How big is Coldstream Capital Management, Inc.'s plan?

Coldstream Capital Management, Inc.'s plan reported $32.6M in assets and 185 participants for 2024.

Original filing (PDF)20250902141235NAL0008499459001

Coldstream Capital Management, Inc.

Name: Coldstream Capital Management, Inc. — Coldstream, Form 5500 (2024)
Creator: Coldstream Capital Management, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Coldstream 401(k) Plan

401(k) retirement plan · Coldstream Capital Management, Inc.'s Coldstream 401(k) Plan held $32.6M in plan assets for 185 participants in 2024.

Signals · 4

Corrective distributions issuedHigh average account balanceNo recordkeeper disclosedSelf-directed brokerage offered

Active participants

185

Accounts w/ balance

198

Plan assets (EOY)

$32.6M

Net assets (EOY)

$32.6M

People on this filing

Howard Coleman signed Coldstream Capital Management, Inc.'s 2024 Form 5500 as plan administrator.

Howard Coleman — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Coldstream Capital Management, Inc.'s EIN is 93-1052371.

EIN 93-1052371

Plan number 001

Plan year 2024

ACK ID 20250902141235NAL0008499459001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Coldstream Capital Management, Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Coldstream Capital Management, Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for COLDSTREAM CAPITAL MANAGEMENT, INC..

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How this plan invests

This plan

1 pooled trust

Schedule D

45 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Corrective distributions issued (likely failed ADP/ACP testing).

Helping the score

High average account balance (92nd percentile).

Plan sponsor

Name

COLDSTREAM CAPITAL MANAGEMENT, INC.

EIN

all filings

Address

ONE - 100TH AVENUE NE, SUITE 102 · BELLEVUE, WA · 98004

Phone

(425) 283-1600

Industry

Finance & Insurance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-02

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2R · Participant-directed brokerage (SDBA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

2 rows

Custodian

Name	EIN	Location	Relation	Direct comp	Indirect comp
CHARLES SCHWAB TRUST BANK	82-3967259	—	CUSTODIAN	$8K	—

TPA / Administrator

Name	EIN	Location	Relation	Direct comp	Indirect comp
NORTHWEST PLAN SERVICES	91-2090931	—	TPA	$19K	—

Investments

45 direct securities · 1 pooled fund· $32.0M(98% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Other securities

$13.3M

25 holdings

Mutual Funds

$11.3M

16 holdings

Common Collective Trusts

$3.5M

1 holding

Self-Directed Brokerage

$2.2M

1 holding

Common Collective Trust

$1.0M

1 holding

Common Stocks

$380K

1 holding

U.S. Treasuries

$260K

Fund families in this plan

Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.

Vanguard$5.4M Schwab$4.8M JPMorgan$3.1M TIAA / Nuveen$893K BlackRock / iShares$605K Loomis Sayles$571K PIMCO$317K Prudential / PGIM$99K Invesco$30K

