in Registered Investment Companies | — | — | — | $6.1M | 1.6% | |
| Vanguard Total Bond Market Index Admiral Interest in Registered Investment Companies | — | — | — | $5.9M | 1.5% | |
| Vanguard Target Retirement 2040 - Institutional Interest in Registered Investment Companies | — | — | — | $5.3M | 1.4% | |
| CLEARBRIDGE INTERNATIONAL GROWTH CI CLEARBRIDGE INVESTMENTS, LLC · EIN 52-1268629 / PN 111 | Common Collective Trust | — | — | $4.7M | 1.2% | |
| Western Asset Corporate Bond Fund - Institutional Interest in Registered Investment Companies | — | — | — | $4.6M | 1.2% | |
| Vanguard Target Retirement 2030 - Institutional Interest in Registered Investment Companies | — | — | — | $4.0M | 1.0% | |
| Vanguard Target Retirement 2025 - Institutional Interest in Registered Investment Companies | — | — | — | $3.9M | 1.0% | |
| Vanguard Target Retirement 2060 - Institutional Interest in Registered Investment Companies | — | — | — | $3.2M | 0.8% | |
| William Blair Emerging Markets Growth - Institutional R6 Interest in Registered Investment Companies | — | — | — | $3.2M | 0.8% | |
| Eaton Vance Income Fund of Boston Interest in Registered Investment Companies | — | — | — | $3.2M | 0.8% | |
| Vanguard Target Retirement 2055 - Institutional Interest in Registered Investment Companies | — | — | — | $3.1M | 0.8% | |
| Vanguard Target Retirement 2020 - Institutional Interest in Registered Investment Companies | — | — | — | $2.5M | 0.7% | |
| WESTERN ASSET INCOME CIF CL T LM WESTERN ASSET MANAGEMENT COMPANY · EIN 74-2008758 / PN 152 | Common Collective Trust | — | — | $2.5M | 0.7% | |
| December 2029 - | — | — | — | $2.1M | 0.6% | |
| PGIM Global Total Return R6 Interest in Registered Investment Companies | — | — | — | $1.2M | 0.3% | |
| Allspring Special Small Cap R6 Interest in Registered Investment Companies | — | — | — | $509K | 0.1% | |
| Vanguard Target Retirement 2065 - Institutional Interest in Registered Investment Companies | — | — | — | $448K | 0.1% | |
| BLF Fed Fund Money Market Deposit | — | — | — | $338K | <0.1% | |
| Vanguard Target Retirement Income - Institutional Interest in Registered Investment Companies | — | — | — | $323K | <0.1% | |
| Vanguard Target Retirement 2070 - Institutional Interest in Registered Investment Companies | — | — | — | $114K | <0.1% |