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Original filing (PDF)20251002132829NAL0001354978001
UBS FINANCIAL SERVICES INC.
Form 5500
FILING_RECEIVED
UBS FINANCIAL SERVICES INC. PENSION PLAN
Defined-benefit pension plan
Signals · 3
49% in single holdingNo recordkeeper disclosed18 service providers
Active participants
877
Accounts w/ balance
—
Plan assets (EOY)
$578.7M
Net assets (EOY)
$576.8M
How this plan invests
This plan
5 pooled trusts
Schedule D
2,103 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "2024 Schedule H: Schedule of assets held" is 49% of plan.
- 54 bps in Schedule C fees — 803% above peer band of 6 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UBS FINANCIAL SERVICES INC..
Plan sponsor
Name
UBS FINANCIAL SERVICES INC.
EIN
13-2638166
Address
1000 HARBOR BLVD., 10TH FLR · WEEHAWKEN, NJ · 070866790
Phone
(201) 352-3000
Industry
Finance & Insurancesee all
Plan administrator
Name
UBS FINANCIAL SERVICES INC.
EIN
22-3233985
City
WEEHAWKEN, NJ
Phone
(201) 352-7845
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
1A · Pay-related DB formula
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
3J · U.S. plan covering Puerto Rico residents
Audit & trust (Schedule H)
Auditor
ERNST AND YOUNG
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
18 rowsTrustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHERN TRUST CO. | 36-1561860 | — | TRUSTEE | $68K | — |
Other
17| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALIGHT SOLUTIONS LLC | 82-1061233 | — | NONE | $981K | — |
| LOOMIS SAYLES AND CO L.P. | 04-3200030 | — | NONE | $398K | — |
| MERCER INVESTMENT LLC | 13-2834414 | — | NONE | $317K | — |
| ATLANTA CAPITAL MANAGEMENT CO., LLC | 58-2236910 | — | NONE | $170K | — |
| DELOITTE CONSULTING LLP | 06-1454513 | — | NONE | $147K | — |
| INVESCO TRUST COMPANY | 46-3793325 | — | NONE | $145K | — |
| EAGLE CAPITAL MANAGEMENT, LLC | 22-3361201 | — | NONE | $144K | — |
| VOYA INVESTMENT MANAGEMENT CO. | 02-0488491 | — | NONE | $129K | — |
| ERNST & YOUNG | 34-6565596 | — | NONE | $113K | — |
| LEGAL & GENERAL INVESTMENT | 20-8058531 | — | NONE | $101K | — |
| LEGG MASON, INC AND SUBSIDIARIES | 52-1200960 | — | NONE | $89K | — |
| CAPITAL GROUP PRIVATE CLIENT SERV. | 85-3199211 | — | NONE | $74K | — |
| COLUMBIA MANAGEMENT INVESTMENT ADV | 41-1533211 | — | NONE | $64K | — |
| ARTISAN PARTNERS LTD PARTNERSHIP | 30-0551775 | — | NONE | $56K | — |
| MORGAN LEWIS & BOCKIUS LLP | 23-0891050 | — | NONE | $52K | — |
| STATE STREET RESEARCH & MANAGEMENT | — | BOSTON, MA | NONE | $51K | — |
| ALLSPRING INTERMEDIATE II LLC | 86-3510848 | — | NONE | $37K | — |
Investments
1,899 direct securities · 5 pooled funds· $1.1B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$950.8M
1897 holdings
Common Collective Trust
$175.1M
5 holdings
OTHER
