Form 5500 Search

WOODBURY FINANCIAL

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.
Plans served
336
Active participants
394,036
Total plan assets
$8.7B
Filings (rows)
337
Direct comp
$4.6M
Indirect comp
$3.0M

SERVICES PROVIDED

Advisor / Consultant177
Other102
Broker56
Recordkeeper1

Top plans served

Showing top 337 of 336 (largest by assets)
Sponsor / PlanLocationServiceParticipantsAssetsDirect comp
PLAN PROFESSIONALS, LLC
BUILDWISE
SHREWSBURY, NJ
Advisor / Consultant
INVESTMENT ADVISORY - PLA
13,824$650.2M$2K
PLAN PROFESSIONALS, LLC
BUILDWISE
SHREWSBURY, NJ
Advisor / Consultant
INVESTMENT ADVISORY - PLA
12,022$599.7M$11K
PLAN PROFESSIONALS, LLC
ISOLVED 401-K PLAN
SHREWSBURY, NJ
Advisor / Consultant
INVESTMENT ADVISORY - PLA
47,479$465.7M$12K
PRINCIPAL LIFE INSURANCE COMPANY
PRINCIPAL EASE 401(K) PLAN
DES MOINES, IA
Advisor / Consultant
INVESTMENT ADVISORY
106,368$384.2M$285
PLAN PROFESSIONALS, LLC
ISOLVED 401-K PLAN
SHREWSBURY, NJ
Advisor / Consultant
INVESTMENT ADVISORY - PLA
49,804$307.7M$131K
MERITON, LLC
MERITON, LLC 401(K) PROFIT SHARING PLAN
IRVING, TX
Advisor / Consultant
ADVISOR
1,519$168.4M$79K
PRINCIPAL LIFE INSURANCE COMPANY
PRINCIPAL EASE 401(K) PLAN
DES MOINES, IA
Advisor / Consultant
INVESTMENT ADVISORY
54,001$153.7M$21
AMY'S KITCHEN, INC.
AMY'S KITCHEN, INC. 401(K) RETIREMENT PLAN
PETALUMA, CA
Advisor / Consultant
INVESTMENT ADVISOR
2,256$141.1M$46K
MERITON, LLC
MERITON, LLC 401(K) PROFIT SHARING PLAN
IRVING, TX
Advisor / Consultant
ADVISOR
1,116$124.8M$81K
AMY'S KITCHEN, INC.
AMY'S KITCHEN, INC. 401(K) RETIREMENT PLAN
PETALUMA, CA
Advisor / Consultant
INVESTMENT ADVISOR
2,573$123.0M$45K
CLOUDFLARE, INC.
CLOUDFLARE 401(K) PLAN
SAN FRANCISCO, CA
Advisor / Consultant
ADVISOR
2,093$120.3M$19K
LA CLINICA DE LA RAZA, INC.
LA CLINICA DE LA RAZA, INC. 403(B) PLAN
OAKLAND, CA
Advisor / Consultant
INVESTMENT ADVISORY
1,199$96.0M$0
SONIFI SOLUTIONS, INC.
SONIFI SOLUTIONS, INC. 401(K) PLAN
SIOUX FALLS, SD
Advisor / Consultant
INVESTMENT ADVISORY
614$95.2M$12K
WHEEL PROS, LLC
WHEEL PROS, LLC 401(K) RETIREMENT PLAN
GREENWOOD VILLAGE, CO
Advisor / Consultant
INVESTMENT ADVISOR
1,543$87.6M$107K
LA CLINICA DE LA RAZA, INC.
LA CLINICA DE LA RAZA, INC. 403(B) PLAN
OAKLAND, CA
Advisor / Consultant
INVESTMENT ADVISORY
1,151$84.0M$0
HO-CHUNK, INC.
HO-CHUNK, INC. 401(K) PLAN
WINNEBAGO, NE
Other
NONE
1,481$82.0M$42K
WHEEL PROS, LLC
WHEEL PROS, LLC 401(K) RETIREMENT PLAN
GREENWOOD VILLAGE, CO
Advisor / Consultant
INVESTMENT ADVISOR
2,502$77.9M$97K
CLOUDFLARE, INC.
CLOUDFLARE 401(K) PLAN
SAN FRANCISCO, CA
Advisor / Consultant
ADVISOR
1,880$74.4M$59K
METROLINA GREENHOUSES, INC.
METROLINA GREENHOUSES, INC. PROFIT SHARING PLAN
HUNTERSVILLE, NC
Other
NONE
696$73.0M$0
ATLANTIC GENERAL HOSPITAL CORP
ATLANTIC GENERAL HOSPITAL CORPORATION TAX DEFERRED
BERLIN, MD
Broker
BROKER/DEALER
853$72.3M$0
HO-CHUNK, INC.
HO-CHUNK, INC. 401(K) PLAN
WINNEBAGO, NE
Other
NONE
1,350$71.3M$147K
LA CLINICA DE LA RAZA, INC.
LA CLINICA DE LA RAZA, INC. 403(B) PLAN
OAKLAND, CA
Advisor / Consultant
INVESTMENT ADVISORY
1,110$69.9M$0
ATLANTIC GENERAL HOSPITAL CORP
ATLANTIC GENERAL HOSPITAL CORPORATION TAX DEFERRED PLAN
BERLIN, MD
Broker
BROKER/DEALER
888$65.6M$0
OTTO CANDIES, LLC
OTTO CANDIES, LLC RETIREMENT SAVINGS PLAN
DES ALLEMANDS, LA
Advisor / Consultant
ADVISOR
323$65.4M$0
METROLINA GREENHOUSES, INC.
METROLINA GREENHOUSES, INC. PROFIT SHARING PLAN
HUNTERSVILLE, NC
Other
NONE
637$63.4M$0
MERITON, LLC
MERITON, LLC 401(K) PROFIT SHARING PLAN
IRVING, TX
Advisor / Consultant
ADVISOR
704$62.3M$74K
HOFFER PLASTICS CORPORATION
HOFFER PLASTICS CORPORATION PROFIT SHARING AND 401(K) PLAN
SOUTH ELGIN, IL
Other
OTHER
292$62.2M$27K
HOMEWOOD DISPOSAL SERVICE, INC.
HOMEWOOD DISPOSAL SERVICE, INC. 401(K) PROFIT SHARING PLAN
HOMEWOOD, IL
Other
OTHER SERVICES
667$61.6M$0
HOFFER PLASTICS CORPORATION
HOFFER PLASTICS CORPORATION PROFIT SHARING AND 401(K) PLAN
SOUTH ELGIN, IL
Advisor / Consultant
INVESTMENT ADVISOR
313$59.8M$97K
OTTO CANDIES, LLC
OTTO CANDIES, LLC RETIREMENT SAVINGS PLAN
DES ALLEMANDS, LA
Advisor / Consultant
ADVISOR
338$57.3M$0
ATLANTIC GENERAL HOSPITAL CORP
ATLANTIC GENERAL HOSPITAL CORPORATION TAX DEFERRED PLAN
BERLIN, MD
Broker
BROKER DEALER
1,010$57.0M$0
PARAGON ANESTHESIA, P.C.
PARAGON ANESTHESIA 401(K) PLAN
KINGSPORT, TN
Other
OTHER
134$55.2M$11K
HO-CHUNK, INC.
HO-CHUNK, INC. 401(K) PLAN
WINNEBAGO, NE
Other
NONE
1,328$54.3M$131K
METROLINA GREENHOUSES, INC.
METROLINA GREENHOUSES, INC. PROFIT SHARING PLAN
HUNTERSVILLE, NC
Other
NONE
603$53.4M$0
CAYMUS VINEYARDS
CAYMUS VINEYARDS 401(K) AND PROFIT SHARING PLAN
RUTHERFORD, CA
Other
NONE
395$53.2M$16K
HOMEWOOD DISPOSAL SERVICE, INC.
