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Original filing (PDF)20251008100547NAL0013445026001
HOFSTRA UNIVERSITY
Form 5500
FILING_RECEIVED
HOFSTRA UNIVERSITY PENSION PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
2,298
Accounts w/ balance
4,061
Plan assets (EOY)
$1.3B
Net assets (EOY)
$1.3B
How this plan invests
This plan
1 pooled trust
Schedule D
65 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (2 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HOFSTRA UNIVERSITY.
Plan sponsor
Name
HOFSTRA UNIVERSITY
EIN
11-1630906
Address
128 HOFSTRA UNIV, PHILLIPS HALL 100 · HEMPSTEAD, NY · 115492050
Phone
(516) 463-6859
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2G · Total participant-directed accounts
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
BDO USA, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsAdvisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ROCATON INVESTMENT ADVISORS, LLC | 04-3638035 | — | PLAN INVESTMENT ADVISOR | $123K | — |
| CAPFINANCIAL PARTNERS, LLC | 26-0058143 | — | PLAN CONSULTANT | $63K | — |
| GOLDMAN SACHS ASSET MGT, L.P. | 13-3575636 | — | PLAN INVESTMENT ADVISOR | $42K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BDO USA, P.C. | 13-5381590 | — | AUDITORS | $50K | — |
Legal counsel
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PROSKAUER ROSE LLP | 13-1840454 | — | LEGAL COUNSEL | $29K | — |
Investments
64 direct securities · 1 pooled fund· $1.3B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$1.3B
64 holdings
Pooled Separate Account
$8.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA-CREF TIAA Traditional Non Benefit Responsive | — | — | — | $246.8M | 19.4% | |
| TIAA-CREF CREF Stock R2 | — | — | — | $154.7M | 12.1% | |
| TIAA-CREF Vanguard Inst Idx Inst | — | — | — | $118.9M | 9.3% | |
| TIAA-CREF TIAA Traditional Benefit Responsive | — | — | — | $107.4M | 8.4% | |
| TIAA-CREF Vanguard Extended Market Index Inst | — | — | — | $51.3M | 4.0% | |
| TIAA-CREF T Rowe Price Inst LgCp Cor Grw | — | — | — | $43.2M | 3.4% | |
| TIAA-CREF Dodge & Cox Income Fund - CI X | — | — | — | $38.4M | 3.0% | |
| TIAA-CREF CREF Growth R2 | — | — | — | $37.3M | 2.9% | |
| TIAA-CREF Vanguard Target Retire 2040 | — | — | — | $35.7M | 2.8% | |
| TIAA-CREF MFS Value Fund Class R6 | — | — | — | $32.9M | 2.6% | |
| TIAA-CREF Vanguard Target Retire 2030 | — | — | — | $32.9M | 2.6% | |
| TIAA-CREF MFS International Equity Fd R6 | — | — | — | $31.8M | 2.5% | |
| TIAA-CREF Vanguard Target Retire 2035 | — | — | — | $25.7M | 2.0% | |
| TIAA-CREF Vanguard Target Retire 2025 | — | — | — | $24.7M | 1.9% | |
| TIAA-CREF Vangrd Developed Markets Index Ins | — | — | — | $22.1M | 1.7% | |
| TIAA-CREF Nuveen Large Cap Resp Eq R6 | — | — | — | $21.2M | 1.7% | |
| TIAA-CREF Vanguard Cash Rsv Federal Money Mkt Adm | — | — | — | $20.8M | 1.6% | |
| TIAA-CREF CREF Global Equities R2 | — | — | — | $18.5M | 1.5% | |
| TIAA-CREF CREF Equity Index R2 | — | — | — | $16.7M | 1.3% | |
| TIAA-CREF Vanguard Target Retire 2045 | — | — | — | $16.6M | 1.3% | |