$340K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| 2024 Schedule H: Schedule of assets held | — | — | — | $573.5M | 99.1% | |
| SSGA LONG US GOVT BOND INDX NL STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 04-0025081 / PN 142 | Common Collective Trust | — | $97.9M | $73.9M | 12.8% | |
| SSGA INTERMED US GOVT BOND INDX NL STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 04-0025081 / PN 144 | Common Collective Trust | — | $57.4M | $61.0M | 10.5% | |
| OFIGTC EMERGINING MARKETS EQUITY FD OPPENHIEMER · EIN 13-3459790 / PN 000 | Common Collective Trust | — | $12.5M | $13.8M | 2.4% | |
| RUSSELL 1000 GROWTH INDEX NL FUND STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 124 | Common Collective Trust | — | $10.9M | $13.7M | 2.4% | |
| NT COLLECTIVE GOVT SHORT TERM INVT NORTHERN TRUST · EIN 45-6138589 / PN 068 | Common Collective Trust | — | $12.7M | $12.7M | 2.2% | |
| Security Description / Asset ID Shares/Par Value Cost Current Value Other United States - USD FUT MAR 25 US 2YR T-NOTE CUSIP : 999599GH0 | — | — | $9.9M | $9.9M | 1.7% | |
| US TREASURY N/B 4.25% 08-15-2054 SEDOL : BR2NN95 | — | — | $4.4M | $4.2M | 0.7% | |
| UNITED STATES OF AMER TREAS NOTES 4.25% 11-15-2034 SEDOL : BTKW387 | — | — | $3.7M | $3.7M | 0.6% | |
| AT&T INC 3.55% DUE 09-15-2055 SEDOL : BNSLTY2 | — | — | $3.0M | $2.5M | 0.4% | |
| COMCAST CORP NEW 2.937% 11-01-2056 CUSIP : 20030NDU2 | — | — | $3.0M | $2.3M | 0.4% | |
| ANHEUSER-BUSCH COS LLC CORP 4.7% 02-01-2036 SEDOL : BK5XW52 | — | — | $2.4M | $2.2M | 0.4% | |
| BOEING CO FIXED 5.805% DUE 05-01-2050 SEDOL : BM8R6R5 | — | — | $1.8M | $1.6M | 0.3% | |
| AMAZON COM INC COM CUSIP : 023135106 | — | — | $638K | $1.6M | 0.3% | |
| APPLE INC 4.25% DUE 02-09-2047 SEDOL : BDVPX83 | — | — | $1.5M | $1.3M | 0.2% | |
| A T CAP CORP 4.39% 08-15-2037 SEDOL : BLR99P4 | — | — | $1.4M | $1.2M | 0.2% | |
| AT&T INC CORP 4.65% 06-01-2044 SEDOL : BJ11MN1 | — | — | $1.3M | $1.2M | 0.2% | |
| USD - United States dollar | — | — | $1.2M | $1.2M | 0.2% | |
| ORACLE CORP 3.6% DUE 04-01-2050 REG SEDOL : BM5JB02 | — | — | $1.6M | $1.2M | 0.2% | |
| ANHEUSER-BUSCH COS LLC CORP 4.9% 02-01-2046 SEDOL : BJXS2M9 | — | — | $1.4M | $1.2M | 0.2% | |
| MICROSOFT CORP COM CUSIP : 594918104 | — | — | $372K | $1.2M | 0.2% | |
| MICROSOFT CORP 2.525% DUE 06-01-2050 BEO SEDOL : BM9DJ73 | — | — | $1.5M | $1.1M | 0.2% | |
| CVS HEALTH CORP 5.05% DUE 03-25-2048 SEDOL : BF4JKH4 | — | — | $1.3M | $1.1M | 0.2% | |
| GOLDMAN SACHS GROUP INC 5.016% 10-23-2035 SEDOL : BSF0602 | — | — | $1.1M | $1.1M | 0.2% | |
| VERIZON COMMUNICATIONS 3.7% DUE 03-22-2061 BEO SEDOL : BKY5GZ7 | — | — | $1.7M | $1.1M | 0.2% | |
| CONOCOPHILLIPS COM CUSIP : 20825C104 | — | — | $1.1M | $1.1M | 0.2% | |
| BOEING CO FIXED 5.705% DUE 05-01-2040 SEDOL : BM8XFQ5 | — | — | $1.1M | $1.0M | 0.2% | |
