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Original filing (PDF)20260107152848NAL0007830113001
THE UNIVERSITY OF CHICAGO
Form 5500
FILING_RECEIVED
THE UNIVERSITY OF CHICAGO RETIREMENT INCOME PLAN
Defined-benefit pension plan
Signals · 2
Late filing · 1.7 moNo recordkeeper disclosed
Active participants
10,300
Accounts w/ balance
18,218
Plan assets (EOY)
$1.3B
Net assets (EOY)
$1.3B
How this plan invests
This plan
1 pooled trust
Schedule D
57 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
93
Concentration risk
100
Total plan cost
100
Vendor stack
55
Participation health
100
Knocking points off
- Filed 1.7 months past the 10.5-month grace window.
- No recordkeeper disclosed on Schedule C.
- Plan is frozen (1I) — no new benefit accrual.
Helping the score
- Below-peer total fees (3 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE UNIVERSITY OF CHICAGO.
Plan sponsor
Name
THE UNIVERSITY OF CHICAGO
EIN
36-2177139
Address
6054 S. DREXEL AVENUE · CHICAGO, IL · 60637
Phone
(773) 702-9357
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-01-07
Pension benefit codes
1A · Pay-related DB formula
1I · Frozen plan — no new benefit accrual
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
MITCHELL & TITUS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | NONE | $369K | — |
| WTW | 53-0181291 | — | NONE | $56K | — |
| HEWITT ENNISKNUPP, INC | 36-3109431 | — | NONE | $6K | — |
Investments
56 direct securities · 1 pooled fund· $1.3B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$1.3B
56 holdings
Pooled Separate Account
$14.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Inst Idx Inst Plus | — | — | — | $110.8M | 8.6% | |
| Vanguard Target Retire 2050 | — | — | — | $81.9M | 6.4% | |
| ( a ) Similar Party Rate of Interest, Collateral, Par, or Maturity Value ( d ) Cost ( e ) Current Value * TIAA-CREF TIAA Traditional Non Benefit Responsive | — | — | — | $81.2M | 6.3% | |
| VANGUARD MFO VANGUARD FXD INC LONG TERM CORPADMIRAL SH CUSIP : 922031778 | — | — | $91.7M | $76.7M | 6.0% | |
| Vanguard Target Retire 2045 | — | — | — | $75.2M | 5.9% | |
| PIMCO MFO PIMCO FDS LONG DURATION TOTAL RETURNFD INSTL CUSIP : 72201F623 | — | — | $99.0M | $70.4M | 5.5% | |
| VANGUARD MFO VANGUARD WORLD FD EXTENDED DURATIONTREAS INSTL SHS CUSIP : 921910881 | — | — | $91.2M | $70.1M | 5.5% | |
| Vanguard Target Retire 2040 | — | — | — | $67.1M | 5.2% | |
| Vanguard Target Retire 2055 | — | — | — | $53.5M | 4.2% | |
| TIAA-CREF CREF Stock R3 | — | — | — | $51.8M | 4.0% | |
| Vanguard Target Retire 2035 | — | — | — | $43.7M | 3.4% | |
| Vanguard Target Retire 2030 | — | — | — | $31.0M | 2.4% | |
| TIAA-CREF TIAA Traditional Non Benefit Responsive 2 | — | — | — | $28.6M | 2.2% | |
| Vanguard Extend MkIdx Inst Pl | — | — | — | $27.2M | 2.1% | |
| TIAA-CREF CREF Growth R3 | — | — | — | $26.2M | 2.0% | |
| Vanguard Target Retire 2060 | — | — | — | $22.9M | 1.8% | |
| TIAA-CREF CREF Money Market R3 | — | — | — | $21.0M | 1.6% | |
| Vanguard Target Retire 2025 | — | — | — | $20.0M | 1.6% | |
| Vanguard Total Int St Ix IsPls | — | — | — | $18.1M | 1.4% | |
