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Original filing (PDF)20251010112839NAL0008055793001
DISMAS CHARITIES, INC.
Form 5500
FILING_RECEIVED
DISMAS CHARITIES, INC. RETIREMENT PLAN
Defined-contribution retirement plan
Active participants
533
Accounts w/ balance
605
Plan assets (EOY)
$38.9M
Net assets (EOY)
$38.9M
How this plan invests
This plan
1 pooled trust
Schedule D
18 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 66 bps in Schedule C fees — 128% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DISMAS CHARITIES, INC..
Plan sponsor
Name
DISMAS CHARITIES, INC.
EIN
61-0663854
Address
2500 7TH STREET ROAD · LOUISVILLE, KY · 40208
Phone
(502) 759-4847
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
DMLO
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $53K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIFTH THIRD BANK | — | CINCINNATI, OH | INVESTMENT ADVISOR | $39K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $165K | — |
Investments
17 direct securities · 1 pooled fund· $38.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$34.1M
17 holdings
Common Collective Trust
$4.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Mutual Fund - Vanguard 500 Index Fund | — | — | — | $8.6M | 22.1% | |
| Vanguard Mutual Fund - Vanguard Total Bond Market Index Admiral Fund | — | — | — | $5.3M | 13.7% | |
| GOLDMAN SACHS STABLE VALUE COLLECTI THE GOLDMAN SACHS TRUST COMPANY NA · EIN 13-4166989 / PN 025 | Common Collective Trust | — | — | $4.7M | 12.2% | |
| Vanguard Mutual Fund - Vanguard Developed Markets Index Admiral Fund | — | — | — | $4.5M | 11.7% | |
| Dodge & Cox Mutual Fund - Dodge & Cox Income Fund | — | — | — | $2.6M | 6.8% | |
| Vanguard Mutual Fund - Vanguard Small Cap Index Fund | — | — | — | $2.2M | 5.7% | |
| American Funds Mutual Fund - American Funds EuroPacific Growth Fund | — | — | — | $1.8M | 4.7% | |
| Invesco Funds Mutual Fund - Invesco Developing Markets R6 | — | — | — | $1.6M | 4.1% | |
| Vanguard Mutual Fund - Vanguard Mid Cap Index Fund | — | — | — | $1.4M | 3.7% | |
| Blackrock Mutual Fund - Blackrock Inflation Protected Bond Fund K | — | — | — | $1.4M | 3.5% | |
| Vanguard Mutual Fund - Vanguard Real Estate Index Admiral Fund | — | — | — | $922K | 2.4% | |
| Dodge & Cox Mutual Fund - Dodge & Cox Balanced Fund | — | — | — | $918K | 2.4% | |
| Vanguard Mutual Fund - Vanguard Small Cap Value Index Admiral Fund | — | — | — | $881K | 2.3% | |
| Dodge & Cox Mutual Fund - Dodge & Cox Stock Fund | — | — | — | $623K | 1.6% | |
| Harbor Capital Mutual Fund - Harbor Capital Appreciation Retirement Fund | — | — | — | $560K | 1.4% | |
| T. Rowe Price Mutual Fund - T. Rowe Price QM US Small Cap Growth Equity Fund | — | — | — | $465K | 1.2% | |
| Empower Funds Mutual Fund - Empower T. Rowe Price Mid Cap Growth Fund | — | — | — | $231K | 0.6% | |
| T. Rowe Price Mutual Fund - T. Rowe Price Mid Cap Value I | — | — | — | $24K | <0.1% |
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