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Original filing (PDF)20251007153614NAL0004992449001
MCLAUGHLIN & STERN, LLP
Form 5500
FILING_RECEIVED
MCLAUGHLIN & STERN, LLP 401(K) PLAN
401(k) retirement plan
Signals · 2
25% in single holdingNo recordkeeper disclosed
Active participants
173
Accounts w/ balance
228
Plan assets (EOY)
$65.1M
Net assets (EOY)
$65.1M
How this plan invests
This plan
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "No Vanguard Growth Index Fund Adm Mutual Fund" is 25% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MCLAUGHLIN & STERN, LLP.
Plan sponsor
Name
MCLAUGHLIN & STERN, LLP
EIN
13-2993028
Address
260 MADISON AVENUE · NEW YORK, NY · 10013
Phone
(212) 448-1100
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WAGNER,FERBER FINE & ACKERMAN,PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALLIANT INSURANCE SERVICES, INC. | — | SAN DIEGO, CA | TPA | $0 | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALLIANT RETIREMENT SERVICES, INC. | 33-0785439 | — | SERVICE PROVIDER | $0 | — |
| ALLIANT INSURANCE SERVICES | 33-0785439 | — | SERVICE PROVIDER | — | — |
Investments
29 direct securities· $65.1M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| No Vanguard Growth Index Fund Adm Mutual Fund | — | — | — | $16.5M | 25.4% | |
| No Fidelity 500 Index Fund Mutual Fund | — | — | — | $9.8M | 15.1% | |
| in- Identity of Issue, Borrower Lessor Maturity Date, Interest Rate Current Interest or Similar Party Collateral Par of Maturity Value No Charles Schwab SDBA Self-directed brokerage account | — | — | — | $9.2M | 14.2% | |
| Voya Fixed Account (4634) Guaranteed Investment Contract | — | — | — | $5.1M | 7.9% | |
| No Vanguard Value Index Fund Adm Mutual Fund | — | — | — | $3.1M | 4.7% | |
| No Vanguard Csh Res Fed MM F Adm Mutual Fund | — | — | — | $2.3M | 3.5% | |
| No Vanguard Int-Trm Bd Indx Fd Adm Mutual Fund | — | — | — | $2.1M | 3.2% | |
| No Fidelity Sm Cp Ind Fd Mutual Fund | — | — | — | $1.9M | 2.9% | |
| No Nuveen Lifcyc In 2025 F R6 Mutual Fund | — | — | — | $1.7M | 2.7% | |
| No Nuveen Lifcyc In 2030 F R6 Mutual Fund | — | — | — | $1.7M | 2.6% | |
| No Nuveen Lifcyc In Rt I F R6 Mutual Fund | — | — | — | $1.6M | 2.5% | |
| No Nuveen Lifcyc In 2045 F R6 Mutual Fund | — | — | — | $1.6M | 2.4% | |
| No iShares MSCI EAFE Index Fnd K Mutual Fund | — | — | — | $1.1M | 1.7% | |
| No Vanguard Md-Cap Grw Index Fd Adm Mutual Fund | — | — | — | $938K | 1.4% | |
| No Fidelity Mid Cap Idx Fd Mutual Fund | — | — | — | $858K | 1.3% | |
| No Vanguard Sm-Cap Grw Index Fd Adm Mutual Fund | — | — | — | $835K | 1.3% | |
| No Vanguard Sm-Cap Vl Index Fnd Adm Mutual Fund | — | — | — | $761K | 1.2% | |
| No Nuveen Lifcyc In 2050 F R6 Mutual Fund | — | — | — | $586K | 0.9% | |
| No Vanguard GNMA Fund Adm Mutual Fund | — | — | — | $573K | 0.9% | |
| No Nuveen Lifcyc In 2020 F R6 Mutual Fund | — | — | — | $525K | 0.8% | |
| No Vanguard Mid-Cap Vl Indx Fnd Adm Mutual Fund | — | — | — | $493K | 0.8% | |
| No Nuveen Lifcyc In 2035 F R6 Mutual Fund | — | — | — | $392K | 0.6% | |
| No Fidelity Emg Mkts Id Fd Mutual Fund | — | — | — | $372K | 0.6% | |
| No Nuveen Lifcyc In 2040 F R6 Mutual Fund | — | — | — | $345K | 0.5% | |
| No Nuveen Lifcyc In 2055 F R6 Mutual Fund | — | — | — | $281K | 0.4% | |
| Participant Loans Interest Rates 4.25% - 9.50%, October 2029 | — | — | — | $257K | 0.4% | |
| No Nuveen Lifcyc In 2060 F R6 Mutual Fund | — | — | — | $57K | <0.1% | |
| No Nuveen Lifcyc In 2065 F R6 Mutual Fund | — | — | — | $46K | <0.1% | |
| Voya Gv Mny Mkt F A (Hld Acct) Mutual Fund | — | — | — | $36K | <0.1% |