Back to filter
Original filing (PDF)20251010150532NAL0007914721001
A.W. HOLDINGS LLC D/B/A BENCHMARK HUMAN SERVICES
Form 5500
FILING_RECEIVED
AWS 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
2,562
Accounts w/ balance
1,263
Plan assets (EOY)
$35.4M
Net assets (EOY)
$35.4M
How this plan invests
This plan
58 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
65
Knocking points off
- 49 bps in Schedule C fees — 68% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
- Only 49% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for A.W. HOLDINGS LLC D/B/A BENCHMARK HUMAN SERVICES.
Plan sponsor
Name
A.W. HOLDINGS LLC D/B/A BENCHMARK HUMAN SERVICES
EIN
20-8906852
Address
8515 BLUFFTON ROAD · FORT WAYNE, IN · 46809
Phone
(260) 744-6145
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BUCKINGHAM ASSET MANAGEMENT | 20-8306720 | — | NONE | $93K | — |
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $79K | — |
Investments
35 direct securities· $39.4M(100% of reported assets)
Uncategorized
$37.4M
34 holdings
Mutual Funds
$1.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD TOT STK MKT IDX ADMRL Registered Investment Company | — | — | — | $9.0M | 25.4% | |
| VGD INTERM TERM TRSY IDX ADM Registered Investment Company | — | — | — | $3.9M | 11.0% | |
| Interim Term Treasury Index Adm 198,128 Shares | — | — | — | $3.9M | 11.0% | |
| Vanguard Equity Index Group Developed Markets Index Adm 241,538 Shares | — | — | — | $3.7M | 10.5% | |
| VANGUARD TARGET RETIREMNT 2030 Registered Investment Company | — | — | — | $2.5M | 7.0% | |
| Short Term Extended Quality Inst 218,236 Shares | — | — | — | $2.3M | 6.4% | |
| US Targeted Value Fund 58,362 Shares | — | — | — | $2.0M | 5.7% | |
| Dimensional Fund Advisor, Inc Emerging Markets Fund 82,957 Shares | Mutual Funds | — | — | $1.9M | 5.5% | |
| International Small Cap Value 87,945 Shares | — | — | — | $1.9M | 5.5% | |
| 500 Index Admiral Fund 2,990 Shares | — | — | — | $1.6M | 4.6% | |
| VANGUARD SHRT TERM INFL PRO Registered Investment Company | — | — | — | $1.6M | 4.5% | |
| PARTICIPANT LOANS (4.25% - 9.50%) | — | — | — | $999K | 2.8% | |
| Notes Receivable From Participants Maturing at various dates through June 2047 with interest rates ranging from of 4.25% to 9.50% | — | — | — | $999K | 2.8% | |
| US Large Cap Value III 20,540 Shares | — | — | — | $650K | 1.8% | |
| Money Market Fund Schwab Government Money Market Fund 390,316 Shares | — | — | $390K | $390K | 1.1% | |
| Target Retirement 2045 9,960 Shares | — | — | — | $296K | 0.8% | |
| Target Retirement 2035 9,751 Shares | — | — | — | $234K | 0.7% | |
| Target Retirement 2040 5,127 Shares | — | — | — | $222K | 0.6% | |
| Small Cap Index Admiral Fund 1,743 Shares | — | — | — | $201K | 0.6% | |
| Global Real Estate Securities 19,821 Shares | — | — | — | $200K | 0.6% | |
| Target Retirement 2050 3,419 Shares | — | — | — | $170K | 0.5% | |
| Growth Index Admiral 725 Shares | — | — | — | $153K | 0.4% | |
| Target Retirement 2025 7,811 Shares | — | — | — | $146K | 0.4% | |
| Target Retirement 2060 1,754 Shares | — | — | — | $90K | 0.3% | |
| VANGUARD TARGET RETIREMNT 2055 Registered Investment Company | — | — | — | $69K | 0.2% | |
| VANGUARD TARGET RETIREMNT 2020 Registered Investment Company | — | — | — | $53K | 0.2% | |
| Mid Cap Growth Index ADM 412 Shares | — | — | — | $45K | 0.1% | |
| VANGUARD MDCP GRTH INDEX ADM Registered Investment Company | — | — | — | $45K | 0.1% | |
| Target Retirement 2065 794 Shares | — | — | — | $27K | <0.1% | |
| VANGUARD SMALL CAP GRTH INDEX Registered Investment Company | — | — | — | $27K | <0.1% | |
| Mid Cap Value Index Adm 236 Shares | — | — | — | $20K | <0.1% | |
| Target Retirement 2070 3 Shares 92 Target Retirement Income 1,295 Shares | — | — | — | $17K | <0.1% | |
| VANGUARD MID CAP INDEX ADMIRAL Registered Investment Company | — | — | — | $16K | <0.1% | |
| VANGUARD EMRG MKTS INDEX ADM Registered Investment Company | — | — | — | $6K | <0.1% | |
| Emerging Markets Index Adm 154 Shares | — | — | — | $6K | <0.1% |