HOMEWOOD DISPOSAL SERVICE, INC. 401(K) PROFIT SHARING PLAN
HOMEWOOD, IL
Other
OTHER SERVICES
632$52.0M$0
HOFFER PLASTICS CORPORATION
HOFFER PLASTICS CORPORATION PROFIT SHARING AND 401(K) PLAN
SOUTH ELGIN, IL
Advisor / Consultant
INVESTMENT ADVISOR
324$52.0M$100K
PARAGON ANESTHESIA, P.C.
PARAGON ANESTHESIA 401(K) PLAN
KINGSPORT, TN
Advisor / Consultant
INVESTMENT ADVISOR
120$50.0M$20K
OTTO CANDIES, LLC
OTTO CANDIES, LLC RETIREMENT SAVINGS PLAN
DES ALLEMANDS, LA
Advisor / Consultant
ADVISOR
294$48.5M$0
WHITE OAK GLOBAL ADVISORS, LLC
THE WHITE OAK 401(K) PLAN
SAN FRANCISCO, CA
Advisor / Consultant
INVESTMENT ADVISOR
192$48.1M$11K
GENERAL DATATECH, LP
GENERAL DATATECH, LP 401(K) PLAN
DALLAS, TX
Broker
BROKER/ADVISER
489$47.5M$0
INSIGHT INVESTMENTS CORP.
INSIGHT INVESTMENTS CORP. 401(K) PROFIT SHARING PLAN
COSTA MESA, CA
Advisor / Consultant
ADVISOR
285$46.9M$45K
MINIAT HOLDINGS LLC
MINIAT HOLDINGS LLC EMPLOYEES' PROFIT SHARING PLAN AND TRUST
SOUTH HOLLAND, IL
Other
NONE
197$45.9M$85K
WHITE OAK GLOBAL ADVISORS, LLC
THE WHITE OAK 401(K) PLAN
SAN FRANCISCO, CA
Advisor / Consultant
INVESTMENT ADVISOR
230$45.6M$61K
LEGACY PROFESSIONALS LLP
LEGACY PROFESSIONALS LLP 401(K) PLAN
WESTCHESTER, IL
Advisor / Consultant
ADVISOR
164$44.1M$17K
HOMEWOOD DISPOSAL SERVICE, INC.
HOMEWOOD DISPOSAL SERVICE, INC. 401(K) PROFIT SHARING PLAN
HOMEWOOD, IL
Other
OTHER SERVICES
603$43.7M$0
AMERICAN COLLEGE OF EMERGENCY PHYSICIANS
AMERICAN COLLEGE OF EMERGENCY PHYSICIANS 401(K) PS PLAN
IRVING, TX
Advisor / Consultant
INVESTMENT ADVISORY
144$42.6M$0
AMERICAN COLLEGE OF EMERGENCY PHYSICIANS
AMERICAN COLLEGE OF EMERGENCY PHYSICIANS 401(K) PS PLAN
IRVING, TX
Advisor / Consultant
INVESTMENT ADVISORY
139$42.5M$0
BRIGHTLAND HOMES, LTD
BRIGHTLAND HOMES, LTD 401(K) PLAN
ADDISON, TX
Advisor / Consultant
INVESTMENT ADVISORY
606$42.4M$0
CAYMUS VINEYARDS
CAYMUS VINEYARDS 401(K) AND PROFIT SHARING PLAN
RUTHERFORD, CA
Other
NONE
375$42.2M$30K
ACRISURE, LLC
HNI RISK SERVICES 401(K) PLAN
GRAND RAPIDS, MI
Broker
BROKER/ADVISO R
130$40.6M$0
INSIGHT INVESTMENTS, LLC
INSIGHT INVESTMENTS, LLC 401(K) PROFIT SHARING PLAN
COSTA MESA, CA
Advisor / Consultant
ADVISOR
288$40.5M$55K
FIRST STATE BANK, GAINESVILLE, TEXAS
FIRST STATE BANK 401(K) PROFIT SHARING AND EMPLOYEE STOCK OWNERSHIP PLAN
GAINESVILLE, TX
Other
OTHER SERVICES
266$39.6M$0
ACRISURE, LLC
HNI RISK SERVICES 401(K) PLAN
GRAND RAPIDS, MI
Broker
BROKER/ADVISO R
132$38.8M
PINNACLE TECHNICAL RESOURCES, INC.
PINNACLE TECHNICAL RESOURCES 401(K) PLAN
DALLAS, TX
Advisor / Consultant
ADVISOR
2,029$38.8M$46K
FIRST STATE BANK, GAINESVILLE, TEXAS
FIRST STATE BANK 401(K) PROFIT SHARING AND EMPLOYEE STOCK OWNERSHIP PLAN
GAINESVILLE, TX
Other
OTHER SERVICES
312$38.2M$0
WHITE OAK GLOBAL ADVISORS, LLC
THE WHITE OAK 401(K) PLAN
SAN FRANCISCO, CA
Advisor / Consultant
INVESTMENT ADVISOR
211$38.1M$61K
BELL-CARTER FOODS, LLC.
BELL-CARTER FOODS, LLC EMPLOYEE RETIREMENT PLAN
WALNUT CREEK, CA
Advisor / Consultant
INVESTMENT ADVISORY
211$37.8M$37K
BELL-CARTER FOODS, LLC.
BELL-CARTER FOODS, LLC EMPLOYEE RETIREMENT PLAN
WALNUT CREEK, CA
Advisor / Consultant
INVESTMENT ADVISORY
263$36.3M$40K
AMERICAN COLLEGE OF EMERGENCY PHYSICIANS
AMERICAN COLLEGE OF EMERGENCY PHYSICIANS 401(K) PS PLAN
IRVING, TX
Advisor / Consultant
INVESTMENT ADVISORY
214$36.1M$0
FIRST STATE BANK, GAINESVILLE, TEXAS
FIRST STATE BANK 401(K) PROFIT SHARING AND EMPLOYEE STOCK OWNERSHIP PLAN
GAINESVILLE, TX
Other
OTHER SERVICES
269$35.9M$0
BELL-CARTER FOODS, LLC.
BELL-CARTER FOODS, LLC EMPLOYEE RETIREMENT PLAN
WALNUT CREEK, CA
Advisor / Consultant
INVESTMENT ADVISORY
216$35.8M$35K
GEMMA POWER SYSTEMS, LLC
GEMMA POWER SYSTEMS 401(K) PLAN
GLASTONBURY, CT
Other
INVESTMENT/FINANCIAL ADVI
180$35.3M$40K
INSIGHT INVESTMENTS, LLC
INSIGHT INVESTMENTS, LLC 401(K) PROFIT SHARING PLAN
COSTA MESA, CA
Advisor / Consultant
ADVISOR
277$35.2M$54K
BRIGHTLAND HOMES, LTD
BRIGHTLAND HOMES, LTD 401(K) PLAN
ADDISON, TX
Advisor / Consultant
INVESTMENT ADVISORY
447$34.9M$0
DAUBY O'CONNOR & ZALESKI, LLC
DAUBY O'CONNOR & ZALESKI, LLC RETIREMENT PLAN
CARMEL, IN
Broker
BROKER/ADVISER
314$33.2M$0
HOBSON & MOTZER, INC.
HOBSON & MOTZER, INC. 401K PLAN
DURHAM, CT
Advisor / Consultant
INVESTMENT ADVISORY
368$32.6M$0
CAYMUS VINEYARDS
CAYMUS VINEYARDS 401(K) AND PROFIT SHARING PLAN
RUTHERFORD, CA
Other
NONE
349$32.0M$54K
LEGACY PROFESSIONALS LLP
LEGACY PROFESSIONALS LLP 401(K) PLAN
WESTCHESTER, IL
Advisor / Consultant
ADVISOR
164$31.1M$16K
PINNACLE TECHNICAL RESOURCES, INC.
