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Original filing (PDF)20251015115746NAL0005999264001
STRATUS TEAM, LLC
Form 5500
FILING_RECEIVED
STRATUS TEAM, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
440
Accounts w/ balance
399
Plan assets (EOY)
$38.2M
Net assets (EOY)
$38.2M
How this plan invests
This plan
2 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for STRATUS TEAM, LLC.
Plan sponsor
Name
STRATUS TEAM, LLC
EIN
92-0865709
Address
333 ROUSER ROAD · BUILDING 4 SUITE 405 · MOON TOWNSHIP, PA · 15108
Phone
(724) 771-1117
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
UHY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | 47-0648506 | — | INVESTMENT ADVISORY | $0 | — |
| OSAIC WEALTH INC | 93-0987232 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $108K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
30 direct securities · 2 pooled funds· $38.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$36.4M
30 holdings
Pooled Separate Account
$2.0M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Principal Guaranteed Option | — | — | — | $7.9M | 20.6% | |
| JPMORGAN LARGE CAP GROWTH FUND | — | — | — | $3.8M | 10.1% | |
| VANGUARD EQUITY INCOME FUND | — | — | — | $2.9M | 7.7% | |
| ISHARES S&P 500 INDEX FUND | — | — | — | $2.4M | 6.4% | |
| VANGUARD TOTAL BOND MARKET INDEX FUND | — | — | — | $2.0M | 5.1% | |
| BOND FUND OF AMERICA | — | — | — | $1.8M | 4.8% | |
| CAPITAL WORLD GROWTH AND INCOME FUND | — | — | — | $1.8M | 4.7% | |
| PRIN HIGH YIELD SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 137 | Pooled Separate Account | — | — | $1.6M | 4.1% | |
| PIMCO TOTAL RETURN FUND | — | — | — | $1.5M | 4.0% | |
| THORNBURG INTERNATIONAL EQUITY FUND | — | — | — | $1.5M | 3.9% | |
| VANGUARD MID-CAP INDEX FUND | — | — | — | $1.5M | 3.9% | |
| GOLDMAN SACHS EMERGING MARKETS EQUITY FUND | — | — | — | $1.4M | 3.5% | |
| VANGUARD DIVIDEND GROWTH FUND | — | — | — | $1.3M | 3.4% | |
| VANGUARD SMALL-CAP GROWTH INDEX FUND | — | — | — | $785K | 2.1% | |
| VANGUARD SMALL-CAP VALUE INDEX FUND | — | — | — | $765K | 2.0% | |
| FIDELITY GROWTH STRATEGIES K6 FUND | — | — | — | $720K | 1.9% | |
| VANGUARD TARGET RETIREMENT 2030 FUND | — | — | — | $664K | 1.7% | |
| VANGUARD MID-CAP VALUE INDEX FUND/OPEN-END FUND | — | — | — | $646K | 1.7% | |
| VANGUARD TARGET RETIREMENT 2040 FUND | — | — | — | $524K | 1.4% | |
| VANGUARD TARGET RETIREMENT 2050 FUND | — | — | — | $444K | 1.2% | |
| Principal Small Cap | — | — | — | $409K | 1.1% | |
| PRIN SMCAP VALUE II SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 096 | Pooled Separate Account | — | — | $409K | 1.1% | |
| BLACKROCK SUSTAINABLE BALANCED FUND INC | — | — | — | $287K | 0.8% | |
| VANGUARD TARGET RETIREMENT 2025 FUND | — | — | — | $285K | 0.7% | |
| VANGUARD TARGET RETIREMENT 2055 FUND | — | — | — | $268K | 0.7% | |
| VANGUARD TARGET RETIREMENT 2045 FUND | — | — | — | $209K | 0.5% | |
| Participant Loans | — | — | — | $207K | 0.5% | |
| VANGUARD TARGET RETIREMENT 2035 FUND | — | — | — | $164K | 0.4% | |
| VANGUARD TARGET RETIREMENT 2060 FUND | — | — | — | $78K | 0.2% | |
| VANGUARD TARGET RETIREMENT 2070 FUND | — | — | — | $73K | 0.2% | |
| VANGUARD TARGET RETIREMENT 2065 FUND | — | — | — | $20K | <0.1% | |
| VANGUARD TARGET RETIREMENT INCOME FUND | — | — | — | $8K | <0.1% |
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