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Original filing (PDF)20251014101448NAL0001211427001
AMWINS GROUP, INC.
Form 5500
FILING_RECEIVED
AMWINS GROUP, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
25% in single holding
Active participants
6,644
Accounts w/ balance
6,540
Plan assets (EOY)
$844.5M
Net assets (EOY)
$844.5M
How this plan invests
This plan
17 pooled trusts
Schedule D
70 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "[DFE: FIDELITY GROWTH COMPANY COMMINGLED POOL (extraction pending)]" is 25% of plan.
- 8 bps in Schedule C fees — modestly above peer band of 6 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AMWINS GROUP, INC..
Plan sponsor
Name
AMWINS GROUP, INC.
EIN
13-4009411
Address
4725 PIEDMONT ROW DRIVE · SUITE 600 · CHARLOTTE, NC · 28210
Phone
(704) 749-2700
Industry
Insurance Agencies & Brokerages· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BERNARD ROBINSON AND COMPANY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $282K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $323K | — |
| CREATIVE PLANNING, LLC | 43-1270780 | — | INVESTMENT ADVISOR | $54K | — |
| ALLIANT RETIREMENT SERVICES LLC | 33-0785439 | — | INVESTMENT ADVISOR | $15K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BERNARD ROBINSON & COMPANY LLP | 56-0571159 | — | ACCOUNTANT/AUDITOR | $17K | — |
Investments
69 direct securities · 17 pooled funds· $867.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$495.7M
17 holdings
Uncategorized
$371.6M
69 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FID GROWTH CO POOL A FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 135 | Common Collective Trust | — | — | $124.1M | 14.7% | |
| [DFE: FIAM GROUP TRUST FOR EMPLOYEE BENEFIT PLANS FIDELITY FREEDOM INDEX 2045 COMMINGLED POOL (extraction pending)] | — | — | — | $47.0M | 5.6% | |
| FID FRDM INX 2045 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 083 | Common Collective Trust | — | — | $47.0M | 5.6% | |
| [DFE: FIAM GROUP TRUST FOR EMPLOYEE BENEFIT PLANS FIDELITY FREEDOM INDEX 2035 COMMINGLED POOL (extraction pending)] | — | — | — | $46.9M | 5.6% | |
| FID FRDM INX 2035 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 081 | Common Collective Trust | — | — | $46.9M | 5.6% | |
| FID FRDM INX 2030 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 080 | Common Collective Trust | — | — | $44.0M | 5.2% | |
| FID FRDM INX 2050 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 084 | Common Collective Trust | — | — | $41.2M | 4.9% | |
| [DFE: FIAM GROUP TRUST FOR EMPLOYEE BENEFIT PLANS FIDELITY FREEDOM INDEX 2040 COMMINGLED POOL (extraction pending)] | — | — | — | $40.4M | 4.8% | |
| FID FRDM INX 2040 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 082 | Common Collective Trust | — | — | $40.4M | 4.8% | |
| FID FRDM INX 2055 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 112 | Common Collective Trust | — | — | $32.7M | 3.9% | |
| FID FRDM INX 2025 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 079 | Common Collective Trust | — | — | $30.8M | 3.7% | |
| [DFE: JOHN HANCOCK TRUST COMPANY CORE PLUS FIXED INCOME TRUST (extraction pending)] | — | — | — | $28.3M | 3.3% | |
| JH CR PL FXD INC I2 JOHN HANCOCK TRUST COMPANY LLC · EIN 45-2395022 / PN 002 | Common Collective Trust | — | — | $28.3M | 3.3% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $22.3M | 2.6% | |
| FID FRDM INX 2060 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 146 | Common Collective Trust | — | — | $19.3M | 2.3% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $17.7M | 2.1% | |
| GALLIARD STABLE RETURN FUND CORE | — | — | $18.7M | $16.4M | 1.9% | |
| GALLIARD STBLE RTN C WELLS FARGO BANK, N.A. · EIN 52-2250946 / PN 001 | Common Collective Trust | — | — | $16.4M | 1.9% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $15.7M | 1.9% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $14.8M | 1.8% | |
| FID FRDM INX 2020 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 078 | Common Collective Trust | — | — | $13.1M | 1.5% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $11.7M | 1.4% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $11.6M | 1.4% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $10.5M | 1.2% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $10.4M | 1.2% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $9.7M | 1.2% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $9.0M | 1.1% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $6.9M | 0.8% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $6.5M | 0.8% | |