PINNACLE TECHNICAL RESOURCES 401(K) PLAN
DALLAS, TX
Advisor / Consultant
ADVISOR
2,199$29.6M$43K
BRIGHTLAND HOMES, LTD
GEHAN HOMES, LTD. 401(K) PLAN
ADDISON, TX
Advisor / Consultant
INVESTMENT ADVISORY
476$28.0M$0
DAUBY O'CONNOR & ZALESKI, LLC
DAUBY O'CONNOR & ZALESKI, LLC RETIREMENT PLAN
CARMEL, IN
Broker
BROKER/ADVISER
280$27.9M$0
GEMMA POWER SYSTEMS, LLC
GEMMA POWER SYSTEMS 401(K) PLAN
GLASTONBURY, CT
Other
INVESTMENT/FINANCIAL ADVI
161$27.6M$11K
NATIONAL ELECTRONIC ATTACHMENT, INC.
VYNE 401(K) RETIREMENT PLAN
DUNWOODY, GA
Other
OTHER
352$27.5M$8K
SEABROOK BROTHERS AND SONS, INC.
SEABROOK BROTHERS AND SONS, INC. PROFIT SHARING PLAN
SEABROOK, NJ
Other
OTHER SERVICES
217$27.3M$0
NEW WINCUP HOLDINGS, INC.
NEW WINCUP HOLDINGS, INC. 401(K) RETIREMENT SAVINGS PLAN
ATLANTA, GA
Advisor / Consultant
ADVISOR
1,166$25.8M$32K
PSC BIOTECH CORPORATION
PSC BIOTECH CORPORATION RETIREMENT PLAN
POMONA, CA
Other
OTHER SERVICES
241$25.6M$0
GOODWIN UNIVERSITY, INC.
GOODWIN UNIVERSITY SAVINGS AND RETIREMENT PLAN
EAST HARTFORD, CT
Advisor / Consultant
BROKER ADVISOR
810$25.2M$0
SEABROOK BROTHERS AND SONS, INC.
SEABROOK BROTHERS AND SONS, INC. PROFIT SHARING PLAN
SEABROOK, NJ
Other
OTHER SERVICES
234$25.1M$0
AGREX, INC.
THE AGREX, INC. PENSION PLAN
OVERLAND PARK, KS
Advisor / Consultant
INVESTMENT ADVISOR
65$23.6M$28K
NEW WINCUP HOLDINGS, INC.
NEW WINCUP HOLDINGS, INC. 401(K) RETIREMENT SAVINGS PLAN
ATLANTA, GA
Advisor / Consultant
ADVISOR
867$22.7M$45K
DAUBY O'CONNOR & ZALESKI, LLC
DAUBY O'CONNOR & ZALESKI, LLC RETIREMENT PLAN
CARMEL, IN
Broker
BROKER/ADVISER
248$22.6M$0
EIS GROUP INC.
EIS GROUP 401(K) PLAN
SAN FRANCISCO, CA
Advisor / Consultant
INDEP FINANCIAL ADVISOR
141$22.6M$0
SEABROOK BROTHERS AND SONS, INC.
SEABROOK BROTHERS AND SONS, INC. PROFIT SHARING PLAN
SEABROOK, NJ
Other
OTHER SERVICES
267$22.2M$0
PSC BIOTECH CORPORATION
PSC BIOTECH CORPORATION RETIREMENT PLAN
POMONA, CA
Other
OTHER SERVICES
246$22.0M$0
DELTA ELECTRONICS (USA) INC.
DELTA ELECTRONICS (USA) INC. 401(K) PLAN
PLANO, TX
Advisor / Consultant
ADVISOR
145$21.8M$29K
EIS GROUP INC.
EIS GROUP 401(K) PLAN
SAN FRANCISCO, CA
Advisor / Consultant
INDEP FINANCIAL ADVISOR
171$21.4M$0
NATIONAL ELECTRONIC ATTACHMENT, INC
VYNE 401(K) RETIREMENT PLAN
DUNWOODY, GA
Advisor / Consultant
INVESTMENT ADVISOR
296$21.3M$26K
THE INSTITUTE FOR FAMILY HEALTH
THE INSTITUTE FOR FAMILY HEALTH RETIREMENT PLAN
NEW YORK, NY
Advisor / Consultant
INVESTMENT ADVISOR
1,393$21.3M$67K
GOODWIN UNIVERSITY, INC.
GOODWIN UNIVERSITY SAVINGS AND RETIREMENT PLAN
EAST HARTFORD, CT
Advisor / Consultant
BROKER ADVISOR
732$21.1M$0
HIGH POINT NETWORKS, LLC
HIGH POINT NETWORKS, LLC 401(K) & PROFIT SHARING PLAN
WEST FARGO, ND
Other
OTHER
182$20.8M$10K
ASSOCIATES FOR INTERNATIONAL RESEARCH, INC.
AIRINC 401(K) PLAN
BOSTON, MA
Advisor / Consultant
INVESTMENT ADVISOR
62$20.6M$43K
VIZANCE, INC.
VIZANCE, INC. 401(K) PROFIT SHARING PLAN
HARTLAND, WI
Broker
BROKER/ADVISO R
277$20.6M$0
LOUREIRO ENGINEERING ASSOCIATES, INC.
LOUREIRO ENGINEERING ASSOCIATES, INC 401(K) PLAN
PLAINVILLE, CT
Advisor / Consultant
INVESTMENT ADVISOR
179$20.5M$29K
HGC CONSTRUCTION CO.
HGC 401(K) SAVINGS PLAN
CINCINNATI, OH
Advisor / Consultant
ADVISOR
296$20.5M$37K
ZUERN BUILDING PRODUCTS, INC
ZUERN BUILDING PRODUCTS, INC 401(K) PROFIT SHARING PLAN
SLINGER, WI
Other
OTHER SERVICES
186$19.9M$0
DELTA ELECTRONICS (USA) INC.
DELTA ELECTRONICS (USA) INC. 401(K) PLAN
PLANO, TX
Advisor / Consultant
ADVISOR
133$19.3M$33K
PHARMING HEALTHCARE, INC.
PHARMING HEALTHCARE, INC. 401(K) PLAN
WARREN, NJ
Advisor / Consultant
ADVISOR
143$18.8M$3K
GENOMATICA, INC.
GENOMATICA, INC. 401(K) PLAN
SAN DIEGO, CA
Other
NONE
159$18.8M$36K
AGREX INC.
AGREX INC. 401(K) PLAN
OVERLAND PARK, KS
Advisor / Consultant
INVESTMENT ADVISOR
109$18.7M$9K
MOSES LAKE COMMUNITY HEALTH CENTER
MOSES LAKE COMMUNITY HEALTH CENTER 401(K) PLAN
MOSES LAKE, WA
Advisor / Consultant
INVESTMENT ADVISOR
315$18.6M$42K
PACK AUTOMOTIVE GROUP
PACK AUTOMOTIVE GROUP 401(K) PLAN
CARROLLTON, TX
Broker
BROKER/ADVISER
942$18.5M$0
PSC BIOTECH CORPORATION
PSC BIOTECH CORPORATION RETIREMENT PLAN
POMONA, CA
Other
OTHER SERVICES
299$18.4M$0
EASTER SEALS METROPOLITAN CHICAGO, INC.
EASTER SEALS METROPOLITAN CHICAGO, INC. 401(K) PROFIT SHARING PLAN
CHICAGO, IL
Advisor / Consultant
ADVISOR
675$17.9M$0
SFMC, LP DBA SERVICE FIRST MORTGAGE COMPANY
SFMC 401(K) PLAN
MCKINNEY, TX
Advisor / Consultant
ADVISOR
234$17.8M$37K
JOHNSON SERVICE GROUP, INC.
JOHNSON SERVICE GROUP, INC. RETIREMENT SAVINGS PLAN - CONTRACT EMPLOYEES
WESTMONT, IL
Advisor / Consultant
ADVISOR
2,096$17.7M$0
EIS GROUP INC.
