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Original filing (PDF)20251013080926NAL0000365971001
AMERICAN FINANCIAL GROUP, INC.
Form 5500
FILING_RECEIVED
AMERICAN FINANCIAL GROUP 401K RETIREMENT AND SAVINGS PLAN
401(k) retirement plan
Signals · 1
15% employer stock
Active participants
7,790
Accounts w/ balance
10,176
Plan assets (EOY)
$2.3B
Net assets (EOY)
$2.3B
How this plan invests
This plan
16 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
88
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 15% of plan in employer / sponsor stock.
Helping the score
- Below-peer total fees (3 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AMERICAN FINANCIAL GROUP, INC..
Plan sponsor
Name
AMERICAN FINANCIAL GROUP, INC.
EIN
31-1544320
Address
GREAT AMERICAN TOWER · 301 EAST FOURTH STREET · CINCINNATI, OH · 45202
Phone
(513) 369-5000
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2H · Partial participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3H · Sponsor in controlled / affiliated group
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
CLARK, SCHAEFER, HACKETT & CO
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMI | 13-5674085 | — | RECORDKEEPER | $477K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | — | CINCINNATI, OH | CONSULTANT | $156K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CLARK SCHAEFER HACKET | — | CINCINNATI, OH | ACCOUNTANT | $20K | — |
Investments
16 direct securities · 16 pooled funds· $2.3B(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$1.2B
16 holdings
Uncategorized
$1.1B
16 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AFG COMMON STOCK FUND MUTUAL FUNDS | — | — | $206.1M | $355.2M | 15.3% | |
| VANGUARD INSTL TOTAL STK MRK D VANGUARD FIDUCIARY TRUST COMPANY · EIN 81-6316167 / PN 001 | Common Collective Trust | — | $213.9M | $208.4M | 9.0% | |
| VANGUARD GROWTH IND FD INSTL MUTUAL FUNDS | — | — | $102.8M | $206.0M | 8.9% | |
| VANGUARD VALUE INDEX FD INSTL MUTUAL FUNDS | — | — | $91.0M | $129.2M | 5.6% | |
| VANGUARD TARGET RETIREMENT 2030 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083979 / PN 001 | Common Collective Trust | — | $93.0M | $120.0M | 5.2% | |
| VANGUARD TARGET RETIREMENT 2035 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083977 / PN 001 | Common Collective Trust | — | $87.5M | $114.9M | 5.0% | |
| T.ROWE PRICE STABLE VALUE FUND T. ROWE PRICE · EIN 52-1309932 / PN 001 | Common Collective Trust | — | $114.0M | $114.0M | 4.9% | |
| VANGUARD TARGET RETIREMENT 2045 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083973 / PN 001 | Common Collective Trust | — | $74.1M | $100.5M | 4.3% | |
| VANGUARD TARGET RETIREMENT 2040 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083975 / PN 001 | Common Collective Trust | — | $69.7M | $93.6M | 4.0% | |
| VANGUARD TARGET RETIREMENT 2025 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083981 / PN 001 | Common Collective Trust | — | $70.7M | $90.0M | 3.9% | |
| VANGUARD BOND INDEX UNIT D VANGUARD FIDUCIARY TRUST COMPANY · EIN 81-6321044 / PN 001 | Common Collective Trust | — | $87.1M | $87.1M | 3.8% | |
| VANGUARD MID CAP INDEX FD MUTUAL FUNDS | — | — | $59.5M | $85.7M | 3.7% | |
| VANGUARD TARGET RETIREMENT 2050 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083969 / PN 001 | Common Collective Trust | — | $61.9M | $84.1M | 3.6% | |
| VANGUARD SMALL CAP IND INSTL MUTUAL FUNDS | — | — | $60.1M | $80.5M | 3.5% | |
| VANGUARD FTSE ALL WORLD MUTUAL FUNDS | — | — | $60.0M | $64.0M | 2.8% | |
| INTERNATIONAL GRTH FD II CL R1 GREAT GRAY TRUST · EIN 38-4139842 / PN 619 | Common Collective Trust | — | $55.0M | $54.6M | 2.4% | |
| VANGUARD TARGET RETIREMENT 2055 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 27-6715074 / PN 001 | Common Collective Trust | — | $40.1M | $53.5M | 2.3% | |
| VANGUARD SHRT TRM INFL INSTL MUTUAL FUNDS | — | — | $36.6M | $36.9M | 1.6% | |
| VANGUARD TARGET RETIREMENT 2060 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 45-3799212 / PN 001 | Common Collective Trust | — | $23.4M | $30.6M | 1.3% | |
| MACQUARIE SMALL CAP CORE INSTL MUTUAL FUNDS | — | — | $25.9M | $30.4M | 1.3% | |
| DFA REAL ESTATE SEC PRTL INSTL MUTUAL FUNDS | — | — | $28.2M | $30.1M | 1.3% | |
| DODGE & COX INCOME FUND CL X MUTUAL FUNDS | — | — | $29.7M | $29.4M | 1.3% | |
| VANGUARD TARGET RETIREMENT 2020 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083983 / PN 001 | Common Collective Trust | — | $21.1M | $26.0M | 1.1% | |
| PIMCO INCOME FUND INSTL CL MUTUAL FUNDS | — | — | $19.6M | $19.4M | 0.8% | |
| VANGUARD TARGET RETIREMENT INCOME T VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083968 / PN 001 | Common Collective Trust | — | $11.0M | $13.1M | 0.6% | |
| LOAN FUND LOANS | — | — | $12.7M | $12.7M | 0.5% | |
| MERRILL LYNCH BANK DEPOSIT CERT OF DEPOSIT/ BANK DEPOSIT | — | — | $10.4M | $10.4M | 0.4% | |
| VANGUARD TARGET RETIREMENT 2065 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6190443 / PN 001 | Common Collective Trust | — | $8.0M | $9.3M | 0.4% | |
| HARTFORD INTL VALUE FD Y MUTUAL FUNDS | — | — | $3.6M | $3.6M | 0.2% | |
| VANGUARD TARGET RETIREMENT 2070 TRU VANGUARD FIDUCIARY TRUST COMPANY · EIN 87-7035538 / PN 001 | Common Collective Trust | — | $865K | $997K | <0.1% | |
| ACCRUED INCOME ACCRUED INCOME | — | — | $8K | $8K | <0.1% | |
| PENDING SETTLEMENT FUND PENDING SETTLEMENT FUNDS | — | — | $2K | $2K | <0.1% |