| BANK OF AMERICA CORP 1.734% 07-22-2027 SEDOL : BMGDBT2 | — | — | $1.0M | $1.0M | 0.2% | |
| SHELL FIN US INC NT 3.25% 04-06-2050 SEDOL : BT26H41 | — | — | $1.4M | $977K | 0.2% | |
| JOHNSON & JOHNSON 3.4% 01-15-2038 SEDOL : BFXCN97 | — | — | $1.1M | $975K | 0.2% | |
| JPMORGAN CHASE & CO 4.26% 02-22-2048 CUSIP : 46647PAA4 | — | — | $1.1M | $957K | 0.2% | |
| HOME DEPOT INC 3.35% DUE 04-15-2050 REG SEDOL : BK8TZG9 | — | — | $1.4M | $953K | 0.2% | |
| AON PLC CUSIP : G0403H108 | — | — | $711K | $941K | 0.2% | |
| UNITEDHEALTH GROUP INC COM CUSIP : 91324P102 | — | — | $598K | $934K | 0.2% | |
| UNITED STATES TREAS BDS 4.625% 11-15-2044 SEDOL : BTPH0B9 | — | — | $964K | $932K | 0.2% | |
| Security Description / Asset ID Shares/Par Value Cost Current Value Corporate Debt Instruments - Other United States - USD META PLATFORMS INC 5.6% DUE 05-15-2053 CUSIP : 30303M8Q8 | — | — | $892K | $897K | 0.2% | |
| SOUTHERN CALIF EDISON CO 4.125% 03-01-2048 SEDOL : BFMZDC0 | — | — | $1.1M | $878K | 0.2% | |
| AMAZON.COM INC 3.95% 04-13-2052 SEDOL : BLPP103 | — | — | $1.1M | $861K | 0.1% | |
| MARSH & MCLENNAN COS INC 5.0% 03-15-2035 SEDOL : BT03MR2 | — | — | $874K | $856K | 0.1% | |
| AT&T INC 3.8% 12-01-2057 CUSIP : 00206RMN9 | — | — | $985K | $843K | 0.1% | |
| COMCAST CORP NEW-CL A CUSIP : 20030N101 | — | — | $873K | $818K | 0.1% | |
| BLGTTB1 DOMINION RES INC 4.7% DUE 12-01-2044 SEDOL : BSR9GC9 | — | — | $1.1M | $811K | 0.1% | |
| Security Description / Asset ID Shares/Par Value Cost Current Value Corporate Debt Instruments - Other United Kingdom - USD VODAFONE GROUP PLC 5.75% 06-28-2054 SEDOL : BNZHZ56 | — | — | $840K | $811K | 0.1% | |
| BANK AMER CORP 5.518% 10-25-2035 SEDOL : BQNL6S1 | — | — | $828K | $808K | 0.1% | |
| B90J106 JPMORGAN CHASE & CO NT FIXED TO FLTG RATE 1.578% 04-22-2027 SEDOL : BMGDC66 | — | — | $810K | $802K | 0.1% | |
| ABBVIE INC 4.25% DUE 11-21-2049 REG SEDOL : BJDRSH3 | — | — | $1.1M | $794K | 0.1% | |
| JBS USA LUX S A 6.5% DUE 12-01-2052 SEDOL : BMGC2X0 | — | — | $768K | $788K | 0.1% | |
| META PLATFORMS INC COM USD0.000006 CL 'A' CUSIP : 30303M102 | — | — | $241K | $786K | 0.1% | |
| UNITED STATES OF AMER TREAS NOTES 3.875% 08-15-2033 SEDOL : BRT3QG6 | — | — | $805K | $785K | 0.1% | |
| RTX CORPORATION 4.5% 06-01-2042 SEDOL : B8J6DZ0 | — | — | $1.0M | $784K | 0.1% | |
| ALPHABET INC CAP STK USD0.001 CL C CUSIP : 02079K107 | — | — | $194K | $782K | 0.1% | |
| JPMORGAN CHASE & CO 3.882% 07-24-2038 SEDOL : BF348B0 | — | — | $830K | $776K | 0.1% | |
| WARNERMEDIA HLDGS INC 5.141% 03-15-2052 CUSIP : 55903VBE2 | — | — | $815K | $769K | 0.1% | |
| PFIZER INVESTMENT ENTER 4.75% 05-19-2033 SEDOL : BQ66T62 | — | — | $792K | $768K | 0.1% | |
| KRAFT HEINZ FOODS 4.375% DUE 06-01-2046 CUSIP : 50077LAB2 | — | — | $981K | $761K | 0.1% | |
| ALTRIA GROUP INC 4.25% DUE 08-09-2042 SEDOL : B8K84P2 | — | — | $900K | $758K | 0.1% | |