EIS GROUP 401(K) PLAN
SAN FRANCISCO, CA
Advisor / Consultant
INDEP FINANCIAL ADVISOR
261$17.7M$0
AVIONTE, LLC
AVIONTE, LLC 401(K) PLAN
BLOOMINGTON, MN
Other
SERVICE PROVIDER
298$17.6M$0
KNOXVILLE HOSPITAL AND CLINICS
KNOXVILLE HOSPITAL AND CLINICS TAX SHELTERED ANNUITY PLAN
KNOXVILLE, IA
Advisor / Consultant
INVESTMENT ADVISOR
329$17.3M$7K
LIFTING GEAR HIRE CORPORATION
LIFTING GEAR HIRE CORPORATION 401(K) PLAN
BRIDGEVIEW, IL
Advisor / Consultant
INVESTMENT MANAGEMENT
206$17.0M$10K
ZUERN BUILDING PRODUCTS, INC
ZUERN BUILDING PRODUCTS, INC 401(K) PROFIT SHARING PLAN
SLINGER, WI
Other
OTHER SERVICES
174$17.0M$0
STERLING SITE ACCESS SOLUTIONS, LLC
STERLING SITE ACCESS SOLUTIONS, LLC 401(K) PLAN
PHOENIX, IL
Advisor / Consultant
ADVISOR
265$16.3M$22K
HGC CONSTRUCTION CO.
HGC 401(K) SAVINGS PLAN
CINCINNATI, OH
Advisor / Consultant
ADVISOR
261$16.1M$36K
AGREX INC.
AGREX INC. 401(K) PLAN
OVERLAND PARK, KS
Advisor / Consultant
INVESTMENT ADVISOR
106$16.1M$39K
HIGH POINT NETWORKS, LLC
HIGH POINT NETWORKS, LLC 401(K) & PROFIT SHARING PLAN
WEST FARGO, ND
Advisor / Consultant
INVESTMENT ADVISOR
155$16.0M$20K
MOBILIZATION FOR JUSTICE, INC.
MOBILIZATION FOR JUSTICE, INC. 403(B) PLAN
NEW YORK, NY
Other
NONE
157$15.4M$19K
VIZANCE, INC.
VIZANCE, INC. 401(K) PROFIT SHARING PLAN
HARTLAND, WI
Broker
BROKER/ADVISO R
178$15.3M$0
THE WHITE STONE GROUP, INC.
VYNE 401(K) RETIREMENT PLAN
KNOXVILLE, TN
Advisor / Consultant
INVESTMENT ADVISOR
287$15.2M$25K
JOHNSON SERVICE GROUP, INC.
JOHNSON SERVICE GROUP, INC. RETIREMENT SAVINGS PLAN - CONTRACT EMPLOYEES
WESTMONT, IL
Advisor / Consultant
ADVISOR
1,989$15.2M$0
ARTERIS, INC. ARTERIS IP
ARTERIS IP 401(K) PLAN
CAMPBELL, CA
Other
NONE
95$15.1M$8K
EASTER SEALS METROPOLITAN CHICAGO, INC.
EASTER SEALS METROPOLITAN CHICAGO, INC. 401(K) PROFIT SHARING PLAN
CHICAGO, IL
Advisor / Consultant
ADVISOR
535$15.0M$0
THE SIMON KONOVER COMPANY
THE SIMON KONOVER COMPANY 401K SAVINGS PLAN
WEST HARTFORD, CT
Advisor / Consultant
BROKER/ADVISOR
202$14.7M$0
PACK AUTOMOTIVE GROUP
PACK AUTOMOTIVE GROUP 401(K) PLAN
CARROLLTON, TX
Broker
BROKER/ADVISER
835$14.7M$0
KNOXVILLE HOSPITAL AND CLINICS
KNOXVILLE HOSPITAL AND CLINICS TAX SHELTERED ANNUITY PLAN
KNOXVILLE, IA
Advisor / Consultant
INVESTMENT ADVISOR
280$14.4M$39K
MAGNUM VENUS PRODUCTS, INC.
MVP, INC. 401(K) SAVINGS PLAN AND TRUST
KNOXVILLE, TN
Advisor / Consultant
INVESTMENT ADVISOR
148$14.3M$10K
HEATH CERAMICS, LTD.
HEATH CERAMICS, LTD. 401(K) PLAN
SAUSALITO, CA
Other
NONE
173$13.8M$10K
MOODY NATIONAL BANK
MOODY NATIONAL BANK 401(K) PLAN
GALVESTON, TX
Other
SERVICE PROVIDER
176$13.7M$0
GENOMATICA, INC.
GENOMATICA, INC 401(K) PLAN
SAN DIEGO, CA
Other
NONE
195$13.7M$34K
TONIX PHARMACEUTICALS HOLDING CORP.
TONIX PHARMACEUTICALS HOLDING CORP. 401(K) PLAN
CHATHAM, NJ
Advisor / Consultant
RIA
65$13.7M$9K
AVIONTE, LLC
AVIONTE, LLC 401(K) PLAN
BLOOMINGTON, MN
Other
SERVICE PROVIDER
286$13.5M$0
UNION SQUARE CREDIT UNION
UNION SQUARE CREDIT UNION 401(K) PLAN
WICHITA FALLS, TX
Advisor / Consultant
ADVISOR
130$12.9M$31K
EASTER SEALS METROPOLITAN CHICAGO, INC.
EASTER SEALS METROPOLITAN CHICAGO, INC. 401(K) PROFIT SHARING PLAN
CHICAGO, IL
Advisor / Consultant
ADVISOR
479$12.9M$0
HUBERGROUP USA, INC.
HUBERGROUP USA, INC. 401(K) THRIFT PLAN
ROLLING MEADOWS, IL
Advisor / Consultant
ADVISOR
181$12.9M$20K
BOKA POWELL, LLC
BOKA POWELL, LLC. 401(K) PLAN
DALLAS, TX
Advisor / Consultant
ADVISOR
90$12.8M$22K
INCEED, LLC
INCEED, LLC PROFIT SHARING PLAN
TULSA, OK
Broker
BROKER/DEALER
187$12.6M$0
MAGNUM VENUS PRODUCTS, INC.
MVP, INC. 401(K) SAVINGS PLAN AND TRUST
KNOXVILLE, TN
Advisor / Consultant
INVESTMENT ADVISOR
176$12.6M$47K
HIGHWAY SAFETY CORPORATION
HIGHWAY SAFETY CORPORATION 401(K) PLAN
GLASTONBURY, CT
Broker
BROKER/ADVISE R
103$12.5M$0
STERLING SITE ACCESS SOLUTIONS, LLC
STERLING SITE ACCESS SOLUTIONS, LLC 401(K) PLAN
PHOENIX, IL
Advisor / Consultant
ADVISOR
270$12.5M$38K
JOHNSON SERVICE GROUP, INC.
JOHNSON SERVICE GROUP, INC. RETIREMENT SAVINGS PLAN - CONTRACT EMPLOYEES
WESTMONT, IL
Advisor / Consultant
ADVISOR
2,118$12.4M$0
UNION SQUARE CREDIT UNION
UNION SQUARE CREDIT UNION 401(K) PLAN
WICHITA FALLS, TX
Advisor / Consultant
ADVISOR
128$12.4M$38K
AURORA COMMUNITY SERVICES, INC.
AURORA COMMUNITY SERVICES, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN
MENOMONIE, WI
Advisor / Consultant
INVESTMENT ADVISOR
263$12.2M$13K
VIZANCE, INC.
VIZANCE, INC. 401(K) PROFIT SHARING PLAN
HARTLAND, WI
Broker
BROKER/ADVISO R
180$12.1M$0
MOODY NATIONAL BANK
MOODY NATIONAL BANK 401(K) PLAN
GALVESTON, TX
Other
SERVICE PROVIDER
195$11.9M$0
HALLMARK BUILDING SUPPLIES, INC.