| TIAA-CREF Vanguard Short-Term Bond Index Inst | — | — | — | $16.0M | 1.3% | |
| TIAA-CREF Champlain Small Company Instl | — | — | — | $14.9M | 1.2% | |
| TIAA-CREF Principal Real Estate Sec R6 | — | — | — | $14.4M | 1.1% | |
| TIAA-CREF BNY Mellon Global Stock Fund Y | — | — | — | $12.3M | 1.0% | |
| TIAA-CREF BlackRockAdvEmrgng MrktsKShr | — | — | — | $12.2M | 1.0% | |
| TIAA-CREF Vanguard Inflation-Protected Securities Inst | — | — | — | $12.1M | 0.9% | |
| TIAA-CREF Vanguard Target Retire 2020 | — | — | — | $12.1M | 0.9% | |
| TIAA-CREF Vanguard Target Retire 2050 | — | — | — | $10.6M | 0.8% | |
| TIAA-CREF Self Directed Acct | — | — | — | $9.2M | 0.7% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $8.6M | 0.7% | |
| TIAA-CREF CREF Money Market R2 | — | — | — | $7.8M | 0.6% | |
| TIAA-CREF CREF Social Choice R2 | — | — | — | $6.9M | 0.5% | |
| TIAA-CREF Vanguard Target Retire Income | — | — | — | $6.7M | 0.5% | |
| TIAA-CREF CREF Core Bond R2 | — | — | — | $5.9M | 0.5% | |
| TIAA-CREF Vanguard Target Retire 2055 | — | — | — | $5.5M | 0.4% | |
| TIAA-CREF Vanguard Target Retire 2060 | — | — | — | $4.7M | 0.4% | |
| TIAA-CREF CREF Inflation-Linked Bond R2 | — | — | — | $3.1M | 0.2% | |
| TIAA-CREF Loomis Sayles Strategic Alpha Fund Class Y | — | — | — | $2.6M | 0.2% | |
| Notes Receivable from Participants * TIAA-CREF Participant Loan Fund (Interest rate ranging from 4.25% to 9.50%) - | — | — | — | $1.8M | 0.1% | |
| TIAA-CREF Vanguard Target Retire 2065 | — | — | — | $931K | <0.1% | |
| VALIC Non Benefit Responsive - Fixed Account Plus | — | — | — | $642K | <0.1% | |
| TIAA-CREF TIAA Traditional Benefit Responsive 2 | — | — | — | $421K | <0.1% | |
| VALIC Aggressive Growth Lifestyle | — | — | — | $265K | <0.1% | |
| TIAA-CREF Vanguard Target Retire 2070 | — | — | — | $258K | <0.1% | |
| VALIC Moderate Growth Lifestyle | — | — | — | $165K | <0.1% | |
| VALIC Systematic Value | — | — | — | $146K | <0.1% | |
| VALIC Growth Fund | — | — | — | $146K | <0.1% | |
| VALIC Mid Cap Strategic Gwth | — | — | — | $120K | <0.1% | |
| VALIC Vanguard Wellington Fund Inc | — | — | — | $100K | <0.1% | |
| VALIC GS VIT GOV Money Mkt Fd Inst | — | — | — | $95K | <0.1% | |
| VALIC Stock Index Fund | — | — | — | $89K | <0.1% | |
| VALIC Global Strategy | — | — | — | $89K | <0.1% | |
| VALIC Ariel Fund | — | — | — | $61K | <0.1% | |
| VALIC Ariel Appreciation Fund | — | — | — | $55K | <0.1% | |
| VALIC Small Cap Index Fund | — | — | — | $48K | <0.1% | |
| VALIC Mid Cap Index Fund | — | — | — | $43K | <0.1% | |
| VALIC Socially Responsible Fund | — | — | — | $41K | <0.1% | |
| VALIC Science & Technology Fund | — | — | — | $37K | <0.1% | |
| VALIC Intl Socially Responsible Fund | — | — | — | $37K | <0.1% | |
| VALIC Small Cap Value Fund | — | — | — | $24K | <0.1% | |
| VALIC Core Bond Fund | — | — | — | $21K | <0.1% | |
| VALIC Mid Cap Value Fund | — | — | — | $14K | <0.1% | |
| VALIC High Yield Bond Fund | — | — | — | $10K | <0.1% | |
| VALIC International Equities Index | — | — | — | $10K | <0.1% | |
| VALIC International Government Bond | — | — | — | $7K | <0.1% |