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Original filing (PDF)20251015134909NAL0009913170001
MACYS, INC.
Form 5500
FILING_RECEIVED
MACYS INC 401(K) RETIREMENT INVESTMENT PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed8 service providers
Active participants
103,247
Accounts w/ balance
124,743
Plan assets (EOY)
$4.6B
Net assets (EOY)
$4.6B
How this plan invests
This plan
1 pooled trust
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 7 bps in Schedule C fees — modestly above peer band of 5 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MACYS, INC..
Plan sponsor
Name
MACYS, INC.
EIN
13-3324058
Address
145 PROGRESS PLACE · SPRINGDALE, OH · 45246
Phone
(513) 782-1200
Industry
Retail Tradesee all
Plan administrator
Name
MACYS INC PENSION & P/S ADMIN COMM
EIN
31-1104425
City
SPRINGDALE, OH
Phone
(513) 782-1200
Plan characteristics
Plan number
013
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2O · ESOP (non-leveraged)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
CLARK SCHAEFER HACKETT & CO.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
8 rowsOther
8| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 91-0781053 | — | NONE | $2.8M | — |
| MACY'S CREDIT & CUSTOMER SERVICE | 31-1397510 | — | PLAN ADM | $466K | — |
| ROCATON INVESTMENTS ADVISORS | 43-3638035 | — | NONE | $50K | — |
| CLARK, SCHAEFER, HACKETT & CO | 31-0800053 | — | NONE | $48K | — |
| RSVP DIRECT INC | 36-3964634 | — | NONE | $35K | — |
| CLASSICAL MARKETING LLC | 36-4291764 | — | NONE | $26K | — |
| AON CONSULTING INC. | 22-2232264 | — | NONE | $20K | — |
| FUND EVALUATION GROUP, LLC | 01-0694771 | — | NONE | $12K | — |
Investments
24 direct securities · 1 pooled fund· $9.0B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Master Trust
$4.5B
1 holding
Uncategorized
$4.5B
24 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MACYS, INC. DC PLAN MT MACYS, INC. · EIN 13-3324058 / PN 014 | Master Trust | — | — | $4.5B | 96.7% | |
| ABE9979W8 NORTHERN TRUST COLLECTIVE SP 500 INDEX F LENDING | — | — | $670.7M | $1.0B | 22.6% | |
| ABE9974W3 NORTHERN TRUST COLLECTIVE EXTENDED EQUIT INDEX FUND DC NON-LENDING | — | — | $296.5M | $326.5M | 7.0% | |
| 92204E605 VANGUARD TARGET RETIREMENT 2030 TRUST SE FUND USD | — | — | $254.8M | $299.8M | 6.5% | |
| 92204E878 VANGUARD TARGET RETIREMENT 2050 TRUST SE FUND USD | — | — | $222.1M | $279.1M | 6.0% | |
| 92204E704 VANGUARD TARGET RETIREMENT 2035 TRUST SE FUND USD | — | — | $227.0M | $271.6M | 5.9% | |
| 92204E506 VANGUARD TARGET RETIREMENT 2025 TRUST SE | — | — | $227.2M | $262.4M | 5.7% | |
| 92204E886 VANGUARD TARGET RETIREMENT 2045 TRUST SE | — | — | $204.7M | $253.9M | 5.5% | |
| 92204E803 VANGUARD TARGET RETIREMENT 2040 TRUST SE FUND USD | — | — | $191.7M | $233.4M | 5.0% | |
| SHARES / PAR 92204E860 VANGUARD TARGET RETIREMENT 2055 TRUST SE | — | — | $179.0M | $224.1M | 4.8% | |
| 590994554 MET LIFE CONTRACT SA652-BV | — | — | $220.9M | $220.9M | 4.8% | |
| VALUE OF FUNDS HELD IN INSURANCE CO. GENERAL ACCT ------------------------------------------------- AAI9944E8 LINCOLN PREMIER LIFE INSURANCE - BVW0012 | — | — | $160.8M | $160.8M | 3.5% | |
| ABE9989W6 NORTHERN TRUST COLLECTIVE ACWI EX-US FUN NON-LENDING | — | — | $140.0M | $150.4M | 3.2% | |
| 92204E407 VANGUARD TARGET RETIREMENT 2020 TRUST SE | — | — | $124.3M | $139.7M | 3.0% | |
| COMMON ------ 55616P104 MACY'S INC COMMON STOCK USD 0.01 | — | — | $160.3M | $122.0M | 2.6% | |
| 92204E852 VANGUARD TARGET RETIREMENT 2060 TRUST SE FUND USD | — | — | $86.6M | $106.9M | 2.3% | |
| 92204E100 VANGUARD TARGET RETIREMENT INCOME TRUST OPEN-END FUND USD | — | — | $93.2M | $104.8M | 2.3% | |
| 456990902 VOYA RETIREMENT INSURANCE AND ANNUITY CO CONTRACT 60128 | — | — | $81.7M | $81.7M | 1.8% | |
| 894999E07 PRUDENTIAL LIFE GA-62334 | — | — | $74.2M | $74.2M | 1.6% | |
| GENERAL INVESTMENTS - OTHER =========================== OTHER SECURITIES ---------------- 89799T047 MACY'S PARTICIPANT LOANS | — | — | $65.3M | $65.3M | 1.4% | |
| 556993673 MACY'S MUTUAL FUND WINDOW FUND | — | — | $26.5M | $26.5M | 0.6% | |
| 92202V112 VANGUARD TARGET RETIREMENT 2065 TRUST SE FUND USD | — | — | $14.7M | $17.3M | 0.4% | |
| 46699A9A6 JPMORGAN US GOVT MMKT FUND CAPITAL SHARE MONTHLY VARIABLE 12/31/2049 | — | — | $12.0M | $12.0M | 0.3% | |
| 92212G105 VANGUARD TARGET RETIREMENT 2070 FUND OPE USD | — | — | $1.1M | $1.2M | <0.1% | |
| INVESTMENT PURPOSES AT END OF YEAR BASE CURRENCY: USD | — | — | — | $31K | <0.1% |
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