HALLMARK BUILDING SUPPLIES, INC. 401(K) PLAN
WAUKESHA, WI
Broker
BROKER/ADVISO R
125$11.9M$0
KNOXVILLE HOSPITAL AND CLINICS
KNOXVILLE HOSPITAL AND CLINICS TAX SHELTERED ANNUITY PLAN
KNOXVILLE, IA
Advisor / Consultant
INVESTMENT ADVISOR
282$11.8M$38K
ARTERIS, INC. ARTERIS IP
ARTERIS IP 401(K) PLAN
CAMPBELL, CA
Other
NONE
97$11.8M$9K
THE SIMON KONOVER COMPANY
THE SIMON KONOVER COMPANY 401K SAVINGS PLAN
WEST HARTFORD, CT
Advisor / Consultant
BROKER/ADVISOR
209$11.8M$0
HEATH CERAMICS, LTD.
HEATH CERAMICS, LTD. 401(K) PLAN
SAUSALITO, CA
Other
NONE
169$11.6M$39K
PACIFIC RECREATION ASSOCIATES
BELLEVUE CLUB SAVINGS PLAN
BELLEVUE, WA
Broker
BROKER
323$11.4M$0
VERREX LLC
VERREX 401(K) SAVINGS/RETIREMENT PLAN & TRUST
MOUNTAINSIDE, NJ
Other
INVESTMENT/FINANCIAL ADVI
91$11.2M$7K
AURORA COMMUNITY SERVICES, INC.
AURORA COMMUNITY SERVICES, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN
MENOMONIE, WI
Advisor / Consultant
INVESTMENT ADVISOR
260$10.9M$16K
PACIFIC RECREATION ASSOCIATES
BELLEVUE CLUB SAVINGS PLAN
BELLEVUE, WA
Broker
BROKER
289$10.9M$0
BOKA POWELL, LLC
BOKA POWELL, LLC. 401(K) PLAN
DALLAS, TX
Advisor / Consultant
ADVISOR
112$10.7M$22K
GULFSPAN INDUSTRIAL, LLC
GULFSPAN INDUSTRIAL, LLC 401(K) RETIREMENT PLAN
BEAUMONT, TX
Broker
BROKER/ADVISER
213$10.7M$0
VERMEER MOUNTAIN WEST INC
VERMEER MOUNTAIN WEST INC 401(K) PROFIT SHARING PLAN & TRUST
CHANDLER, AZ
Advisor / Consultant
ADVISOR
185$10.6M$7K
HALLMARK BUILDING SUPPLIES, INC.
HALLMARK BUILDING SUPPLIES, INC. 401(K) PLAN
WAUKESHA, WI
Broker
BROKER/ADVISO R
125$10.5M$0
EVERETT GRAPHICS, INC.
EVERETT GRAPHICS, INC. SALARY DEFERRAL & PROFIT SHARING PLAN
OAKLAND, CA
Advisor / Consultant
INVESTMENT ADVISORY
100$10.5M$0
INCEED, LLC
INCEED, LLC PROFIT SHARING PLAN
TULSA, OK
Broker
BROKER/DEALER
179$10.3M$0
FOUNTAIN HOUSE, INC.
FOUNTAIN HOUSE 403(B) RETIREMENT PLAN
NEW YORK, NY
Advisor / Consultant
INVESTMENT ADVISOR
195$10.3M$7K
LONG ISLAND FQHC INC.
LONG ISLAND FQHC INC. 401(K) PROFIT SHARING PLAN AND TRUST
WESTBURY, NY
Other
INVESTMENT/FINANCIAL ADVI
289$10.1M$10K
BEAUTY 21 COSMETICS INC
BEAUTY 21 COSMETICS INC 401K PLAN
ONTARIO, CA
Advisor / Consultant
INVESTMENT ADVISOR
153$10.0M$18K
ROMBAUER VINEYARDS, INC.
ROMBAUER VINEYARDS, INC. 401(K) SALARY SAVINGS PLAN
ST HELENA, CA
Advisor / Consultant
ADVISOR
119$9.9M$33K
NEW BERLIN PLASTICS, INC.
NEW BERLIN PLASTICS 401(K) PLAN
NEW BERLIN, WI
Broker
BROKER/ADVISO R
150$9.8M
VERREX LLC
VERREX 401(K) SAVINGS/RETIREMENT PLAN & TRUST
MOUNTAINSIDE, NJ
Other
INVESTMENT/FINANCIAL ADVI
78$9.7M$27K
AVIONTE, LLC
AVIONTE, LLC 401(K) PLAN
BLOOMINGTON, MN
Other
SERVICE PROVIDER
260$9.7M$0
ACT LLC
ACT LLC 401(K) PLAN
SCOTTSDALE, AZ
Advisor / Consultant
INVESTMENT ADVISORY
58$9.6M$21K
MOODY NATIONAL BANK
MOODY NATIONAL BANK 401(K) PLAN
GALVESTON, TX
Other
SERVICE PROVIDER
192$9.5M$0
HEATH CERAMICS, LTD.
HEATH CERAMICS, LTD. 401(K) PLAN
SAUSALITO, CA
Other
NONE
178$9.4M$47K
ASSOCIATED ADMINISTRATORS LLC
ASSOCIATED ADMINISTRATORS LLC 401(K) PS PLAN
SPARKS, MD
Other
NONE
187$9.4M$23K
THRESHOLD ENTERPRISES, LTD.
THRESHOLD ENTERPRISES, LTD. 401(K) PLAN
SCOTTS VALLEY, CA
Other
NONE
443$9.3M$5K
RMG ENTERPRISE SOLUTIONS, INC.
KORBYT 401(K) PLAN
WYLIE, TX
Broker
BROKER/ADVISER
85$9.3M$0
FEDERALLY RECOGNIZED INDIAN TRIBE STANDING ROCK SIOUX
PRAIRIE KNIGHTS CASINO 401(K) PLAN
FT. YATES, ND
Other
RETAINED BY EMPLOYER
246$9.1M$0
EVERETT GRAPHICS, INC.
EVERETT GRAPHICS, INC. SALARY DEFERRAL & PROFIT SHARING PLAN
OAKLAND, CA
Advisor / Consultant
INVESTMENT ADVISORY
117$9.1M$3K
RMG ENTERPRISE SOLUTIONS, INC.
KORBYT 401(K) PLAN
ADDISON, TX
Other
NONE
55$9.1M$0
FEDERALLY RECOGNIZED INDIAN TRIBE STANDING ROCK SIOUX
PRAIRIE KNIGHTS CASINO 401(K) PLAN
FT. YATES, ND
Other
RETAINED BY EMPLOYER
243$9.0M$0
ATLAS NAVIGATORS, LLC
ATLAS NAVIGATORS 401(K) PLAN
COLORADO SPRINGS, CO
Broker
BROKER/DEALER
328$9.0M$0
THE BREWER COMPANY LLC
THE BREWER COMPANY LLC 401(K) SAVINGS PLAN
MENOMONEE FALLS, WI
Broker
BROKER/ADVISO R
108$9.0M$0
HALLMARK BUILDING SUPPLIES, INC.
HALLMARK BUILDING SUPPLIES, INC. 401(K) PLAN
WAUKESHA, WI
Broker
BROKER/ADVISO R
108$9.0M$0
VERREX LLC
VERREX 401(K) SAVINGS/RETIREMENT PLAN & TRUST
MOUNTAINSIDE, NJ
Other
INVESTMENT/FINANCIAL ADVI
90$8.9M$30K
PACIFIC RECREATION ASSOCIATES
BELLEVUE CLUB SAVINGS PLAN
BELLEVUE, WA
Broker
BROKER
181$8.9M$0
EVERETT GRAPHICS, INC.
EVERETT GRAPHICS, INC. SALARY DEFERRAL & PROFIT SHARING PLAN
OAKLAND, CA
Advisor / Consultant
INVESTMENT ADVISORY
117$8.8M$0
AURORA COMMUNITY SERVICES, INC.