| WELLS FARGO & CO 4.611% 04-25-2053 SEDOL : BP6P605 | — | — | $832K | $741K | 0.1% | |
| CITIGROUP INC 4.65% DUE 07-23-2048 SEDOL : BD366H4 | — | — | $1.1M | $721K | 0.1% | |
| MERRILL LYNCH & CO 7.75% DUE 05-14-2038 SEDOL : BBMT8T6 | — | — | $897K | $713K | 0.1% | |
| SUNOCO LOGISTICS PARTNERS 5.4% 10-01-2047 SEDOL : BD35XM5 | — | — | $774K | $710K | 0.1% | |
| JPMORGAN CHASE & CO COM CUSIP : 46625H100 | — | — | $318K | $704K | 0.1% | |
| Security Description / Asset ID Shares/Par Value Cost Current Value Corporate Debt Instruments - Other United States - USD PACIFIC GAS & ELEC CO 6.75% 01-15-2053 SEDOL : BNNMQV6 | — | — | $669K | $702K | 0.1% | |
| ENERGY TRANSFER OPER L P 5.0% 05-15-2050 SEDOL : BL3BQC0 | — | — | $896K | $701K | 0.1% | |
| GOLDMAN SACHS GROUP INC 5.561% 11-19-2045 SEDOL : BT6NWN2 | — | — | $723K | $696K | 0.1% | |
| Security Description / Asset ID Shares/Par Value Cost Current Value Corporate Stock - Common Taiwan - USD ADR TAIWAN SEMICONDUCTOR MANUFACTURING ADS REP 5 TWD10 CUSIP : 874039100 | — | — | $317K | $696K | 0.1% | |
| MORGAN STANLEY 2.802% 01-25-2052 SEDOL : BMZ2XH2 | — | — | $1.1M | $688K | 0.1% | |
| GOLDMAN SACHS GROUP INC 5.33% 07-23-2035 SEDOL : BRC1656 | — | — | $708K | $684K | 0.1% | |
| APPLE INC 3.75% DUE 09-12-2047 SEDOL : BF58H35 | — | — | $827K | $680K | 0.1% | |
| JPMORGAN CHASE & CO 5.766% 04-22-2035 CUSIP : 46647PEH5 | — | — | $650K | $665K | 0.1% | |
| Security Description / Asset ID Shares/Par Value Cost Current Value Corporate Debt Instruments - Other United States - USD MORGAN STANLEY 3.971% 07-22-2038 SEDOL : BZ9P947 | — | — | $821K | $659K | 0.1% | |
| BANK AMER CORP 3.311% DUE 04-22-2042 CUSIP : 06051GJW0 | — | — | $900K | $659K | 0.1% | |
| MPLX LP 4.7% 04-15-2048 SEDOL : BYZGJY7 | — | — | $869K | $652K | 0.1% | |
| BRISTOL MYERS FIXED 4.35% DUE 11-15-2047 SEDOL : BMXWR94 | — | — | $722K | $649K | 0.1% | |
| UNITEDHEALTH GROUP INC 2.9% DUE 05-15-2050/05-18-2020 REG SEDOL : BM95BD9 | — | — | $1.0M | $644K | 0.1% | |
| AERCAP IRELAND CAP/GLOBA 3.85% DUE 10-29-2041 BEO SEDOL : BNVW1X5 | — | — | $682K | $643K | 0.1% | |
| WORKDAY INC CL A COM USD0.001 CUSIP : 98138H101 | — | — | $577K | $623K | 0.1% | |
| AMERN INTL GROUP 4.375% DUE 06-30-2050 SEDOL : BMCTM02 | — | — | $888K | $621K | 0.1% | |
| PFIZER INVESTMENT ENTER 5.11% 05-19-2043 SEDOL : BQ66T73 | — | — | $646K | $620K | 0.1% | |
| HUMANA INC 5.75% 04-15-2054 SEDOL : BRC6GS4 | — | — | $660K | $617K | 0.1% | |
| JPMORGAN CHASE & CO 5.53% 07-22-2035 SEDOL : BSWWSY9 | — | — | $627K | $616K | 0.1% | |
| BERKLEY W R CORP COM CUSIP : 084423102 | — | — | $325K | $615K | 0.1% | |
| GODADDY INC CL A CL A CUSIP : 380237107 | — | — | $233K | $612K | 0.1% | |
| T-MOBILE USA INC TMUS 3.3% 02-15-2051 CUSIP : 87264ABN4 | — | — | $911K | $608K | 0.1% | |
