Original filing (PDF)20251009140656NAL0011622592002

Dean Dorton Allen Ford, PLLC

Name: Dean Dorton Allen Ford, PLLC — Dean Dorton Allen, Form 5500 (2024)
Creator: Dean Dorton Allen Ford, PLLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Dean Dorton Allen Ford, PLLC Retirement Plan

401(k) retirement plan · Dean Dorton Allen Ford, PLLC's Dean Dorton Allen Ford, PLLC Retirement Plan held $85.7M in plan assets for 539 participants in 2024, with Schwab as recordkeeper.

Signals · 2

Corrective distributions issuedSelf-directed brokerage offered

Active participants

539

Accounts w/ balance

645

Plan assets (EOY)

$85.7M

Net assets (EOY)

$85.7M

How this plan invests

This plan

1 pooled trust

Schedule D

33 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Corrective distributions issued (likely failed ADP/ACP testing).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for DEAN DORTON ALLEN FORD, PLLC.

Plan sponsor

Name

DEAN DORTON ALLEN FORD, PLLC

EIN

27-3858252all filings

Address

250 W. MAIN STREET · SUITE 1400 · LEXINGTON, KY · 405071679

Phone

(859) 255-2341

Industry

CPA Offices· Professional & Technical Services

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-09

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2R · Participant-directed brokerage (SDBA)

2S · Automatic enrollment

Service providers (Schedule C)

4 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
SCHWAB RETIREMENT PLAN SERVICES, IN	34-1479833	—	N/A	$45K	—

Investment manager

Name	EIN	Location	Relation	Direct comp	Indirect comp
BUCKINGHAM ASSET MANAGEMENT	20-8306720	—	N/A	$48K	—
ALPHAMARK ADVISORS LLC

Investments

33 direct securities · 1 pooled fund· $83.6M(98% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Mutual Funds

$56.6M

29 holdings

Common Collective Trusts

$18.5M

2 holdings

Self-Directed Brokerage

$7.9M

1 holding

Other securities

$442K

1 holding

Common Collective Trust

$111K

1 holding

					% of plan
Vanguard Total Stock Market Index	Common Collective Trusts	—	—	$12.6M	14.8%
Dimensional Fund Advisors US Targeted Value I	Mutual Funds	—	—	$9.0M	10.5%
Self-directed accounts Various	Self-Directed Brokerage	—	—	$7.9M	9.2%
Vanguard Intermediate Term Treasury Index	Mutual Funds	—	—	$6.0M	7.0%
Vanguard 500 Index Admiral	Common Collective Trusts	—	—	$5.9M	6.9%
Vanguard Developed Market Index	Mutual Funds	—	—	$5.6M	6.6%
Dimensional Fund Advisors International Small Cap Value I	Mutual Funds	—	—	$5.0M	5.8%
Dimensional Fund Advisors Emerging Markets Core Equity	Mutual Funds	—	—	$3.8M	4.5%
Dimensional Fund Advisors ST Extended Quality Institutional	Mutual Funds	—	—	$3.2M	3.8%
Vanguard Growth Index	Mutual Funds	—	—	$2.7M	3.2%
Vanguard Target Retirement 2050	Mutual Funds	—	—	$2.6M	3.1%
Vanguard Target Retirement 2035	Mutual Funds	—	—	$2.4M	2.8%
Vanguard ST Inflation Protection	Mutual Funds	—	—	$2.2M	2.6%
Vanguard Target Retirement 2040	Mutual Funds	—	—	$1.8M	2.1%
Vanguard Target Retirement 2030	Mutual Funds	—	—	$1.8M	2.1%
Vanguard Target Retirement 2045	Mutual Funds	—	—	$1.7M	2.0%
Dimensional Fund Advisors US Large Cap Value III	Mutual Funds	—	—	$1.7M	2.0%
Vanguard Target Retirement 2055	Mutual Funds	—	—	$1.1M	1.3%
Vanguard Small Cap Index	Mutual Funds	—	—	$1.1M	1.3%
Vanguard Mid-Cap Growth Index	Mutual Funds	—	—	$1.1M	1.2%
Vanguard Small Cap Growth Index	Mutual Funds	—	—	$547K	0.6%
Vanguard Mid-Cap Value Index	Mutual Funds	—	—	$511K	0.6%
Dimensional Fund Advisors Global Real Estate Securities	Mutual Funds	—	—	$500K	0.6%
Vanguard Target Retirement 2025	Mutual Funds	—	—	$454K	0.5%
Vanguard Target Retirement 2065	Mutual Funds	—	—	$453K	0.5%
maturing through October 2031 $0	Other securities	—	—	$442K	0.5%
Schwab Bank Savings Money Market Deposit Account	Mutual Funds	—	—	$389K	0.5%
Vanguard Target Retirement 2060	Mutual Funds	—	—	$357K	0.4%
Vanguard Mid-Cap Index	Mutual Funds	—	—	$300K	0.3%
GALLIARD STABLE RETURN FUND CORE SEI TRUST COMPANY · EIN 46-6208187 / PN 001	Common Collective Trust	—	—	$111K	0.1%
Vanguard Target Retirement 2020	Mutual Funds	—	—	$107K	0.1%
Vanguard Target Retirement Income	Mutual Funds	—	—	$59K	<0.1%
Vanguard Emerging Markets Index	Mutual Funds	—	—	$41K	<0.1%
Vanguard Target Retirement 2060	Mutual Funds	—	—	$3K	<0.1%