AURORA COMMUNITY SERVICES, INC. 401(K) AND EMPLOYEE STOCK OWNERSHIP PLAN
MENOMONIE, WI
Advisor / Consultant
INVESTMENT ADVISOR
277$8.8M$13K
MCGUFF COMPANY INC 401(K) PROFIT SHARING PLAN
MCGUFF COMPANY INC 401(K) PROFIT SHARING PLAN
SANTA ANA, CA
Advisor / Consultant
FINACIAL ADVISOR
91$8.8M$6K
AB SPECIALTY SILICONES, LLC
AB SPECIALTY SILICONES SAFE HARBOR 401(K) PROFIT SHARING PLAN
WAUKEGAN, IL
Other
NONE
97$8.7M$0
UNITED WAY OF METROPOLITAN DALLAS, INC.
403(B) SAVINGS PLAN FOR UNITED WAY OF METROPOLITAN DALLAS, INC.
DALLAS, TX
Advisor / Consultant
INVESTMENT ADVISORY
86$8.7M$0
THRESHOLD ENTERPRISES, LTD.
THRESHOLD ENTERPRISES, LTD. 401(K) PLAN
SCOTTS VALLEY, CA
Other
NONE
408$8.6M$19K
BEAUTY 21 COSMETICS INC
BEAUTY 21 COSMETICS INC 401K PLAN
ONTARIO, CA
Advisor / Consultant
INVESTMENT ADVISOR
148$8.5M$18K
FEDERALLY RECOGNIZED INDIAN TRIBE STANDING ROCK SIOUX
PRAIRIE KNIGHTS CASINO 401(K) PLAN
FT. YATES, ND
Other
RETAINED BY EMPLOYER
237$8.5M$0
WELLMORE, INC.
WELLMORE, INC. 401(K) AND PROFIT SHARING PLAN
WATERBURY, CT
Broker
BROKER/ADVISER
232$8.5M$0
ASSOCIATED ADMINISTRATORS LLC
ASSOCIATED ADMINISTRATORS LLC 401(K) PS PLAN
SPARKS, MD
Other
NONE
182$8.4M$23K
AB SPECIALTY SILICONES, LLC
AB SPECIALTY SILICONES SAFE HARBOR 401(K) PROFIT S
WAUKEGAN, IL
Other
NONE
114$8.4M$0
UNITED WAY OF METROPOLITAN DALLAS, INC.
403(B) SAVINGS PLAN FOR UNITED WAY OF METROPOLITAN DALLAS, INC.
DALLAS, TX
Advisor / Consultant
INVESTMENT ADVISORY
80$8.4M$0
J. GIBSON MCILVAIN COMPANY
J. GIBSON MCILVAIN EMPLOYEE 401(K) PS PLAN
WHITE MARSH, MD
Other
NONE
97$8.3M$23K
NEW BERLIN PLASTICS, INC.
NEW BERLIN PLASTICS 401(K) PLAN
NEW BERLIN, WI
Broker
BROKER/ADVISO R
152$8.3M$0
THE BREWER COMPANY LLC
THE BREWER COMPANY LLC 401(K) SAVINGS PLAN
MENOMONEE FALLS, WI
Broker
BROKER/ADVISO R
104$8.1M$0
BADGER TRUCK AND AUTOMOTIVE GROUP
BADGER TRUCK & AUTOMOTIVE GROUP 401(K) PLAN
MILWAUKEE, WI
Advisor / Consultant
INVESTMENT ADVISOR
94$8.0M$25K
INCEED, LLC
INCEED, LLC PROFIT SHARING PLAN
TULSA, OK
Broker
BROKER/DEALER
153$8.0M$0
BAY AREA COMMUNITY SERVICES, INC.
BAY AREA COMMUNITY SERVICES 403(B) PLAN
OAKLAND, CA
Other
NONE
643$8.0M$6K
THE BREWER COMPANY LLC
THE BREWER COMPANY LLC 401(K) SAVINGS PLAN
MENOMONEE FALLS, WI
Broker
BROKER/ADVISO R
133$8.0M$0
ACT! LLC
ACT! LLC 401(K) PLAN
SCOTTSDALE, AZ
Recordkeeper
RECORDKEEPER
60$7.9M$21K
MICROPRECISION, INC.
MICROPRECISION LLC 401(K) PROFIT SHARING PLAN
DELAVAN, WI
Broker
BROKER
121$7.9M$0
RMG ENTERPRISE SOLUTIONS, INC.
KORBYT 401(K) PLAN
ADDISON, TX
Other
NONE
59$7.9M$0
KYYBA, INC.
KYYBA, INC. 401(K) PLAN
FARMINGTON HILLS, MI
Advisor / Consultant
ADVISOR
334$7.8M$20K
PAUL HOBBS WINERY, LP
PAUL HOBBS WINERY, LP 401(K) SAFE HARBOR PLAN
SEBASTOPOL, CA
Advisor / Consultant
INVESTMENT ADVISOR
130$7.8M$4K
HILGARTWILSON, LLC
HILGARTWILSON, LLC 401(K) PLAN
PHOENIX, AZ
Advisor / Consultant
INVESTMENT ADVISOR
163$7.7M$23K
FAMILY FIRST FUNDING, LLC
FAMILY FIRST FUNDING, LLC 401(K) PLAN
TOMS RIVER, NJ
Other
SERVICE PROVIDER
415$7.5M$0
REGAL CUTTING TOOLS, INC.
REGAL CUTTING TOOLS, INC. RETIREMENT SAVINGS PLAN
ROSCOE, IL
Advisor / Consultant
ADVISOR
107$7.5M$10K
FABBRICA, LLC
FABBRICA, LLC 401(K) PLAN
WINDSOR, CT
Advisor / Consultant
FINANCIAL ADVISOR
128$7.5M$13K
PRIDES CORNER FARMS, INC.
PRIDES CORNER FARMS, INC. EMPLOYEES PROFIT SHARING PLAN
LEBANON, CT
Advisor / Consultant
BROKER/ADVISOR
510$7.4M$0
J. GIBSON MCILVAIN COMPANY
J. GIBSON MCILVAIN EMPLOYEE 401(K) PS PLAN
WHITE MARSH, MD
Other
NONE
88$7.4M$24K
DELTA RESEARCH CORPORATION
DELTA RESEARCH/DELTA GEAR 401(K) PLAN
LIVONIA, MI
Broker
BROKER/ADVISO R
162$7.4M$0
DORAL CORPORATION
DORAL CORPORATION & DORAL EQUIPMENT CORP. 401(K) PROFIT SHARING PLAN
MILWAUKEE, WI
Broker
BROKER/ADVISE R
109$7.3M$0
UNITED WAY OF METROPOLITAN DALLAS, INC.
403(B) SAVINGS PLAN FOR UNITED WAY OF METROPOLITAN DALLAS, INC.
DALLAS, TX
Advisor / Consultant
INVESTMENT ADVISORY
85$7.3M$0
THRESHOLD ENTERPRISES, LTD.
THRESHOLD ENTERPRISES, LTD. 401(K) PLAN
SCOTTS VALLEY, CA
Other
NONE
438$7.3M$20K
WORLD CHOICE INVESTMENTS, LLC & GREAT CHOICE INVESTMENTS, LLC
WORLD CHOICE INVESTMENTS, LLC & GREAT CHOICE INVESTMENTS, LLC 401(K) PLAN
PIGEON FORGE, TN
Advisor / Consultant
INVESTMENT ADVISORY- PLA
633$7.2M$1K
GRAND AUTO, INC.
MORELAND DEALERSHIPS RETIREMENT SAVINGS PLAN
THORNTON, CO
Broker
BROKER
330$7.2M$0
SHARP IRON GROUP, LLC
THE MASTER 401(K) PLAN
WICHITA FALLS, TX
Advisor / Consultant
ADVISOR
171$7.0M$10K
LA JOLLA BEACH AND TENNIS CLUB INC.
