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Original filing (PDF)20251014133449NAL0002904833001
COSCO SHIPPING (NORTH AMERICA) INC.
Form 5500
FILING_RECEIVED
COSCO SHIPPING (NORTH AMERICA) INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
477
Accounts w/ balance
672
Plan assets (EOY)
$101.4M
Net assets (EOY)
$101.4M
How this plan invests
This plan
16 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 25 bps in Schedule C fees — 154% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COSCO SHIPPING (NORTH AMERICA) INC..
Plan sponsor
Name
COSCO SHIPPING (NORTH AMERICA) INC.
EIN
94-2894112
Address
100 LIGHTING WAY · SECAUCUS, NJ · 070943681
Phone
(201) 422-8811
Industry
Transportation & Warehousingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
RSM US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC - RPCP | 04-3046611 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $257K | — |
Investments
23 direct securities · 16 pooled funds· $111.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$66.0M
23 holdings
Common Collective Trust
$37.2M
13 holdings
Pooled Separate Account
$8.6M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Prin LifeTime Hyb 2015 CIT U | — | — | — | $16.3M | 16.1% | |
| PRINCIPAL GUARANTEED OPTION | — | — | — | $13.1M | 12.9% | |
| PRIN LIFETIME HB 2035 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $8.5M | 8.4% | |
| PRIN LIFETIME HB 2040 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $7.0M | 6.9% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $6.6M | 6.5% | |
| Prin LifeTime Hy 2050 CIT U | — | — | — | $6.6M | 6.5% | |
| Prin SmCap S&P 600 Index SA-Z | — | — | — | $4.6M | 4.5% | |
| PRIN LIFETIME HYB 2030 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $4.6M | 4.5% | |
| Prin Equity Income Inst Fund | — | — | — | $4.2M | 4.1% | |
| Prin LifeTime Hy Inc CIT U | — | — | — | $3.8M | 3.8% | |
| PRIN LIFETIME HB 2045 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $3.8M | 3.7% | |
| PRIN LIFETIME HY 2050 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $3.0M | 3.0% | |
| PRIN LIFETIME HYB 2020 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $2.9M | 2.9% | |
| PRIN LIFETIME HYB 2025 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $2.9M | 2.8% | |
| Prin LgCp S&P 500 Index SA-Z | — | — | — | $2.4M | 2.4% | |
| Prin LgCap Growth I R6 Fund | — | — | — | $2.3M | 2.3% | |
| Prin MidCap Value I Inst Fund | — | — | — | $1.8M | 1.7% | |
| Principal Cap App Inst Fund | — | — | — | $1.6M | 1.6% | |
| PRIN LIFETIME HY 2055 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $1.5M | 1.5% | |
| Vanguard Sm Cap Val Idx Adm Fd | — | — | — | $1.4M | 1.4% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $1.2M | 1.1% | |
| Prin MidCap S&P 400 Idx SA-Z | — | — | — | $1.2M | 1.1% | |
| Principal Bond Mkt Ind Inst Fd | — | — | — | $1.1M | 1.1% | |
| PRIN LIFETIME HY 2060 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $1.1M | 1.0% | |
| PRIN LIFETIME HY INC CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $878K | 0.9% | |
| DFA US SM CAP GROWTH INSTL FD | — | — | — | $878K | 0.9% | |
| PRIN LIFETIME HYB 2070 CIT U | — | — | — | $868K | 0.9% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $868K | 0.9% | |
| Am Fds EuroPacific Grth R6 Fd | — | — | — | $824K | 0.8% | |
| Participant Loans | — | — | — | $719K | 0.7% | |
| Inv Dev Mark R6 Fd | — | — | — | $656K | 0.6% | |
| PRIN LIFETIME HYB 2015 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $656K | 0.6% | |
| American Funds NewPrsp R6 Fnd | — | — | — | $606K | 0.6% | |
| PRIN MIDCAP R6 FUND | — | — | — | $574K | 0.6% | |
| Fid Adv High Inc Advant Z Fund | — | — | — | $319K | 0.3% | |
| PRIN LIFETIME HY 2065 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $319K | 0.3% | |
| Dodge & Cox Global Bond I Fund | — | — | — | $315K | 0.3% | |
| Principal Core Fixed | — | — | — | $36K | <0.1% | |
| PRIN LIFETIME HYB 2070 CIT U PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $36K | <0.1% |