BRISTOL-MYERS SQUIBB COMPANY
This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
Service providers (Schedule C)
8 rows| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FINANCIAL ENGINES | 77-0473565 | — | NONE | $1.7M | — |
| FIDELITY INVEST. INSTIT. OPER. CO. | 04-2647786 | — | NONE | $391K | — |
| WITHUMSMITH+BROWN, PC | 22-2027092 | — | NONE | $224K | — |
| CALLAN HOLDINGS, INC. | 82-2748926 | — | NONE | $165K | — |
| TRANSAMERICA PREMIER LIFE INS. CO. | 39-0989781 | — | NONE | $141K | — |
| AMERICAN GENERAL LIFE INS. CO. | 25-0598210 | — | NONE | $118K | — |
| NATIONWIDE LIFE INSURANCE COMPANY | 31-4156830 | — | NONE | $95K | — |
| METROPOLITAN TOWER LIFE INSURANCE | 13-3114906 | — | NONE | $91K | — |
Investments
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SP 500 INDEX PL CL E | — | 7,956,037.088 | $1.7B | $2.2B | 18.8% | |
| FID GR CO POOL CL O | — | 27,563,456.252 | $1.2B | $2.0B | 16.8% | |
| TRP RETIRE 2040 E | — | 18,696,068.804 | $603.1M | $683.7M | 5.9% | |
| FID US BOND IDX | — | 57,927,047.405 | $643.1M | $592.0M | 5.1% | |
| TRP RETIRE 2030 E | — | 17,981,810.873 | $523.4M | $573.6M | 4.9% | |
| TRP RETIRE 2035 E | — | 16,465,682.399 | $506.3M | $567.1M | 4.9% | |
| COMPANY STOCK CORPORATE STOCKS COMMON | — | — | — | $554.9M | 4.8% | |
| VG IS TL INTL STK MK VANGUARD FIDUCIARY TRUST COMPANY · EIN 81-6317280 / PN 001 | Common Collective Trust | 4,697,191.115 | $477.5M | $521.0M | 4.5% | |
| NT EXT MKT IDX NL4 NORTHERN TRUST INVESTMENTS · EIN 45-6138589 / PN 110 | Common Collective Trust | 2,398,681.408 | $397.5M | $477.5M | 4.1% | |
| TRP RETIRE 2045 E | — | 12,508,521.691 | $409.0M | $471.8M | 4.0% | |
| TRP RETIRE 2050 E | — | 10,421,239.152 | $340.4M | $394.5M | 3.4% | |
| GALLIARD FIXED INC | — | 2,557,751.749 | $309.3M | $365.1M | 3.1% | |
| TRP RETIRE 2005-2060 T ROWE PRICE SERVICES INC · EIN 52-2269240 / PN 001 | Common Collective Trust | — | — | $350.8M | 3.0% | |
| VANG CR FED MM ADM | — | 325,023,748.37 | $325.0M | $325.0M | 2.8% | |
| GW&K SMID CIT GW&K COLLECTIVE INVESTMENT TRUST · EIN 37-6558781 / PN 001 | Common Collective Trust | 10,793,333.39 | $231.8M | $284.2M | 2.4% | |
| TRP RETIRE 2025 E | — | 8,868,951.781 | $239.3M | $259.4M | 2.2% | |
| SP 500 INDEX PL CL E GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC · EIN 82-6293122 / PN 001 | Common Collective Trust | — | — | $219.4M | 1.9% | |
| TRP RETIRE 2055 E | — | 5,793,518.241 | $188.1M | $219.4M | 1.9% | |
| FID GR CO POOL CL 3 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 135 | Common Collective Trust | — | — | $196.1M | 1.7% | |
| BROKERAGELINK COMMON STOCK | — | — | — | $183.4M | 1.6% | |
| CG EUROPAC GRTH U2 CAPITAL GROUP EUROPACIFIC GROWTH TRUST · EIN 95-6597294 / PN 661 | Common Collective Trust | 14,347,568.105 | $179.3M | $175.8M | 1.5% | |
| TRP RETIRE 2060 E | — | 4,488,751.729 | $93.0M | $108.6M | 0.9% | |
| MFS LARGE CAP VAL 4 MFS HERITAGE TRUST COMPANY COLLECTIVE INVESTMENT TRUST · EIN 57-1187281 / PN 003 | Common Collective Trust | 2,260,287.981 | $93.3M | $107.4M | 0.9% | |
| TRP RETIRE 2020 E | — | 3,905,557.163 | $97.5M | $104.6M | 0.9% | |
| CASH | — | — | — | $84.6M | 0.7% | |
| FIAM CORE PLUS CL H FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 135 | Common Collective Trust | 2,952,310.131 | $68.4M | $67.6M | 0.6% | |
| FIDELITY FUND | — | — | — | $48.3M | 0.4% | |
| TRP RETIRE 2005 E | — | 2,173,498.96 | $43.3M | $45.9M | 0.4% | |
| TRP RETIRE 2065 E | — | 2,621,594.188 | $34.2M | $39.6M | 0.3% | |
| OUTSTANDING LOAN BALANCE | — | — | — | $38.2M | 0.3% | |
| VANG TOT INTL STK IP | — | 203,129.987 | $24.0M | $25.7M | 0.2% | |
| TRP RETIRE 2015 E | — | 1,027,269.29 | $23.7M | $25.3M | 0.2% | |
| EXTERNAL FUND | — | — | — | $24.3M | 0.2% | |
| CERT. OF DEP. | — | — | — | $19.9M | 0.2% | |
| GALLIARD FIX INC PR | — | 108,171.816 | $13.1M | $15.4M | 0.1% | |
| TRP RETIRE 2010 E | — | 630,780.148 | $13.4M | $14.2M | 0.1% | |
| GOVERNMENT BOND | — | — | — | $11.8M | 0.1% | |
| INTEREST BEARING CASH | — | — | — | $5.0M | <0.1% | |
| CORPORATE BOND | CORPORATE BOND | — | $3.3M | $3.3M | <0.1% | |
| OPTION | — | — | $4.1M | $2.7M | <0.1% | |
| NON INTEREST BEARING CASH | — | — | — | $561K | <0.1% | |
| PREFERRED STOCK | Preferred Stocks | — | — | $329K | <0.1% | |
| RIGHTS/WARRANTS | — | — | $95K | $87K | <0.1% | |
| RECEIVABLES | OTHER | — | — | $76K | <0.1% | |
| VANG VMMR-FED MMKT | — | 31,756.88 | $32K | $32K | <0.1% | |
| METWEST TOT RN BD D SEI TRUST COMPANY · EIN 26-3015340 / PN 030 | Common Collective Trust | — | — | $0 | <0.1% | |
| TCW/MW TOT RTN CIT TCW MULTIPLE INVESTMENT TRUST · EIN 26-3015340 / PN 030 | Common Collective Trust | — | — | $0 | <0.1% |