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Original filing (PDF)20251015172607NAL0002810611001
NATIONAL ASSOCIATION OF SOCIAL WORKERS, INC.
Form 5500
FILING_RECEIVED
N.A.S.W. EMPLOYEES 401(K) BENEFIT PLAN
401(k) retirement plan
Signals · 2
38% in single holdingNo recordkeeper disclosed
Active participants
210
Accounts w/ balance
247
Plan assets (EOY)
$22.3M
Net assets (EOY)
$22.3M
How this plan invests
This plan
4 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
81
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "SCHWAB S&P 500 INDEX FUND" is 38% of plan.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NATIONAL ASSOCIATION OF SOCIAL WORKERS, INC..
Plan sponsor
Name
NATIONAL ASSOCIATION OF SOCIAL WORKERS, INC.
EIN
13-5643515
Address
750 1ST STREET NE · WASHINGTON, DC · 200024241
Phone
(202) 336-8336
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3C · Not intended to be qualified
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PBMARES, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $49K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEW YORK LIFE SECURITIES | 27-0145686 | — | OTHER SERVICES | $0 | — |
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
33 direct securities · 4 pooled funds· $31.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$22.2M
33 holdings
Pooled Separate Account
$9.6M
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SCHWAB S&P 500 INDEX FUND | — | — | $0 | $8.4M | 37.6% | |
| PRIN CORE FIX INC SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 118 | Pooled Separate Account | — | — | $5.5M | 24.5% | |
| PRINCIPAL GUARANTEED OPTION | — | — | $0 | $5.5M | 24.5% | |
| PRINCIPAL OVERSEAS SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 116 | Pooled Separate Account | — | — | $1.8M | 7.9% | |
| T. R PRICE MID-CAP VAL I FD | — | — | $0 | $1.8M | 7.9% | |
| PRIN LARGECAP VALUE III SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 068 | Pooled Separate Account | — | — | $1.2M | 5.5% | |
| SCHWAB FUND US LRG CMP INDX FD | — | — | $0 | $1.2M | 5.5% | |
| PRINCIPAL OVERSEAS SEP ACCT-Z | — | — | $0 | $1.1M | 5.1% | |
| PRIN LARGECAP GROWTH I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 066 | Pooled Separate Account | — | — | $1.1M | 5.1% | |
| PRIN LARGECAP GROWTH I SA-Z | — | — | $0 | $678K | 3.0% | |
| FIDELITY SM CAP INDEX FUND | — | — | $0 | $381K | 1.7% | |
| PRIN LARGECAP VALUE III SA-Z | — | — | $0 | $369K | 1.7% | |
| DFA US SM CAP GROWTH INSTL FD | — | — | $0 | $366K | 1.6% | |
| FIDELITY MID CP INDEX FUND | — | — | $0 | $364K | 1.6% | |
| FED HERMES INTL LEADERS R6 FD | — | — | $0 | $348K | 1.6% | |
| PRIN CORE FIX INC SEP ACCT-Z | — | — | $0 | $272K | 1.2% | |
| DFA US SMCAP VALUE I FUND | — | — | $0 | $243K | 1.1% | |
| VANGUARD HEALTH CARE ADM FD | — | — | $0 | $239K | 1.1% | |
| FID LC GR INDEX FUND | — | — | $0 | $193K | 0.9% | |
| AMERICAN FUNDS NEWWORLD R6 | — | — | $0 | $188K | 0.8% | |
| NUVEEN INTL EQUITY INDX R6 | — | — | $0 | $131K | 0.6% | |
| COLUMBIA LRG CP ENH CR I3 FD | — | — | $0 | $117K | 0.5% | |
| DFA REAL ESTATE SECS I FD | — | — | $0 | $108K | 0.5% | |
| AM FDS 2035 TRGT DTE RTM R6 FD | — | — | $0 | $66K | 0.3% | |
| T. ROWE PR FIN SRVCS I FUND | — | — | $0 | $57K | 0.3% | |
| AM FDS 2045 TRGT DTE RTM R6 FD | — | — | $0 | $33K | 0.1% | |
| JANUSHENDERSON ENTRPRS N | — | — | $0 | $24K | 0.1% | |
| ISHS US AGG BOND INDEX K FUND | — | — | $0 | $22K | <0.1% | |
| MFS INTL GROWTH R6 FUND | — | — | $0 | $12K | <0.1% | |
| AM FDS 2040 TRGT DTE RTM R6 FD | — | — | $0 | $10K | <0.1% | |
| LORD ABBETT INF FOCSD R6 FUND | — | — | $0 | $6K | <0.1% | |
| AM FDS 2050 TRGT DTE RTM R6 FD | — | — | $0 | $5K | <0.1% | |
| FRANKLIN HIGH INCOME R6 FUND | — | — | $0 | $4K | <0.1% | |
| AM FDS 2060 TRGT DTE RTM R6 FD | — | — | $0 | $1K | <0.1% | |
| VANGUARD INDSTL INDEX ADM FD | — | — | $0 | $996 | <0.1% | |
| VANGUARD INFO TECH IDX ADM FD | — | — | $0 | $907 | <0.1% | |
| Participant Loans | — | — | — | $905 | <0.1% |