| SEDOL : BMC7WK6 MORGAN STANLEY FIXED 1.593% DUE 05-04-2027 CUSIP : 61772BAB9 | — | — | $625K | $598K | 0.1% | |
| SEDOL : BP9N2W0 BK OF AMER NA 6 DUE 10-15-2036 SEDOL : B8YB6B7 | — | — | $771K | $597K | 0.1% | |
| WELLS FARGO & CO NEW COM STK CUSIP : 949746101 | — | — | $351K | $596K | 0.1% | |
| VODAFONE GROUP PLC 4.25% DUE 09-17-2050 REG CUSIP : 92857WBU3 | — | — | $785K | $591K | 0.1% | |
| Security Description / Asset ID Shares/Par Value Cost Current Value Other Total Israel - USD | — | — | $586K | $582K | 0.1% | |
| BERKSHIRE HATHAWAY 5.75% DUE 01-15-2040 SEDOL : B5M4JQ3 | — | — | $663K | $580K | 0.1% | |
| BANK AMER CORP 2.831% 10-24-2051 SEDOL : BN6NBF5 | — | — | $888K | $579K | 0.1% | |
| GOLDMAN SACHS FLTG RT .855% DUE 02-12-2026 SEDOL : BMC9S15 | — | — | $576K | $578K | <0.1% | |
| VALERO ENERGY CORP 6.625% DUE 06-15-2037 SEDOL : B1YLTG4 | — | — | $675K | $577K | <0.1% | |
| BANK AMER CORP 3.974% 02-07-2030 CUSIP : 06051GHQ5 | — | — | $536K | $575K | <0.1% | |
| GOLDMAN SACHS GROUP INC 1.948% 10-21-2027 SEDOL : BMGDCB1 | — | — | $598K | $569K | <0.1% | |
| COMWLTH EDISON CO 5.9% DUE 03-15-2036 SEDOL : B104W46 | — | — | $666K | $568K | <0.1% | |
| NATIONAL GRID ORD GBP0.12431289 SEDOL : BDR05C0 | — | — | $604K | $568K | <0.1% | |
| CHARTER COMM OPT LLC/CAP 3.9% DUE 06-01-2052 REG CUSIP : 161175CA0 | — | — | $704K | $566K | <0.1% | |
| KINDER MORGAN 6.95% DUE 01-15-2038 SEDOL : B1Z54W6 | — | — | $612K | $564K | <0.1% | |
| Payable for securities purchased | — | — | — | $564K | <0.1% | |
| ENTERPRISE PRODS OPER LLC 5.375% 02-15-2078 SEDOL : BYWF668 | — | — | $541K | $564K | <0.1% | |
| MORGAN STANLEY 5.32% 07-19-2035 CUSIP : 61747YFT7 | — | — | $571K | $560K | <0.1% | |
| GOLDMAN SACHS 6.75% DUE 10-01-2037 SEDOL : B9CMD63 | — | — | $665K | $551K | <0.1% | |
| Security Description / Asset ID Shares/Par Value Cost Current Value Other Liabilities Pending trade purchases: United States dollar | — | — | $548K | $548K | <0.1% | |
| SAN DIEGO GAS & 4.5% DUE 08-15-2040 SEDOL : B65CRM3 | — | — | $734K | $547K | <0.1% | |
| WELLS FARGO & CO 4.75% DUE 12-07-2046 SEDOL : BDSFRX9 | — | — | $633K | $535K | <0.1% | |
| VISA INC COM CL A STK CUSIP : 92826C839 | — | — | $383K | $526K | <0.1% | |
| SAP SE-SPONSORED ADR CUSIP : 803054204 | — | — | $293K | $525K | <0.1% | |
| DUKE ENERGY CORP 3.75% DUE 09-01-2046 SEDOL : BD381P3 | — | — | $723K | $523K | <0.1% | |
| AERCAP HOLDINGS N.V. EUR0.01 CUSIP : N00985106 | — | — | $279K | $518K | <0.1% | |
| NEXTERA ENERGY CAP 5.38% 02-28-2053 SEDOL : BN6KV01 | — | — | $560K | $515K | <0.1% | |
| COCA COLA CO 2.6% DUE 06-01-2050 SEDOL : BLB7Z23 | — | — | $849K | $513K | <0.1% | |
| LOWES COS INC 3.7% DUE 04-15-2046 SEDOL : BD0SCD1 | — | — | $703K | $511K | <0.1% | |
| NOVO NORDISK A/S SER'B'DKK0.1 SEDOL : BP6KMJ1 | — | — | $291K | $509K | <0.1% | |
| CARLISLE COMPANIES INC COM CUSIP : 142339100 | — | — | $232K | $508K | <0.1% | |
