Based on U.S. Department of Labor Form 5500 filings (plan years 2022–2024), 115 U.S. retirement plans report holding Principal Guaranteed Option*** in their Schedule of Assets, totaling $186.2M in parsed positions. Matched on the normalized security name across each plan’s latest filing and ranked by position size.
| # | Sponsor / Plan | Location | Participants | Plan assets (EOY) | Position |
|---|---|---|---|---|---|
| 1 | LC INDUSTRIES, INC. LC INDUSTRIES SURPLUS SHARING & 401(K) PLAN | DURHAM NC | 755 | $62.8M | $15.0M |
| 2 | COSCO SHIPPING (NORTH AMERICA) INC. COSCO SHIPPING (NORTH AMERICA) INC. 401(K) PROFIT SHARING PLAN | SECAUCUS NJ | 477 | $101.4M | $13.1M |
| 3 | NEWMARK GROUP, INC. NEWMARK 401(K) PLAN |
NEW YORK NY |
| 3,520 |
| $284.8M |
| $10.3M |
| 4 | ND PAPER INC. ND PAPER 401(K) SAVINGS PLAN | OAK BROOK IL | 580 | $131.2M | $8.1M |
| 5 | STRATUS TEAM, LLC STRATUS TEAM, LLC 401(K) PLAN | MOON TOWNSHIP PA | 440 | $38.2M | $7.9M |
| 6 | FIRST COUNTY BANK FIRST COUNTY BANK SAVINGS PLAN | STAMFORD CT | 189 | $39.7M | $7.2M |
| 7 | PALOMA PARTNERS MANAGEMENT COMPANY PALOMA PARTNERS RETIREMENT PLAN | GREENWICH CT | 72 | $80.8M | $6.4M |
| 8 | MARCUS DALY MEMORIAL HOSPITAL CORPORATION BITTERROOT HEALTH 401(K) PLAN | HAMILTON MT | 846 | $56.8M | $6.1M |
| 9 | NATIONAL ASSOCIATION OF SOCIAL WORKERS, INC. N.A.S.W. EMPLOYEES 401(K) BENEFIT PLAN | WASHINGTON DC | 210 | $22.3M | $5.5M |
| 10 | STEEL-CRAFT CORP. OF HARTFORD STEEL-CRAFT CORP. OF HARTFORD EMPLOYEES' 401(K) PROFIT-SHARING PLAN | HARTFORD WI | 510 | $25.2M | $4.7M |
