This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VANGUARD | — | MALVERN, PA | NONE | $975K | — |
| METLIFE MANAGEMENT | 13-5581829 | — | NONE | $679K | — |
| JP MORGAN INVESTOR SERVICES | 13-4994650 | — | NONE | $290K | — |
| LINCOLN PREMIER LIFE INSURANCE | 35-1140070 | — | NONE | $186K | — |
| PAYDEN & RYGEL INVESTMENT MGMT | 95-3921788 | — | NONE | $174K | — |
| VOYA RETIREMENT ISURANCE & ANNUITY |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NORTHERN TR COLL SP 500 IND FUND NORTHERN TRUST INVESTMENTS INC · EIN 45-6138589 / PN 001 | Common Collective Trust |
| 71-0294708 |
| — |
| NONE |
| $129K |
| — |
| NEWPORT TRUST | 27-4411131 | — | NONE | $125K | — |
| PRUDENTIAL LIFE | 22-1211670 | — | NONE | $117K | — |
| GOLDMAN SACHS TRUST COMPANY, N.A. | 04-3211048 | — | NONE | $0 | — |
| — |
| $680.4M |
| $1.1B |
| 23.7% |
| ABE9974W3 NORTHERN TRUST COLLECTIVE EXTENDED EQUIT INDEX FUND DC NON-LENDING | — | — | $300.8M | $331.2M | 7.4% |
| NORTHERN TR COLL EXT EQ IND FUND NORTHERN TRUST INVESTMENTS INC · EIN 45-6138589 / PN 052 | Common Collective Trust | — | — | $331.2M | 7.4% |
| 92204E605 VANGUARD TARGET RETIREMENT 2030 TRUST SE FUND USD | — | — | $258.4M | $304.1M | 6.8% |
| 92204E878 VANGUARD TARGET RETIREMENT 2050 TRUST SE FUND USD | — | — | $225.3M | $283.2M | 6.3% |
| 92204E704 VANGUARD TARGET RETIREMENT 2035 TRUST SE FUND USD | — | — | $230.3M | $275.5M | 6.1% |
| 92204E506 VANGUARD TARGET RETIREMENT 2025 TRUST SE | — | — | $230.5M | $266.2M | 5.9% |
| 92204E886 VANGUARD TARGET RETIREMENT 2045 TRUST SE | — | — | $207.6M | $257.6M | 5.7% |
| 92204E803 VANGUARD TARGET RETIREMENT 2040 TRUST SE FUND USD | — | — | $194.5M | $236.8M | 5.3% |
| 590994554 MET LIFE CONTRACT SA652-BV | — | — | $224.1M | $224.1M | 5.0% |
| VALUE OF FUNDS HELD IN INSURANCE CO. GENERAL ACCT ------------------------------------------------- AAI9944E8 LINCOLN PREMIER LIFE INSURANCE - BVW0012 | — | — | $163.1M | $163.1M | 3.6% |
| NORTHERN TR COLL ACWI EX-US FUND NORTHERN TRUST INVESTMENTS INC · EIN 45-6138589 / PN 103 | Common Collective Trust | — | $142.0M | $152.5M | 3.4% |
| 92204E407 VANGUARD TARGET RETIREMENT 2020 TRUST SE | — | — | $126.1M | $141.7M | 3.2% |
| COMMON ------ 55616P104 MACY'S INC COMMON STOCK USD 0.01 | — | — | $162.6M | $123.8M | 2.8% |
| 92204E852 VANGUARD TARGET RETIREMENT 2060 TRUST SE FUND USD | — | — | $87.9M | $108.4M | 2.4% |
| 92204E100 VANGUARD TARGET RETIREMENT INCOME TRUST OPEN-END FUND USD | — | — | $94.5M | $106.3M | 2.4% |
| 456990902 VOYA RETIREMENT INSURANCE AND ANNUITY CO CONTRACT 60128 | — | — | $82.9M | $82.9M | 1.8% |
| 894999E07 PRUDENTIAL LIFE GA-62334 | — | — | $75.2M | $75.2M | 1.7% |
| GENERAL INVESTMENTS - OTHER =========================== OTHER SECURITIES ---------------- 89799T047 MACY'S PARTICIPANT LOANS | Participant loans | — | $66.2M | $66.2M | 1.5% |
| 556993673 MACY'S MUTUAL FUND WINDOW FUND | — | — | $26.9M | $26.9M | 0.6% |
| 92202V112 VANGUARD TARGET RETIREMENT 2065 TRUST SE FUND USD | — | — | $14.9M | $17.5M | 0.4% |
| 46699A9A6 JPMORGAN US GOVT MMKT FUND CAPITAL SHARE MONTHLY VARIABLE 12/31/2049 | — | — | $12.2M | $12.2M | 0.3% |
| 92212G105 VANGUARD TARGET RETIREMENT 2070 FUND OPE USD | — | — | $1.2M | $1.2M | <0.1% |
| INVESTMENT PURPOSES AT END OF YEAR BASE CURRENCY: USD | — | — | — | $31K | <0.1% |