LA JOLLA BEACH AND TENNIS CLUB 401(K) PLAN
LA JOLLA, CA
Broker
BROKER/ADVISER
232$7.0M$0
REGAL CUTTING TOOLS, INC.
REGAL CUTTING TOOLS, INC. RETIREMENT SAVINGS PLAN
ROSCOE, IL
Advisor / Consultant
ADVISOR
113$7.0M$11K
NEW BERLIN PLASTICS, INC.
NEW BERLIN PLASTICS 401(K) PLAN
NEW BERLIN, WI
Broker
BROKER/ADVISO R
122$6.9M$0
MICROBOARD PROCESSING, INC.
MICROBOARD PROCESSING, INC. PROFIT SHARING PLAN
SEYMOUR, CT
Other
NONE
129$6.8M$4K
PAUL HOBBS WINERY, LP
PAUL HOBBS WINERY, LP 401(K) SAFE HARBOR PLAN
SEBASTOPOL, CA
Advisor / Consultant
INVESTMENT ADVISOR
89$6.7M$20K
DUPPER LANDSCAPE, INC.
DUPPER LANDSCAPE, INC. 401(K) AND PROFIT SHARING PLAN
TEMPE, AZ
Broker
BROKER/ADVISER
198$6.7M$0
BUTTERNUT MOUNTAIN FARM - THE VERMONT MAPLE SUGA
BUTTERNUT MOUNTAIN FARM 401(K) RETIREMENT PLAN
MORRISVILLE, VT
Other
OTHER
114$6.6M$0
PETER PAUL ELECTRONICS CO., INC.
PETER PAUL ELECTRONICS COMPANY, INC. 401(K) PROFIT SHARING PLAN
NEW BRITAIN, CT
Advisor / Consultant
INVESTMENT ADVISOR
109$6.6M$17K
WORLD CHOICE INVESTMENTS, LLC & GREAT CHOICE INVESTMENTS, LLC
WORLD CHOICE INVESTMENTS, LLC & GREAT CHOICE INVESTMENTS, LLC 401(K) PLAN
PIGEON FORGE, TN
Advisor / Consultant
INVESTMENT ADVISORY- PLA
671$6.5M$15K
LOOMIS HOUSE, INC.
THE LOOMIS COMMUNITIES 403(B) RETIREMENT PLAN
SOUTH HADLEY, MA
Other
NONE
426$6.3M$14K
THE EYE & EAR CLINIC OF CHARLESTON, INC.
THE EYE & EAR CLINIC OF CHARLESTON, INC., 401(K) PLAN
CHARLESTON, WV
Advisor / Consultant
INVESTMENT ADVISOR
140$6.2M$13K
JACK SCHROEDER AND ASSOCIATES, LLC
JACK SCHROEDER AND ASSOCIATES, LLC 401 (K) PLAN
GREEN BAY, WI
Other
SERVICE PROVIDER
98$6.1M$0
KYYBA, INC.
KYYBA, INC. 401(K) PLAN
FARMINGTON HILLS, MI
Advisor / Consultant
ADVISOR/INVESTMENT ADVIS
122$6.0M$23K
TECHNICAL ENGINEERING CONSULTANTS
TECHNICAL ENGINEERING CONSULTANTS 401(K)
TROY, MI
Other
OTHER
1,333$6.0M$6K
R.J. CARBONE CO.
R.J. CARBONE 401(K) PROFIT SHARING PLAN
CRANSTON, RI
Broker
BROKER/ADVISER
114$6.0M$0
BAY AREA COMMUNITY SERVICES, INC.
BAY AREA COMMUNITY SERVICES 403(B) PLAN
OAKLAND, CA
Other
NONE
584$5.9M$21K
SHARP IRON GROUP, LLC
THE MASTER 401(K) PLAN
WICHITA FALLS, TX
Advisor / Consultant
ADVISOR
153$5.9M$13K
R.H. DUPPER LANDSCAPING, INC.
R.H. DUPPER LANDSCAPING, INC. 401(K) AND PROFIT SHARING PLAN
TEMPE, AZ
Broker
BROKER/ADVISER
157$5.8M$0
PAUL HOBBS WINERY, LP
PAUL HOBBS WINERY, LP 401(K) SAFE HARBOR PLAN
SEBASTOPOL, CA
Advisor / Consultant
INVESTMENT ADVISOR
66$5.7M$21K
INTERIM HEALTHCARE OF HARTFORD,
INTERIM HEALTHCARE OF HARTFORD, INC. 401(K) PLAN
FARMINGTON, CT
Other
INVESTMENT/FINANCIAL ADVI
78$5.7M$12K
HILGARTWILSON, LLC
HILGARTWILSON, LLC 401(K) PLAN
PHOENIX, AZ
Advisor / Consultant
INVESTMENT ADVISOR
162$5.6M$22K
WORLD CHOICE INVESTMENTS, LLC & GREAT CHOICE INVESTMENTS, LLC
WORLD CHOICE INVESTMENTS, LLC & GREAT CHOICE INVESTMENTS, LLC 401(K) PLAN
PIGEON FORGE, TN
Advisor / Consultant
INVESTMENT ADVISORY- PLA
393$5.6M$13K
HEALTHCARE HIGHWAYS, LLC
HEALTHCARE HIGHWAYS 401(K) PLAN
FRISCO, TX
Other
OTHER SERVICES
95$5.6M$0
LOOMIS HOUSE, INC.
THE LOOMIS COMMUNITIES 403(B) RETIREMENT PLAN
SOUTH HADLEY, MA
Other
NONE
341$5.5M$15K
JOHN AMATO HYUNDAI, MAZDA, INC.
AMATO AUTOMOTIVE GROUP EMPLOYEES SAVINGS & RETIREMENT PLAN
MILWAUKEE, WI
Broker
BROKER/ADVISO R
125$5.2M$0
COMMUNITY RESOURCE PROJECT, INC.
COMMUNITY RESOURCE PROJECT, INC. 403(B) PLAN
SACRAMENTO, CA
Other
NONE
107$5.2M$10K
ALL ABOUT YOU COLLABORATIVE HOME CARE SERVICES, LLC
ALL ABOUT YOU 401(K) PLAN
NAUGATUCK, CT
Other
SERVICE PROVIDER
109$5.1M$0
NEW HOPE OF ARIZONA, INC
NEW HOPE OF ARIZONA 401(K) PROFIT SHARING PLAN
PHOENIX, AZ
Advisor / Consultant
INVESTMENT ADVISORY-PLAN
114$5.1M$16K
BETHEL METHODIST HOME
THE BETHEL HOME 401(K) PROFIT SHARING PLAN
CROTON ON HUDSON, NY
Advisor / Consultant
INVESTMENT ADVISORY
175$5.1M$0
BAR-T HOLDING, INC.
BAR-T HOLDING, INC. 401(K) PROFIT SHARING PLAN & TRUST
GAITHERSBURG, MD
Other
NONE
119$5.1M$13K
JACK SCHROEDER AND ASSOCIATES, LLC
JACK SCHROEDER AND ASSOCIATES, LLC 401 (K) PLAN
DE PERE, WI
Other
SERVICE PROVIDET
98$5.0M$0
CLEARWING PRODUCTIONS, INC.
CLEARWING PRODUCTIONS, INC. 401(K) PLAN
MILWAUKEE, WI
Broker
BROKER/ADVISO R
153$4.9M$0
ITC DEFENSE CORP
ITC DEFENSE CORP 401(K) PROFIT SHARING PLAN
NORTH CHARLESTON, SC
Advisor / Consultant
ADVISOR
143$4.8M$5K
ROSE EXTERMINATOR COMPANY, INC.