| FID FRDM INX 2065 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 169 | Common Collective Trust | — | — | $5.8M | 0.7% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $4.3M | 0.5% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $3.5M | 0.4% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $3.2M | 0.4% | |
| FIAM TARGET DATE 5+ YEAR INFLATION- | — | — | — | $2.9M | 0.3% | |
| FID FRDM INX 2015 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 077 | Common Collective Trust | — | — | $2.7M | 0.3% | |
| FID FRDM INX INC T FIAM TRUST COMPANY · EIN 20-4659714 / PN 074 | Common Collective Trust | — | — | $2.3M | 0.3% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $2.3M | 0.3% | |
| FIAM TARGET DATE 5+ YEAR INFLATION- | — | — | — | $2.3M | 0.3% | |
| FIAM INTL DEVMK BD A | — | — | — | $2.1M | 0.3% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $2.1M | 0.2% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $2.1M | 0.2% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $2.0M | 0.2% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $1.6M | 0.2% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $1.6M | 0.2% | |
| FIAM INTL DEVMK BD A | — | — | — | $1.5M | 0.2% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $1.3M | 0.2% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $1.3M | 0.1% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $1.0M | 0.1% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $983K | 0.1% | |
| FIAM TARGET DATE 5+ YEAR INFLATION- | — | — | — | $967K | 0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $962K | 0.1% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $768K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $646K | <0.1% | |
| FID FRDM INX 2010 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 076 | Common Collective Trust | — | — | $595K | <0.1% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $572K | <0.1% | |
| FIAM TARGET DATE 0-5 YEAR INFLATION | — | — | — | $556K | <0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $481K | <0.1% | |
| FIAM TARGET DATE 0-5 YEAR INFLATION | — | — | — | $466K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $405K | <0.1% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $379K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $321K | <0.1% | |
| FIAM TARGET DATE TREASURY BILL INDE | — | — | — | $303K | <0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $290K | <0.1% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $270K | <0.1% | |
| FIAM TARGET DATE 0-5 YEAR INFLATION | — | — | — | $266K | <0.1% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $238K | <0.1% | |
| FIAM TARGET DATE TREASURY BILL INDE | — | — | — | $233K | <0.1% | |
| FIAM U.S. BOND INDEX COMMINGLED POO | — | — | — | $231K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $190K | <0.1% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $178K | <0.1% | |
| FIAM TARGET DATE TREASURY BILL INDE | — | — | — | $140K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $133K | <0.1% | |
| FIAM TARGET DATE 5+ YEAR INFLATION- | — | — | — | $128K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $116K | <0.1% | |
| SPARTAN TOTAL MARKET INDEX POOL A | — | — | — | $93K | <0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $93K | <0.1% | |
| FIAM TARGET DATE 0-5 YEAR INFLATION | — | — | — | $92K | <0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $71K | <0.1% | |
| SPARTAN GLOBAL EX US INDEX POOL A | — | — | — | $62K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $57K | <0.1% | |
| FIAM TARGET DATE TREASURY BILL INDE | — | — | — | $48K | <0.1% | |
| FIAM INTL DEVMK BD A | — | — | — | $30K | <0.1% | |
| FIAM TARGET DATE LONG TERM TREASURY | — | — | — | $19K | <0.1% | |
| FIAM TARGET DATE 5+ YEAR INFLATION- | — | — | — | $13K | <0.1% | |
| FIAM TARGET DATE 5+ YEAR INFLATION | — | — | — | $80 | <0.1% | |
| FID FRDM INX 2005 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 075 | Common Collective Trust | — | — | $0 | <0.1% |
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