Kenneth Nick signed Waterfall Asset Management LLC's 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Waterfall Asset Management LLC's EIN is 20-2421778.
Download the official 2024 Form 5500 (PDF) for Waterfall Asset Management LLC from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Waterfall Asset Management LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $123K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH | 13-5674085 | — | CONSULTANT | $0 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRIME PENSIONS, INC. | 46-1224594 | — | OTHER SERVICES | $0 | — |
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $3.2M | 10.1% | |
| s * FIXED INCOME GUARANTEED OPTION Fully benefit-responsive investment contract | Guaranteed Income / GIC | — | — | $2.8M | 8.7% | |
| Vanguard Growth Index Adm Fund Mutual fund | Mutual Funds | — | — | $2.5M | 7.7% | |
| Vanguard Value Index Adm Fund Mutual fund | Mutual Funds | — | — | $1.8M | 5.5% | |
| Vgd Ttl Intl Stk Idx Adm Fd Mutual fund | Common Collective Trusts | — | — | $1.6M | 5.1% | |
| JP Morgan Large Cap Gr R6 Fd Mutual fund | Other securities | — | — | $1.6M | 5.0% | |
| Vanguard Mid Cap Index Adm Fd Mutual fund | Mutual Funds | — | — | $1.1M | 3.3% | |
| Vanguard Ttl Bd Mkt Idx Adm Fd Mutual fund | Common Collective Trusts | — | — | $940K | 2.9% | |
| PIMCO Income Institutional Fd Mutual fund | Mutual Funds | — | — | $920K | 2.9% | |
| Vanguard SM Cap Index Adm Fund Mutual fund | Mutual Funds | — | — | $899K | 2.8% | |
| PRIN LIFETIME HYBR 2045 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $853K | 2.7% | |
| PRIN EQUITY INCOME SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 120 | Pooled Separate Account | — | — | $843K | 2.6% | |
| PRIN DIV INTL SA-Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 42-0127290 / PN 123 | Pooled Separate Account | — | — | $753K | 2.3% | |
| Vanguard MidCap Val Idx Adm Fd Mutual fund | Common Collective Trusts | — | — | $699K | 2.2% | |
| PRIN CORE FIX INC SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 118 | Pooled Separate Account | — | — | $642K | 2.0% | |
| Vanguard SM Cap Val Idx Adm Fd Mutual fund | Common Collective Trusts | — | — | $634K | 2.0% | |
| PRIN LIFETIME HYBR 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $623K | 1.9% | |
| American Funds NewWorld R6 Mutual fund | Mutual Funds | — | — | $612K | 1.9% | |
| BlackRock MD-Cp Gr Eq K Fd Mutual fund | Other securities | — | — | $610K | 1.9% | |
| PRIN LIFETIME HYBR 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $600K | 1.9% | |
| Vanguard MidCp Grth Idx Adm Fd Mutual fund | Common Collective Trusts | — | — | $596K | 1.9% | |
| PRIN LIFETIME HYBR 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $595K | 1.9% | |
| Vanguard Sm Cap Gr Idx Adm Fd Mutual fund | Common Collective Trusts | — | — | $583K | 1.8% | |
| DFA Global Equity I Fund Mutual fund | Mutual Funds | — | — | $556K | 1.7% | |
| Allspring Spec M Cap Value R6 Mutual fund | Mutual Funds | — | — | $542K | 1.7% | |
| PRIN CAPITAL APPR SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 119 | Pooled Separate Account | — | — | $513K | 1.6% | |
| PRIN LIFETIME HYBR 2040 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $507K | 1.6% | |
| DFA Intl Core Equity I Fd Mutual fund | Mutual Funds | — | — | $446K | 1.4% | |
| Vanguard GNMA Admiral Fund Mutual fund | Agency / Mortgage-Backed | — | — | $420K | 1.3% | |
| PRIN LIFETIME HYBR 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $401K | 1.2% | |
| Vanguard RE Index Adm Fund Mutual fund | Mutual Funds | — | — | $283K | 0.9% | |
| PRIN SMCAP GROWTH I SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 070 | Pooled Separate Account | — | — | $172K | 0.5% | |
| Various Participants Participant loans (maturing 2025–2029 at interest rates of 4.25%–9.50%) | Bonds / Notes | — | — | $119K | 0.4% | |
| PRIN LIFETIME HYBR 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $109K | 0.3% | |
| PRIN LIF TIME HYBR INC CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $100K | 0.3% | |
| Vgd Infl-Prot Sec Adm Fund Mutual fund | Other securities | — | — | $98K | 0.3% | |
| PRIN LIFETIME HYBR 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $71K | 0.2% | |
| First Eagle Global I Fund Mutual fund | Other securities | — | — | $66K | 0.2% | |
| Cohen & Steers Re Est Sec Z Fd Mutual fund | Other securities | — | — | $39K | 0.1% | |
| PIMCO Intl Bond (USD-Hdg) I Fd Mutual fund | Mutual Funds | — | — | $24K | <0.1% | |
| PRIN LIFETIME HYBR 2020 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $14K | <0.1% | |
| PRIN SMCAP VALUE II SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 096 | Pooled Separate Account | — | — | $10K | <0.1% | |
| Western Asset Core Bond IS Fd Mutual fund | Other securities | — | — | $6K | <0.1% | |
| PRIN LIFETIME HYBR 2070 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $3K | <0.1% | |
| PRIN LIFETIME HYBR 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $3K | <0.1% |