| ( a ) Similar Party Rate of Interest, Collateral, Par, or Maturity Value ( d ) Cost ( e ) Current Value ARTISAN MFO ARTISAN FDS INC INTL VALUE FD INSTLSHS CUSIP : 04314H857 | — | — | $12.1M | $17.6M | 1.4% | |
| T ROWE PRICE MFO LARGE CAP CORE GROWTH FD CUSIP : 45775L507 | — | — | $12.6M | $17.5M | 1.4% | |
| OAKMARK MFO HARRIS ASSOC INVT TR OAKMARK FD R6 CUSIP : 413838624 | — | — | $11.3M | $16.6M | 1.3% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $14.9M | 1.2% | |
| Vanguard Cash Rsv Fed MMkt Adm | — | — | — | $14.8M | 1.1% | |
| Vanguard PRIMECAP Adm | — | — | — | $14.5M | 1.1% | |
| PRIMECAP MFO PRIMECAP ODYSSEY FDS GROWTH FD CUSIP : 74160Q103 | — | — | $15.5M | $14.3M | 1.1% | |
| Dodge & Cox Dodge & Cox Global Stock X | — | — | — | $14.3M | 1.1% | |
| TIAA-CREF CREF Equity Index R3 | — | — | — | $12.2M | 0.9% | |
| TIAA-CREF CREF Social Choice R4 | — | — | — | $12.0M | 0.9% | |
| Vanguard Ttl Bd Mkt Idx InstPl | — | — | — | $10.9M | 0.8% | |
| TIAA-CREF CREF Social Choice R3 | — | — | — | $10.6M | 0.8% | |
| MFS MFO MFS INTERNATIONAL GROWTH-R6 SERIESTRUST X CUSIP : 552746356 | — | — | $9.7M | $10.4M | 0.8% | |
| TIAA-CREF CREF Global Equities R3 | — | — | — | $10.4M | 0.8% | |
| TIAA-CREF TIAA CREF CUSIP : 000677765 | — | — | $8.5M | $10.2M | 0.8% | |
| Vanguard Target Retire 2020 | — | — | — | $9.8M | 0.8% | |
| Vanguard FTSE Social Idx Instl | — | — | — | $9.5M | 0.7% | |
| Notes Receivable from Participants (Interest rate: 3.25% - 9.50%) | — | — | — | $9.2M | 0.7% | |
| Vanguard Small-Cap Val Idx Inst | — | — | — | $8.3M | 0.6% | |
| O'SHAUGHNESSY MFO ADVISORS SER TR OSHAUGHNESSY MKTLEADERS VALUE FD CL CUSIP : 00770X444 | — | — | $5.5M | $7.7M | 0.6% | |
| PIMCO MFO PIMCO RAE PLUS EMG FUND INST CUSIP : 72201M131 | — | — | $8.6M | $6.8M | 0.5% | |
| Vanguard Target Retire Income | — | — | — | $6.6M | 0.5% | |
| FIRST EAGLE MFO FIRST EAGLE SOGEN FDS INC OVERSEASFD CL R6 CUSIP : 32008F549 | — | — | $5.4M | $6.0M | 0.5% | |
| TIAA-CREF Self Directed Acct | — | — | — | $5.9M | 0.5% | |
| Vanguard Emr Mkts Stk Idx Inst | — | — | — | $5.1M | 0.4% | |
| Vanguard Target Retire 2065 | — | — | — | $5.0M | 0.4% | |
| Vanguard Real Estate Idx Inst | — | — | — | $4.9M | 0.4% | |
| VANGUARD MFO VANGUARD INDEX TR SMALLCAPITLZATIONVALUE ST CUSIP : 922908785 | — | — | $2.5M | $3.9M | 0.3% | |
| Vanguard Infl Protect Sec Inst | — | — | — | $3.9M | 0.3% | |
| TIAA-CREF CREF Core Bond R3 | — | — | — | $3.7M | 0.3% | |
| BlackRock Total Return Inst | — | — | — | $2.0M | 0.2% | |
| Harding Loevner Harding International Eq Inst | — | — | — | $1.6M | 0.1% | |
| A party-in-interest to the Plan. ** Cost amounts have been omitted, as investments are participant-directed. | — | — | — | $1.3M | 0.1% | |
| TIAA-CREF CREF Inflation-Linked Bond R3 | — | — | — | $1.3M | <0.1% | |
| BlackRock Adv Small Cap Core K | — | — | — | $574K | <0.1% | |
| Vanguard Target Retire 2070 | — | — | — | $121K | <0.1% | |
| NORTHERN TRUST MFB NORTHERN INSTL FDS GOVT PORTFOLIO CL A CUSIP : 665278404 | — | — | $13K | $13K | <0.1% | |
| TIAA-CREF CREF Money Market R4 | — | — | — | $1K | <0.1% |