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Original filing (PDF)20251009064245NAL0003384659001
ELI LILLY AND COMPANY
Form 5500
FILING_RECEIVED
THE LILLY EMPLOYEE 401(K) PLAN
401(k) retirement plan
Signals · 3
27% in single holdingNo recordkeeper disclosed9 service providers
Active participants
21,803
Accounts w/ balance
31,120
Plan assets (EOY)
$13.1B
Net assets (EOY)
$13.0B
How this plan invests
This plan
1 pooled trust
Schedule D
43 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Eli Lilly and Company" is 27% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (1 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ELI LILLY AND COMPANY.
Plan sponsor
Name
ELI LILLY AND COMPANY
EIN
35-0470950
Address
LILLY CORPORATE CENTER · INDIANAPOLIS, IN · 462850002
Phone
(317) 276-2000
Industry
Manufacturingsee all
Plan administrator
Name
ELI LILLY AND COMPANY
EIN
35-0470950
City
INDIANAPOLIS, IN
Phone
(317) 276-2000
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2I · Stock bonus
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ERNST & YOUNG LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
9 rowsOther
9| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALIGHT SOLUTIONS, LLC | 82-1061233 | — | NONE KNOWN | $1.1M | — |
| ELI LILLY AND COMPANY | 35-0470950 | — | PLAN SPONSOR | $453K | — |
| ERNST & YOUNG LLP | 34-6565596 | — | NONE KNOWN | $94K | — |
| AON CONSULTING, INC. | 22-2232264 | — | NONE KNOWN | $83K | — |
| ALIGHT FINANCIAL SOLUTIONS, LLC | 82-1061233 | — | NONE KNOWN | $43K | — |
| CEM BENCHMARKING INC. | 98-0180257 | — | NONE KNOWN | $38K | — |
| PLANTE & MORAN PLLC | 33-1498605 | — | NONE KNOWN | $29K | — |
| EVESTMENT ALLIANCE LLC | 90-0905513 | — | NONE KNOWN | $14K | — |
| PERSHING LLC | 13-2741729 | — | NONE KNOWN | $0 | — |
Investments
43 direct securities · 1 pooled fund· $26.0B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Master Trust
$13.0B
1 holding
Uncategorized
$13.0B
43 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| LILLY SVNGS PN MASTER TRUST FUND B ELI LILLY AND COMPANY · EIN 46-2790681 / PN 015 | Master Trust | — | — | $13.0B | 99.7% | |
| Eli Lilly and Company | — | — | — | $3.5B | 27.1% | |
| Russell 3000 Index Fund F | — | — | — | $2.5B | 19.5% | |
| EQUITY INDEX FUND E | — | — | — | $1.1B | 8.7% | |
| Multi-Manager Collective U.S. All Cap Equity Fund Nonlending Tier J | — | — | — | $801.0M | 6.1% | |
| INTL ACTIVE STOCK CUR HEDGED | — | — | — | $649.5M | 5.0% | |
| CORE/ALPHA BOND FUND E | — | — | — | $562.3M | 4.3% | |
| BLACKROCK MSCI ACWI Ex-US IMI Index Fund F | — | — | — | $519.3M | 4.0% | |
| EQUITY INDEX PLUS FUND A | — | — | — | $488.9M | 3.7% | |
| Invesco Short Term Bond Fund | — | — | — | $415.4M | 3.2% | |
| SEI Institutional Investments Trust Core Fixed Income | — | — | — | $313.6M | 2.4% | |
| EXTENDED EQUITY MARKET FUND E | — | — | — | $307.2M | 2.4% | |
| INTL ACTIVE STOCK FUND E | — | — | — | $279.2M | 2.1% | |
| CORE FIXED INCOME BALANCED RISK PLUS FD | — | — | — | $168.8M | 1.3% | |
| US REAL ESTATE SECURITIES FU CL1 | — | — | — | $137.7M | 1.1% | |
| NTCC Collective Funds for Employee Benefit Trusts International Equity NL Fund | — | — | — | $127.9M | 1.0% | |
| US TIPS Fund E | — | — | — | $104.5M | 0.8% | |
| Jennison Intermediate Fund | — | — | — | $92.1M | 0.7% | |
| Invesco Intermediate Fund | — | — | — | $91.6M | 0.7% | |
| Strategic Completion Non-Lendable Fund F | — | — | — | $79.6M | 0.6% | |
| LONG DURATION ALPHACREDIT PL CL1 | — | — | — | $78.6M | 0.6% | |
| LONG TERM GOV BOND IDX FUND F | — | — | — | $68.2M | 0.5% | |
| Loomis Sayles Core Fixed Income Fund | — | — | — | $63.3M | 0.5% | |
| Dodge & Cox Core Fixed Income Fund | — | — | — | $46.2M | 0.4% | |
| PIMCO Intermediate Fund | — | — | — | $46.2M | 0.4% | |
| Invesco Core Fixed Income Fund | — | — | — | $45.8M | 0.4% | |
| PIMCO Core Fixed Income Fund | — | — | — | $45.7M | 0.4% | |
| NTCC Emerging Markets FD FEBT | — | — | — | $42.4M | 0.3% | |
| Loomis Sayles Intermediate Fund | — | — | — | $28.9M | 0.2% | |
| NT Collective Short Term Investment Fund | — | — | — | $26.9M | 0.2% | |
| NT Collective All Country World Ex-US Index Fund-Lending | — | — | — | $26.9M | 0.2% | |
| COMMONDITY INDEX DAILY FUND E | — | — | — | $26.4M | 0.2% | |
| NT Collective Short Term Investment Fund | — | — | — | $24.2M | 0.2% | |
| SEI Institutional Investments Trust Emerging Markets Debt Fund | — | — | — | $17.4M | 0.1% | |
| Wrapper Contract - American General Life Insurance | — | — | — | $9.6M | <0.1% | |
| Wrapper Contract - RGA | — | — | — | $9.3M | <0.1% | |
| Wrapper Contract - Nationwide Life Insurance | — | — | — | $8.9M | <0.1% | |
| Wrapper Contract - Pacific Life Insurance | — | — | — | $8.9M | <0.1% | |
| SEI Institutional Investments Trust High Yield Bond | — | — | — | $8.7M | <0.1% | |
| Opportunistic Income Fund-A | — | — | — | $8.7M | <0.1% | |
| Wrapper Contract - Prudential Insurance Company | — | — | — | $8.1M | <0.1% | |
| Wrapper Contract - Voya Retirement and Annuity | — | — | — | $7.8M | <0.1% | |
| SHORT-TERM INVESTMENT FUND | — | — | — | $83K | <0.1% | |
| US DOLLARS | — | — | — | $0 | <0.1% |