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Original filing (PDF)20250902141235NAL0008499459001
COLDSTREAM CAPITAL MANAGEMENT, INC.
Form 5500
FILING_RECEIVED
COLDSTREAM 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
185
Accounts w/ balance
198
Plan assets (EOY)
$32.6M
Net assets (EOY)
$32.6M
How this plan invests
This plan
1 pooled trust
Schedule D
46 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (8 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COLDSTREAM CAPITAL MANAGEMENT, INC..
Plan sponsor
Name
COLDSTREAM CAPITAL MANAGEMENT, INC.
EIN
93-1052371
Address
ONE - 100TH AVENUE NE, SUITE 102 · BELLEVUE, WA · 98004
Phone
(425) 283-1600
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SABEY CPA, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsCustodian
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB TRUST BANK | 82-3967259 | — | CUSTODIAN | $8K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHWEST PLAN SERVICES | 91-2090931 | — | TPA | $19K | — |
Investments
45 direct securities · 1 pooled fund· $32.0M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$31.0M
45 holdings
Common Collective Trust
$1.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BNY Mellon Instl S&P 500 Stock Idx Mutual Fund | — | — | — | $3.5M | 10.7% | |
| Schwab PCRA Self-directed brokerage accts | — | — | — | $2.2M | 6.9% | |
| JPMorgan Large Cap Growth Mutual Fund | — | — | — | $1.7M | 5.4% | |
| Columbia Mid Cap Index Mutual Fund | — | — | — | $1.5M | 4.7% | |
| Schwab Fndmentl Intl Lge Co Index Mutual Fund | — | — | — | $1.5M | 4.7% | |
| Vanguard Large Cap Index Mutual Fund | — | — | — | $1.4M | 4.3% | |
| MFS Intl Diversification Mutual Fund | — | — | — | $1.4M | 4.3% | |
| Vanguard Strategic Small Cap Equity Mutual Fund | — | — | — | $1.2M | 3.8% | |
| Nicholas Limited Edition Mutual Fund | — | — | — | $1.2M | 3.6% | |
| American Fd 2055 Target Rtrmt Mutual Fund | — | — | — | $1.1M | 3.4% | |
| Carillon Scout Mid Cap Mutual Fund | — | — | — | $1.1M | 3.3% | |
| JPMorgan Emrg Mkts Eqty Mutual Fund | — | — | — | $1.1M | 3.3% | |
| Putnam Large Cap Value Mutual Fund | — | — | — | $1.0M | 3.1% | |
| MORLEY STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $1.0M | 3.1% | |
| American Fd 2035 Target Rtrmt Mutual Fund | — | — | — | $934K | 2.9% | |
| Nuveen High Yield Fund Mutual Fund | — | — | — | $893K | 2.7% | |
| Vanguard Div Appr Index Mutual Fund | — | — | — | $873K | 2.7% | |
| Schwab Intl Index Mutual Fund | — | — | — | $860K | 2.6% | |
| Vanguard Emrg Mkts Stk Index Mutual Fund | — | — | — | $820K | 2.5% | |
| American Fd 2045 Target Rtrmt Mutual Fund | — | — | — | $805K | 2.5% | |
| American Fd 2060 Target Rtrmt Mutual Fund | — | — | — | $710K | 2.2% | |
| Blackrock Inflation Protected Bond Mutual Fund | — | — | — | $605K | 1.9% | |
| Loomis Sayles Core Plus Bond Mutual Fund | — | — | — | $571K | 1.8% | |
| American Fd 2050 Target Rtrmt Mutual Fund | — | — | — | $400K | 1.2% | |
| TCW Emerging Markets Inc Fund Mutual Fund | — | — | — | $380K | 1.2% | |
| Columbia Dividend Income Mutual Fund | — | — | — | $327K | 1.0% | |
| Vanguard Interm Term Bd Index Mutual Fund | — | — | — | $323K | 1.0% | |
| JPMorgan Equity Income Mutual Fund | — | — | — | $316K | 1.0% | |
| Weitz Short Intermediate Income Mutual Fund | — | — | — | $313K | 1.0% | |
| PIMCO Intl Bond Unhedged Mutual Fund | — | — | — | $290K | 0.9% | |
| Vanguard Mid Cap Index Mutual Fund | — | — | — | $273K | 0.8% | |
| Vanguard Small Cap Index Mutual Fund | — | — | — | $265K | 0.8% | |
| Vanguard F-I Secs I-T US Treasury I Mutual Fund | — | — | — | $260K | 0.8% | |
| BNY Mellon Global Fixed Income Mutual Fund | — | — | — | $166K | 0.5% | |
| Schwab US Aggregate Bond Index Mutual Fund | — | — | — | $142K | 0.4% | |
| American Fds US Government Mutual Fund | — | — | — | $108K | 0.3% | |
| PGIM High Yield Fund Mutual Fund | — | — | — | $99K | 0.3% | |
| maturing through 2029 | — | — | — | $62K | 0.2% | |
| American Fd 2020 Target Rtrmt Mutual Fund | — | — | — | $58K | 0.2% | |
| American Fd 2040 Target Rtrmt Mutual Fund | — | — | — | $43K | 0.1% | |
| AB Global Real Est Invt Mutual Fund | — | — | — | $39K | 0.1% | |
| Invesco Gbl Real Estate Incm Mutual Fund | — | — | — | $30K | <0.1% | |
| PIMCO Commodity Real Return Mutual Fund | — | — | — | $26K | <0.1% | |
| American Fd 2025 Target Rtrmt Mutual Fund | — | — | — | $14K | <0.1% | |
| American Fd 2030 Target Rtrmt Mutual Fund | — | — | — | $11K | <0.1% | |
| First Eagle Gold Fund Mutual Fund | — | — | — | $9K | <0.1% |
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