| WALMART INC COM CUSIP : 931142103 | — | — | $261K | $506K | <0.1% | |
| VERIZON 4.272% DUE 01-15-2036 SEDOL : BYRLRK2 | — | — | $617K | $504K | <0.1% | |
| CONOCOPHILLIPS CO FIXED 4.025% DUE 03-15-2062 SEDOL : BPG4CH1 | — | — | $663K | $501K | <0.1% | |
| SOLVENTUM CORP 5.9% 04-30-2054 SEDOL : BTTMX99 | — | — | $485K | $501K | <0.1% | |
| ABBVIE INC 5.05% 03-15-2034 SEDOL : BSNSFL2 | — | — | $503K | $499K | <0.1% | |
| TRUIST FINANCIAL CORPORATION 5.867% 06-08-2034 CUSIP : 89788MAP7 | — | — | $499K | $494K | <0.1% | |
| UNION PAC CORP 3.25% DUE 02-05-2050 SEDOL : BKDMLD2 | — | — | $720K | $492K | <0.1% | |
| TIME WARNER CABLE 4.5% DUE 09-15-2042 SEDOL : B8N2417 | — | — | $665K | $490K | <0.1% | |
| MORGAN STANLEY MTN 1.512% DUE 07-20-2027 SEDOL : BNZKDG2 | — | — | $505K | $488K | <0.1% | |
| Security Description / Asset ID Shares/Par Value Cost Current Value Corporate Debt Instruments - Other United States - USD GEN DYNAMICS CORP 3.625% DUE 04-01-2030 SEDOL : BMFFM41 | — | — | $510K | $486K | <0.1% | |
| AMGEN INC FIXED 5.15% 03-02-2028 CUSIP : 031162DP2 | — | — | $483K | $485K | <0.1% | |
| DISNEY WALT CO SR NT 6.65% 11-15-2037 CUSIP : 254687EH5 | — | — | $578K | $485K | <0.1% | |
| JPMORGAN CHASE & CO 1.47% 09-22-2027 SEDOL : BMGDC44 | — | — | $493K | $484K | <0.1% | |
| INTEL CORP FIXED 3.9% DUE 03-25-2030 CUSIP : 458140BR0 | — | — | $514K | $483K | <0.1% | |
| NEVADA PWR CO 3.125% DUE 08-01-2050 SEDOL : BKT3043 | — | — | $755K | $483K | <0.1% | |
| ADR PROSUS N.V. ADR NASPERS NEWCO-ADR CUSIP : 74365P108 | — | — | $412K | $481K | <0.1% | |
| DEUTSCHE TELEKOM NPV(REGD) SEDOL : 5842359 | — | — | $376K | $481K | <0.1% | |
| ANTHEM INC 3.125% DUE 05-15-2050 SEDOL : BMBLB46 | — | — | $735K | $481K | <0.1% | |
| CONOCOPHILLIPS COMPANY 5.5% 01-15-2055 SEDOL : BQJQPZ0 | — | — | $507K | $480K | <0.1% | |
| CVS HEALTH CORP 4.78% DUE 03-25-2038 SEDOL : BF4JK96 | — | — | $624K | $480K | <0.1% | |
| VERIZON COMMUNICATIONS 3.55% DUE 03-22-2051 BEO SEDOL : BKY5H09 | — | — | $668K | $478K | <0.1% | |
| CROWN CASTLE INTL CORP NEW 2.9% DUE 04-01-2041 REG SEDOL : BKPR157 | — | — | $682K | $477K | <0.1% | |
| SAFRAN SA EUR0.20 SEDOL : B058TZ6 | — | — | $311K | $474K | <0.1% | |
| GILEAD SCIENCES 5.5% DUE 11-15-2054 SEDOL : BM9W8W8 | — | — | $498K | $473K | <0.1% | |
| US TREASURY N/B 4.125% 11-30-2029 SEDOL : BTG00V7 | — | — | $475K | $472K | <0.1% | |
| BANK AMER CORP 2.015% DUE 02-13-2026 SEDOL : BLK78G9 | — | — | $478K | $470K | <0.1% | |
| Corporate Debt Instruments - Preferred United States - USD ALABAMA PWR CO 3.45% DUE 10-01-2049 SEDOL : BJYDFQ8 | — | — | $685K | $467K | <0.1% | |
| VIACOMCBS INC FIXED 4.95% DUE 05-19-2050 SEDOL : BMF32K1 | — | — | $725K | $464K | <0.1% | |
| WARNERMEDIA HOLDINGS INC. 5.05% 03-15-2042 CUSIP : 55903VBD4 | — | — | $521K | $463K | <0.1% | |