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					% of plan
BNY Mellon Instl S&P 500 Stock Idx Mutual Fund	Common Collective Trusts	—	—	$3.5M	10.7%
Schwab PCRA Self-directed brokerage accts	Self-Directed Brokerage	—	—	$2.2M	6.9%
JPMorgan Large Cap Growth Mutual Fund	Other securities	—	—	$1.7M	5.4%
Columbia Mid Cap Index Mutual Fund	Other securities	—	—	$1.5M	4.7%
Schwab Fndmentl Intl Lge Co Index Mutual Fund	Mutual Funds	—	—	$1.5M	4.7%
Vanguard Large Cap Index Mutual Fund	Mutual Funds	—	—	$1.4M	4.3%
MFS Intl Diversification Mutual Fund	Mutual Funds	—	—	$1.4M	4.3%
Vanguard Strategic Small Cap Equity Mutual Fund	Mutual Funds	—	—	$1.2M	3.8%
Nicholas Limited Edition Mutual Fund	Other securities	—	—	$1.2M	3.6%
American Fd 2055 Target Rtrmt Mutual Fund	Other securities	—	—	$1.1M	3.4%
Carillon Scout Mid Cap Mutual Fund	Other securities	—	—	$1.1M	3.3%
JPMorgan Emrg Mkts Eqty Mutual Fund	Other securities	—	—	$1.1M	3.3%
Putnam Large Cap Value Mutual Fund	Mutual Funds	—	—	$1.0M	3.1%
MORLEY STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST CO. · EIN 93-6274329 / PN 001	Common Collective Trust	—	—	$1.0M	3.1%
American Fd 2035 Target Rtrmt Mutual Fund	Other securities	—	—	$934K	2.9%
Nuveen High Yield Fund Mutual Fund	Mutual Funds	—	—	$893K	2.7%
Vanguard Div Appr Index Mutual Fund	Mutual Funds	—	—	$873K	2.7%
Schwab Intl Index Mutual Fund	Mutual Funds	—	—	$860K	2.6%
Vanguard Emrg Mkts Stk Index Mutual Fund	Mutual Funds	—	—	$820K	2.5%
American Fd 2045 Target Rtrmt Mutual Fund	Other securities	—	—	$805K	2.5%
American Fd 2060 Target Rtrmt Mutual Fund	Other securities	—	—	$710K	2.2%
Blackrock Inflation Protected Bond Mutual Fund	Other securities	—	—	$605K	1.9%
Loomis Sayles Core Plus Bond Mutual Fund	Other securities	—	—	$571K	1.8%
American Fd 2050 Target Rtrmt Mutual Fund	Other securities	—	—	$400K	1.2%
TCW Emerging Markets Inc Fund Mutual Fund	Common Stocks	—	—	$380K	1.2%
Columbia Dividend Income Mutual Fund	Other securities	—	—	$327K	1.0%
Vanguard Interm Term Bd Index Mutual Fund	Mutual Funds	—	—	$323K	1.0%
JPMorgan Equity Income Mutual Fund	Other securities	—	—	$316K	1.0%
Weitz Short Intermediate Income Mutual Fund	Other securities	—	—	$313K	1.0%
PIMCO Intl Bond Unhedged Mutual Fund	Mutual Funds	—	—	$290K	0.9%
Vanguard Mid Cap Index Mutual Fund	Mutual Funds	—	—	$273K	0.8%
Vanguard Small Cap Index Mutual Fund	Mutual Funds	—	—	$265K	0.8%
Vanguard F-I Secs I-T US Treasury I Mutual Fund	U.S. Treasuries	—	—	$260K	0.8%
BNY Mellon Global Fixed Income Mutual Fund	Other securities	—	—	$166K	0.5%
Schwab US Aggregate Bond Index Mutual Fund	Mutual Funds	—	—	$142K	0.4%
American Fds US Government Mutual Fund	Other securities	—	—	$108K	0.3%
PGIM High Yield Fund Mutual Fund	Other securities	—	—	$99K	0.3%
maturing through 2029	Other securities	—	—	$62K	0.2%
American Fd 2020 Target Rtrmt Mutual Fund	Other securities	—	—	$58K	0.2%
American Fd 2040 Target Rtrmt Mutual Fund	Other securities	—	—	$43K	0.1%
AB Global Real Est Invt Mutual Fund	Other securities	—	—	$39K	0.1%
Invesco Gbl Real Estate Incm Mutual Fund	Mutual Funds	—	—	$30K	<0.1%
PIMCO Commodity Real Return Mutual Fund	Mutual Funds	—	—	$26K	<0.1%
American Fd 2025 Target Rtrmt Mutual Fund	Other securities	—	—	$14K	<0.1%
American Fd 2030 Target Rtrmt Mutual Fund	Other securities	—	—	$11K	<0.1%
First Eagle Gold Fund Mutual Fund	Other securities	—	—	$9K	<0.1%

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