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Original filing (PDF)20251013093439NAL0000938433001
COMPASS, INC.
Form 5500
FILING_RECEIVED
COMPASS 401(K) PLAN
401(k) retirement plan
Active participants
2,754
Accounts w/ balance
4,025
Plan assets (EOY)
$172.2M
Net assets (EOY)
$172.2M
How this plan invests
This plan
1 pooled trust
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 12 bps in Schedule C fees — modestly above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COMPASS, INC..
Plan sponsor
Name
COMPASS, INC.
EIN
30-0751604
Address
110 FIFTH AVE · 5TH FLOOR · NEW YORK, NY · 10011
Phone
(212) 913-9064
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CARON & BLETZER, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $79K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CREATIVE PLANNING LLC | 43-1270780 | — | CONSULTANT | $56K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $28K | — |
| CARON & BLETZER | 04-3499945 | — | CONSULTANT | $7K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MARSH & MCLENNAN COMPANIES, INC. | 36-2668272 | — | BROKER | $40K | — |
Investments
30 direct securities · 1 pooled fund· $157.6M(91% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$156.0M
30 holdings
Common Collective Trust
$1.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Freedom Index 2055 Fund Premium " | — | — | — | $29.6M | 17.2% | |
| Fidelity Freedom Index 2050 Fund Premium " | — | — | — | $24.6M | 14.3% | |
| Vanguard Institutional Index Fund " | — | — | — | $19.2M | 11.2% | |
| Fidelity Freedom Index 2045 Fund Premium " | — | — | — | $15.2M | 8.9% | |
| Fidelity Freedom Index 2040 Fund Premium " | — | — | — | $14.5M | 8.4% | |
| Fidelity Freedom Index 2035 Fund Premium " | — | — | — | $11.3M | 6.5% | |
| Fidelity Freedom Index 2030 Fund Premium " | — | — | — | $7.9M | 4.6% | |
| Fidelity Freedom Index 2025 Fund Premium " | — | — | — | $6.2M | 3.6% | |
| AB Large Cap Growth Fund Class A " | — | — | — | $5.4M | 3.2% | |
| Vanguard Mid-Cap Index Fund Admiral " | — | — | — | $2.9M | 1.7% | |
| Fidelity Freedom Index 2020 Fund Premium " | — | — | — | $2.6M | 1.5% | |
| Vanguard Total International Stock Index Fund Admiral " | — | — | — | $2.3M | 1.3% | |
| Fidelity Freedom Index 2065 Fund Premium " | — | — | — | $2.1M | 1.2% | |
| Vanguard Small-Cap Index Fund Admiral " | — | — | — | $1.9M | 1.1% | |
| Vanguard Equity-Income Fund Admiral " | — | — | — | $1.8M | 1.0% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $1.6M | 0.9% | |
| JPMorgan Core Plus Bond Fund Class R6 " | — | — | — | $1.5M | 0.8% | |
| BlackRock Mid-Cap Growth Equity Portfolio Investor " | — | — | — | $1.1M | 0.7% | |
| Fidelity Freedom Index 2015 Fund Premium " | — | — | — | $1.1M | 0.6% | |
| JPMorgan Emerging Markets Equity Fund Class R6 " | — | — | — | $872K | 0.5% | |
| Fidelity Freedom Index 2010 Fund Premium " | — | — | — | $722K | 0.4% | |
| Vanguard Total Bond Market Index Fund Admiral " | — | — | — | $543K | 0.3% | |
| Allspring Special Mid Cap Value Fund A " | — | — | — | $504K | 0.3% | |
| JPMorgan Small Cap Growth Fund Class R6 " | — | — | — | $486K | 0.3% | |
| American Funds EuroPacific Growth Fund Class R6 " | — | — | — | $381K | 0.2% | |
| PIMCO Income Fund Class A Mutual fund | — | — | — | $378K | 0.2% | |
| Franklin Small Cap Value Fund Class R6 " | — | — | — | $221K | 0.1% | |
| Fidelity Freedom Index Income Fund Premium " | — | — | — | $201K | 0.1% | |
| Janus Henderson Global Real Estate Fund Class T " | — | — | — | $149K | <0.1% | |
| Vanguard Total International Bond Index Fund Admiral " | — | — | — | $81K | <0.1% | |
| Fidelity Government Money Market Fund Class K6 " | — | — | — | $10K | <0.1% |