| AIR LIQUIDE(L') EUR5.50 SEDOL : B1YXBJ7 | — | — | $374K | $459K | <0.1% | |
| MORNINGSTAR INC COM STK CUSIP : 617700109 | — | — | $249K | $454K | <0.1% | |
| ORACLE CORP 6.15% DUE 11-09-2029 SEDOL : BQ69734 | — | — | $434K | $450K | <0.1% | |
| JPMORGAN CHASE & CO 2.069% 06-01-2029 SEDOL : BLB0Y92 | — | — | $466K | $449K | <0.1% | |
| GOODYEAR TIRE & RUBR CO SR NT 5.625% 04-30-2033 SEDOL : BNXHJG7 | — | — | $510K | $448K | <0.1% | |
| United Kingdom - USD ADR LONDON STK EXCHANGE GROUP ADR CUSIP : 54211N101 | — | — | $418K | $447K | <0.1% | |
| SUNCOR ENERGY INC NEW SR NT 3.75% 03-04-2051 SEDOL : BMC9P14 | — | — | $627K | $442K | <0.1% | |
| AT&T INC 1.65% DUE 02-01-2028 SEDOL : BMDFQW9 | — | — | $465K | $438K | <0.1% | |
| ARTHUR J GALLAGHER & CO 5.15% 02-15-2035 SEDOL : BT225M3 | — | — | $444K | $435K | <0.1% | |
| REGAL REXNORD CORP 6.05% 02-15-2026 SEDOL : BS55Z66 | — | — | $435K | $434K | <0.1% | |
| CAPITAL ONE FINL CORP COM CUSIP : 14040H105 | — | — | $204K | $433K | <0.1% | |
| BURL NORTHN SANTA 4.375% DUE 09-01-2042 SEDOL : B8NWVK5 | — | — | $550K | $433K | <0.1% | |
| UNITEDHEALTH GROUP 5.35% DUE 02-15-2033 SEDOL : BLBRZK1 | — | — | $424K | $433K | <0.1% | |
| RTX CORPORATION 3.03% 03-15-2052 SEDOL : BMYT813 | — | — | $668K | $425K | <0.1% | |
| AMGEN INC 3.375% 02-21-2050 CUSIP : 031162CS7 | — | — | $648K | $424K | <0.1% | |
| ONEOK INC NEW FIXED 4.5% DUE 03-15-2050 SEDOL : BKM7HG3 | — | — | $539K | $424K | <0.1% | |
| CATERPILLAR INC 3.803% DUE 08-15-2042 SEDOL : B95BMR1 | — | — | $535K | $423K | <0.1% | |
| PVTPL VISTRA OPERATIONS CO LLC 5.7% 12-30-2034 SEDOL : BS89833 | — | — | $425K | $421K | <0.1% | |
| TRUIST FINL CORP 5.711% 01-24-2035 CUSIP : 89788MAS1 | — | — | $418K | $418K | <0.1% | |
| METLIFE INC 4.05% DUE 03-01-2045 SEDOL : BW9JZD9 | — | — | $615K | $418K | <0.1% | |
| JPMORGAN CHASE & CO 2.947% 02-24-2028 SEDOL : BPP37S5 | — | — | $388K | $414K | <0.1% | |
| PVTPL SMURFIT KAPPA TREASURY 5.2% 01-15-2030 CUSIP : 83272GAA9 | — | — | $410K | $411K | <0.1% | |
| U.S. Government Securities United States - USD UNITED STATES OF AMER TREAS BONDS 4.25% 02-15-2054 SEDOL : BS2G1C0 | — | — | $426K | $411K | <0.1% | |
| HCA INC 5.2% 06-01-2028 SEDOL : BQPF7Z5 | — | — | $409K | $411K | <0.1% | |
| DEUTSCHE BOERSE AG NPV(REGD) SEDOL : 7021963 | — | — | $239K | $410K | <0.1% | |
| WELLS FARGO AND COMPANY 5.211% 12-03-2035 SEDOL : BTBN4D1 | — | — | $420K | $409K | <0.1% | |
| PVTPL NATIONWIDE MUT INS CO 4.35% DUE 04-30-2050/04-30-2020 BEO SEDOL : | — | — | $544K | $408K | <0.1% | |
| PVTPL INTESA SANPAOLO S P A 7.0% DUE 11-21-2025 BEO CUSIP : 46115HBU0 | — | — | $401K | $407K | <0.1% | |
| GOLDMAN SACHS GROUP INC 1.093% DUE 12-09-2026 REG SEDOL : BMCWLG0 | — | — | $418K | $405K | <0.1% | |
| BANK OF AMERICA CORP 5.425% 08-15-2035 SEDOL : BMYKZ59 | — | — | $415K | $405K | <0.1% | |
