Back to filter
Original filing (PDF)20250708105300NAL0006838192001
NEWMARK GROUP, INC.
Form 5500
FILING_RECEIVED
NEWMARK 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
3,520
Accounts w/ balance
4,053
Plan assets (EOY)
$284.8M
Net assets (EOY)
$284.8M
How this plan invests
This plan
5 pooled trusts
Schedule D
20 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 18 bps in Schedule C fees — 78% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NEWMARK GROUP, INC..
Plan sponsor
Name
NEWMARK GROUP, INC.
EIN
81-4467492
Address
125 PARK AVENUE · FLOOR 12 · NEW YORK, NY · 100175690
Phone
(212) 372-2000
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ERNST AND YOUNG
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP, LLC | 33-0818667 | — | INVESTMENT ADVISORY | $84K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $424K | — |
Investments
20 direct securities · 5 pooled funds· $363.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$280.1M
20 holdings
Pooled Separate Account
$83.8M
5 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Mid Cap Index Adm Fd | — | — | $0 | $52.0M | 18.3% | |
| Prin Core Plus Bond Sep Acct-Z | — | — | $0 | $36.6M | 12.8% | |
| PRIN BLUE CHIP SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 133 | Pooled Separate Account | — | — | $30.1M | 10.6% | |
| Prin Equity Income SA-Z | — | — | $0 | $30.1M | 10.6% | |
| Vanguard Intl Growth Adm Fd | — | — | $0 | $23.3M | 8.2% | |
| PRIN EQUITY INCOME SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 120 | Pooled Separate Account | — | — | $23.3M | 8.2% | |
| Vanguard Ttl Bd Mkt Idx Inst | — | — | $0 | $19.2M | 6.8% | |
| PRIN CORE PLUS BOND SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 005 | Pooled Separate Account | — | — | $18.5M | 6.5% | |
| Prin Real Estate Secs SA-Z | — | — | $0 | $18.5M | 6.5% | |
| Vgd Ttl Intl Stk Idx Inst Fund | — | — | $0 | $12.4M | 4.4% | |
| Prin Diversified Intl SA-Z | — | — | $0 | $10.7M | 3.8% | |
| PRIN DIVERSIFIED INTL SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 015 | Pooled Separate Account | — | — | $10.3M | 3.6% | |
| Principal Guaranteed Option | — | — | $0 | $10.3M | 3.6% | |
| Vgd LT Inv-Grade Bond Adm Fund | — | — | $0 | $10.1M | 3.5% | |
| Vanguard Sm Cap Index Adm Fund | — | — | $0 | $8.3M | 2.9% | |
| Prin Blue Chip SA-Z | — | — | $0 | $8.2M | 2.9% | |
| JP Morgan Emerg Mkts Eq R6 Fd | — | — | $0 | $7.6M | 2.7% | |
| BlackRock Md-Cp Gr Eq K Fd | — | — | $0 | $6.9M | 2.4% | |
| Goldman Sch Sm Cp Vl Ins R6 Fd | — | — | $0 | $6.4M | 2.3% | |
| Fidelity 500 Index Fund | — | — | $0 | $6.3M | 2.2% | |
| Artisan Small Cap Inst Fd | — | — | $0 | $5.2M | 1.8% | |
| Participant Loans | — | — | $0 | $3.8M | 1.3% | |
| Newmark Group, Inc. Stock | — | — | $0 | $2.6M | 0.9% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $1.5M | 0.5% | |
| MFS Mid Cap Value R6 Fund | — | — | $0 | $1.5M | 0.5% |
Related plans
Other plans using PRINCIPAL LIFE INSURANCE COMPANY
BOARD OF TRUSTEES OF THE I.A.M. NATIONAL PENSION FUND
IAM NATIONAL PENSION FUND
$15.0B · 102,863 participants
CHEVRON CORPORATION
CHEVRON MASTER PENSION TRUST
$12.2B
AMERICAN EXPRESS COMPANY AND ITS PARTICIPATING SUBSIDIARIES
AMERICAN EXPRESS RETIREMENT SAVINGS PLAN
$9.1B · 25,049 participants
LOWE'S COMPANIES, INC.
LOWES 401(K) PLAN
$8.6B · 263,650 participants
HDR, INC.
HDR, INC. BEST PLAN AND ESOP
$7.7B · 12,137 participants
BURNS & MCDONNELL, INC
BURNS & MCDONNELL, INC. EMPLOYEE STOCK OWNERSHIP PLAN
$5.5B · 10,567 participants
Similar-size Real Estate plans
WEICHERT CO.
WEICHERT 401(K) PLAN
$231.1M · 1,102 participants
REDFIN CORPORATION
REDFIN 401(K) PROFIT SHARING PLAN
$223.2M · 3,506 participants
COLLIERS INTERNATIONAL USA, LLC
COLLIERS INTERNATIONAL USA, LLC & AFFILIATED EMPLOYERS 401(K) PLAN
$356.0M · 3,287 participants
COMPASS, INC.
COMPASS 401(K) PLAN
$172.2M · 2,754 participants
REGENCY CENTERS
REGENCY CENTERS 401(K) PROFIT SHARING PLAN
$165.2M · 489 participants
AVISON YOUNG (USA) INC.
AVISON YOUNG (US) 401(K) PLAN
$136.7M · 1,401 participants
Large plans in New York
INTERNATIONAL BUSINESS MACHINES CORPORATION
IBM 401(K) PLAN
$60.4B · 49,030 participants
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA
TIAA REAL ESTATE ACCOUNT
$25.2B
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (STRATEGIC PROPERTY) OF JPMORGAN CHASE BANK, N.A.
$24.3B
MORGAN STANLEY DOMESTIC HOLDINGS, LLC
MORGAN STANLEY 401(K) PLAN
$22.2B · 54,084 participants
PFIZER INC
PFIZER SAVINGS PLAN
$22.0B · 29,469 participants
JPMORGAN CHASE BANK, N.A.
COMMINGLED PENSION TRUST FUND (EQUITY INDEX) OF JPMORGAN CHASE BANK, N.A.
$20.0B