Original filing (PDF)20251009124538NAL0003580323001

NOUVEAU ELEVATOR INDUSTRIES, LLC

Name: NOUVEAU ELEVATOR INDUSTRIES, LLC — NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN, Form 5500 (2024)
Creator: NOUVEAU ELEVATOR INDUSTRIES, LLC

Form 5500

FILING_RECEIVED

NOUVEAU ELEVATOR INDUSTRIES 401(K) PROFIT SHARING PLAN

401(k) retirement plan

Signals · 1

No recordkeeper disclosed

Active participants

161

Accounts w/ balance

211

Plan assets (EOY)

$17.1M

Net assets (EOY)

$17.1M

How this plan invests

This plan

57 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

Vendor stack

Participation health

100

Knocking points off

37 bps in Schedule C fees — modestly above peer band of 29 bps.
No recordkeeper disclosed on Schedule C.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NOUVEAU ELEVATOR INDUSTRIES, LLC.

Plan sponsor

Name

NOUVEAU ELEVATOR INDUSTRIES, LLC

EIN

11-2879483

Address

4755 37TH STREET · LONG ISLAND CITY, NY · 11101

Phone

(718) 349-4756

Industry

Constructionsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-09

Pension benefit codes

2S · Automatic enrollment

2E · Profit-sharing

3D · Pre-approved plan (master / prototype / VS)

2G · Total participant-directed accounts

2J · 401(k) feature

2F · ERISA section 404(c)

2T · Default investment account (QDIA)

3H · Sponsor in controlled / affiliated group

Audit & trust (Schedule H)

Auditor

PLANCHEC(K) CPAS LLC

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

2 rows

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
UBS FINANCIAL SERVICES INC.	—	NASHVILLE, TN	NONE	$39K	—
THE VANGUARD GROUP, INC.	23-1945930	—	NONE	$23K	—

Investments

55 direct securities· $26.7M(100% of reported assets)

Investment	Type	Shares / units	Cost	Current value	% of plan
Vanguard Institutional Target Retirement 2030 Mutual Fund	—	—	—	$4.0M	23.4%
American Funds Trgt Date Ret 2030 R6 American Funds 0	—	—	—	$4.0M	23.4%
Vanguard S&P 500 ETF Mutual Fund	—	—	—	$1.7M	10.0%
American Funds Trgt Date Ret 2025 R6 American Funds 0	—	—	—	$1.3M	7.8%
Vanguard Institutional Target Retirement 2025 Mutual Fund	—	—	—	$1.3M	7.8%
Vanguard Federal Money Market Money Market Fund	—	—	—	$1.3M	7.5%
Vanguard Growth Index ETF Mutual Fund	—	—	—	$1.3M	7.5%
Vanguard Institutional Target Retirement 2035 Mutual Fund	—	—	—	$1.2M	6.9%
American Funds Trgt Date Ret 2035 R6 American Funds 0	—	—	—	$1.2M	6.9%
Vanguard Institutional Target Retirement 2050 Mutual Fund	—	—	—	$833K	4.9%
American Funds Trgt Date Ret 2050 R6 American Funds 0	—	—	—	$833K	4.9%
Vanguard Mid-Cap Growth Index Mutual Fund	—	—	—	$710K	4.2%
Vanguard Institutional Target Retirement 2040 Mutual Fund	—	—	—	$534K	3.1%
American Funds Trgt Date Ret 2040 R6 American Funds 0	—	—	—	$534K	3.1%
Vanguard Institutional Target Retirement 2045 Mutual Fund	—	—	—	$501K	2.9%
American Funds Trgt Date Ret 2045 R6 American Funds 0	—	—	—	$501K	2.9%
Vanguard Institutional Target Retirement 2060 Mutual Fund	—	—	—	$471K	2.8%
American Funds Trgt Date Ret 2060 R6 American Funds 0	—	—	—	$471K	2.8%
Vanguard Institutional Target Retirement 2055 Mutual Fund	—	—	—	$451K	2.6%
American Funds Trgt Date Ret 2055 R6 American Funds 0	—	—	—	$451K	2.6%
Vanguard ESG U.S. Stock ETF Mutual Fund	—	—	—	$401K	2.3%
Vanguard Core Bond Admiral Mutual Fund	—	—	—	$349K	2.0%
Vanguard International Growth Admiral Mutual Fund	—	—	—	$257K	1.5%
Vanguard Dividend Appreciation Index ETF Mutual Fund	—	—	—	$255K	1.5%
American Funds New World R6 Mutual Fund	—	—	—	$229K	1.3%
Vanguard Small-Cap ETF Mutual Fund	—	—	—	$226K	1.3%
Vanguard Institutional Target Retirement 2065 Mutual Fund	—	—	—	$151K	0.9%
American Funds Trgt Date Ret 2065 R6 American Funds 0	—	—	—	$151K	0.9%
Various Rates and Maturities Participant's Loan Account 0	—	—	—	$149K	0.9%
Participant Notes Receivable Interest 3.25% to 8.50%	—	—	—	$148K	0.9%
Vanguard High Yield Corporate Investor Mutual Fund	—	—	—	$141K	0.8%
Vanguard Total Stock Market ETF Mutual Fund	—	—	—	$102K	0.6%
T. Rowe Price Global Stock I Mutual Fund	—	—	—	$97K	0.6%
American Funds American Mutual R6 Mutual Fund	—	—	—	$93K	0.5%
Vanguard Explorer Admiral Mutual Fund	—	—	—	$83K	0.5%
American Funds Trgt Date Ret 2020 R6 American Funds 0	—	—	—	$65K	0.4%
Vanguard Institutional Target Retirement 2020 Mutual Fund	—	—	—	$65K	0.4%
American Funds Target Date Retirement 2010 R6 Mutual Fund	—	—	—	$45K	0.3%
Vanguard FTSE Developed Markets ETF Mutual Fund	—	—	—	$35K	0.2%
Vanguard Long-Term Corporate Bond ETF Mutual Fund	—	—	—	$24K	0.1%
Guggenheim Total Return Bond Fund Institutional Mutual Fund	—	—	—	$15K	<0.1%
Guggenheim Ttl Rtrn Bnd Fnd Inst Guggenheim 0	—	—	—	$15K	<0.1%
Fidelity Advisor Growth Opportunities Z Mutual Fund	—	—	—	$12K	<0.1%
Vanguard FTSE Social Index Admiral Mutual Fund	—	—	—	$11K	<0.1%
Vanguard FTSE Emerging Markets ETF Mutual Fund	—	—	—	$11K	<0.1%
Lord Abbett Growth Leaders R6 Mutual Fund	—	—	—	$10K	<0.1%
Vanguard Real Estate Index Mutual Fund	—	—	—	$7K	<0.1%
Vanguard Balanced Index Admiral Mutual Fund	—	—	—	$6K	<0.1%
Vanguard Extended Market Index ETF Mutual Fund	—	—	—	$4K	<0.1%
Vanguard Intermediate-Term Bond Index ETF Mutual Fund	—	—	—	$4K	<0.1%
T. Rowe Price Ultra Short-Term Bond I Mutual Fund	—	—	—	$3K	<0.1%
(1) X This form is filed for a CCT, PSA, or MTIA.	—	—	—	$3K	<0.1%
(1) X DOL Regulation 2520.103-8 (2) X DOL Regulation 2520.103-12(d) (3) X neither DOL Regulation 2520.103-8 nor DOL Regulation 2520.103-12(d).	—	—	$3K	$3K	<0.1%
Yes No Amount a	—	—	—	$3K	<0.1%
MFS International Diversification R6 Mutual Fund	—	—	—	$1K	<0.1%