| HSBC HLDGS PLC 5.733% DUE 05-17-2032 SEDOL : BS9DWH6 | — | — | $402K | $405K | <0.1% | |
| LOWES COS INC 3.35% 04-01-2027 SEDOL : BJN46T2 | — | — | $416K | $404K | <0.1% | |
| ACCENTURE CAP INC 4.5% 10-04-2034 SEDOL : BRXF8P1 | — | — | $425K | $404K | <0.1% | |
| DUKE ENERGY IND FIXED 2.75% DUE 04-01-2050 SEDOL : BL6BZT7 | — | — | $631K | $402K | <0.1% | |
| PUBLIC SVC CO COLO 6.25% DUE 09-01-2037 SEDOL : B23YNB4 | — | — | $547K | $402K | <0.1% | |
| BANCO SANTANDER SA 5.439% 07-15-2031 SEDOL : BS6VKD5 | — | — | $400K | $399K | <0.1% | |
| Security Description / Asset ID Shares/Par Value Cost Current Value Corporate Debt Instruments - Other United States - USD FIDELITY NATIONAL INFORMATION SERVICES INC 1.15% 03-01-2026 SEDOL : BKQN778 | — | — | $415K | $399K | <0.1% | |
| ROYAL BANK OF CANADA 1.2% 04-27-2026 CUSIP : 78016EZQ3 | — | — | $415K | $398K | <0.1% | |
| MORGAN STANLEY BK N A 4.447% 10-15-2027 SEDOL : BSF06J1 | — | — | $400K | $397K | <0.1% | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A COM STK CUSIP : 099502106 | — | — | $232K | $397K | <0.1% | |
| LONDON STOCK EXCHANGE GROUP ORD GBP0.06918604 SEDOL : B0SWJX3 | — | — | $317K | $395K | <0.1% | |
| RELX PLC SEDOL : B2B0DG9 | — | — | $284K | $395K | <0.1% | |
| AMERN EXPRESS CO FIXED 5.532% 04-25-2030 SEDOL : BRJQKN0 | — | — | $389K | $394K | <0.1% | |
| EMERSON ELEC CO 2.8% DUE 12-21-2051/12-21-2021 BEO SEDOL : BLDBF90 | — | — | $634K | $393K | <0.1% | |
| MASTERCARD INC 3.35% DUE 03-26-2030 REG SEDOL : BMH9HD5 | — | — | $419K | $392K | <0.1% | |
| BROADCOM INC COM CUSIP : 11135F101 | — | — | $54K | $392K | <0.1% | |
| NATWEST GROUP PLC 4.892% 05-18-2029 SEDOL : BG4R9B2 | — | — | $395K | $391K | <0.1% | |
| BLPK766 PVTPL INTERNATIONAL FLAVORS & FRAGRANCESINC 3.468% DUE 12-01-2050 BEO | — | — | $497K | $391K | <0.1% | |
| MORGAN STANLEY BK N A SALT LAKE CY GLOBAL NT SER A 3/A2 4.754% 04-21-2026 | — | — | $390K | $390K | <0.1% | |
| TRIMBLE INC COM TRIMBLE INC CUSIP : 896239100 | — | — | $303K | $390K | <0.1% | |
| MERCK & CO INC 4.9% 05-17-2044 SEDOL : BP487L4 | — | — | $418K | $388K | <0.1% | |
| Security Description / Asset ID Shares/Par Value Cost Current Value Corporate Debt Instruments - Other United States - USD WILLIAMS PARTNERS FIXED 4.85% DUE 03-01-2048 SEDOL : BGLQSZ9 | — | — | $534K | $388K | <0.1% | |
| AMAZON COM INC 4.95% DUE 12-05-2044 CUSIP : 023135AQ9 | — | — | $461K | $386K | <0.1% | |
| FORD MOTOR CREDIT CO LLC 7.122% 11-07-2033 SEDOL : BQHPH53 | — | — | $370K | $386K | <0.1% | |
| HOME DEPOT INC COM CUSIP : 437076102 | — | — | $209K | $385K | <0.1% | |
| NORTHROP GRUMMAN FIXED 5.25% DUE 05-01-2050 SEDOL : BMF33S6 | — | — | $408K | $384K | <0.1% | |
| BANCO SANTANDER SA 3.8% 02-23-2028 SEDOL : BF4T8L4 | — | — | $382K | $384K | <0.1% |
Showing top 200 of 1,904 investments by value.