ROSE EXTERMINATOR COMPANY, INC. 401(K) PLAN
NORTHFIELD, IL
Advisor / Consultant
INVESTMENT ADVISOR
161$4.8M$7K
DI OVERNITE, LLC
DI OVERNITE 401(K) PLAN
ANAHEIM, CA
Advisor / Consultant
INVESTMENT ADVISOR
537$4.8M$8K
FIRST CHOICE HEALTH CENTERS, INC.
FIRST CHOICE HEALTH CENTERS, INC. 401(K) PROFIT SHARING PLAN
EAST HARTFORD, CT
Other
SERVICE PROVIDER
120$4.7M$0
UNITED HOSPICE, INC.
UNITED HOSPICE, INC. 401(K) PLAN
NEW CITY, NY
Advisor / Consultant
ADVISOR
117$4.6M$13K
JAY PETROLEUM INC.
JAY PETROLEUM INC. 401K PLAN
PORTLAND, IN
Advisor / Consultant
INVESTMENT ADVISOR
311$4.6M$13K
JOHNSON SERVICE GROUP, INC.
JOHNSON SERVICE GROUP, INC. RETIREMENT SAVINGS PLAN - STAFF EMPLOYEES
WESTMONT, IL
Advisor / Consultant
ADVISOR
233$4.5M$0
R.H. DUPPER LANDSCAPING, INC.
R.H. DUPPER LANDSCAPING, INC. 401(K) AND PROFIT SHARING PLAN
TEMPE, AZ
Broker
BROKER/ADVISER
161$4.5M$0
A TO Z THERAPY MANAGEMENT, LLC
A TO Z THERAPY 401(K) PLAN
NORTH RICHLAND HILLS, TX
Other
NONE
46$4.5M$0
LYNN DAIRY INC.
LYNN DAIRY INC./LYNN PROTEINS, INC. 401(K) PSP
GRANTON, WI
Advisor / Consultant
INVESTMENT ADVISOR
128$4.5M$9K
METRO BROKERS, INC.
METRO BROKERS 401(K) RETIREMENT PLAN
ATLANTA, GA
Broker
BROKER/ADVISER
103$4.4M$0
NEW HOPE OF ARIZONA, INC
NEW HOPE OF ARIZONA 401(K) PROFIT SHARING PLAN
PHOENIX, AZ
Advisor / Consultant
INVESTMENT ADVISORY-PLAN
123$4.1M$6K
AGGRESSIVE MANUFACTURING INNOVATIONS, INC.
AUTOMOTIVE MANUFACTURING EMPLOYEES' 401(K) PLAN
LEWISTON, MI
Other
OTHER SERVICES
136$4.1M$0
APB ACQUISITION CORP. DBA AARGUS PLASTICS, INC.
AARGUS PLASTICS, INC. 401(K) SAVINGS PLAN
WHEELING, IL
Advisor / Consultant
ADVISOR
229$4.1M$0
BAY AREA COMMUNITY SERVICES, INC.
BAY AREA COMMUNITY SERVICES 403(B) PLAN
OAKLAND, CA
Other
NONE
496$4.1M$17K
HEALTHCARE HIGHWAYS, INC.
HEALTHCARE HIGHWAYS 401(K) PLAN
FRISCO, TX
Other
OTHER SERVICES
194$4.1M$0
CLEARWING PRODUCTIONS, INC.
CLEARWING PRODUCTIONS, INC. 401(K) PLAN
MILWAUKEE, WI
Broker
BROKER/ADVISO R
158$4.1M$0
THE PHOENIX GROUP HOLDING COMPANY
THE PHOENIX GROUP HOLDING COMPANY 401K PLAN
SPRINGBORO, OH
Advisor / Consultant
ADVISOR
0$4.1M$14K
LURIN ADVISORS, LLC
LURIN 401(K) PLAN
DALLAS, TX
Advisor / Consultant
ADVISOR
353$4.1M$12K
ITC DEFENSE CORP
ITC DEFENSE CORP 401(K) PROFIT SHARING PLAN
NORTH CHARLESTON, SC
Advisor / Consultant
ADVISOR
83$4.1M$16K
ROSE EXTERMINATOR COMPANY, INC.
ROSE EXTERMINATOR COMPANY, INC. 401(K) PLAN
NORTHFIELD, IL
Advisor / Consultant
INVESTMENT ADVISOR
138$4.0M$22K
AGGRESSIVE MANUFACTURING INNOVATIONS, INC.
AUTOMOTIVE MANUFACTURING EMPLOYEES' 401(K) PLAN
LEWISTON, MI
Other
OTHER SERVICES
145$4.0M$0
DI OVERNITE, LLC
DI OVERNITE 401(K) PLAN
ANAHEIM, CA
Advisor / Consultant
INVESTMENT ADVISOR
635$4.0M$8K
SO. CAL. DENTAL PARTNERS, INC.
SO. CAL. DENTAL PARTNERS, INC. RETIREMENT PLAN
LAKE FOREST, CA
Advisor / Consultant
INVESTMENT ADVISOR
123$3.9M$3K
COMMUNITY RESOURCE PROJECT, INC.
COMMUNITY RESOURCE PROJECT, INC. 403(B) PLAN
SACRAMENTO, CA
Other
NONE
117$3.9M$13K
COGNITIVE MEDICAL SYSTEMS, INC.
COGNITIVE MEDICAL SYSTEMS, INC 401(K) PLAN
SAN DIEGO, CA
Other
NONE
39$3.9M$12K
MODULAR TRANSPORTATION CO.
MODULAR TRANSPORTATION PROFIT-SHARING AND RETIREMENT SAVINGS PLAN
WYOMING, MI
Advisor / Consultant
INVESTMENT ADVISOR
144$3.9M$0
JAY PETROLEUM, INC.
JAY PETROLEUM, INC. 401(K) PLAN
PORTLAND, IN
Advisor / Consultant
INVESTMENT ADVISOR
223$3.6M$18K
OAK CRAFT, INC.
OAK CRAFT, INC. EMPLOYEE PROFIT SHARING PLAN
PEORIA, AZ
Other
INVESTMENT/FINANCIAL ADVI
184$3.5M$5K
PATRIOT ENVIRONMENTAL LABORATORIES, INC.
PATRIOT ENVIRONMENTAL LABORATORIES, INC. 401(K) PROFIT SHARING PLAN
FULLERTON, CA
Advisor / Consultant
INVESTMENT ADVISOR
76$3.5M$12K
HY LABONNE & SONS, INC
HY LABONNE & SONS, INC. PROFIT SHARING RETIREMENT PLAN
WOODBURY, CT
Advisor / Consultant
INVESTMENT ADVISORY
170$3.4M$0
FAMILY FIRST FUNDING, LLC
FAMILY FIRST FUNDING, LLC 401(K) PLAN
TOMS RIVER, NJ
Other
SERVICE PROVIDER
0$3.4M$0
LIFE UNLIMITED, INC.
LIFE UNLIMITED, INC. 401(K) PLAN
NORTH KANSAS CITY, MO
Broker
BROKER/ADVISER
337$3.4M$0
DAVINCI ACADEMY OF SCIENCE AND THE ARTS
DAVINCI ACADEMY RETIREMENT PLAN
OGDEN, UT
Advisor / Consultant
INVETMENT ADVISOR
135$3.4M$10K
OTTO INSTRUMENT SERVICE, INC.
OTTO INSTRUMENT SERVICE, INC. PROFIT SHARING 401(K) PLAN
ONTARIO, CA
Advisor / Consultant
INVESTMENT ADVISOR
90$3.3M$3K
ROSE EXTERMINATOR COMPANY, INC.
ROSE EXTERMINATOR COMPANY, INC. 401(K) PLAN
NORTHFIELD, IL
Advisor / Consultant
INVESTMENT ADVISOR
144$3.2M$20K
SO. CAL. DENTAL PARTNERS, INC.
SO. CAL. DENTAL PARTNERS, INC. RETIREMENT PLAN
LAKE FOREST, CA
Advisor / Consultant
INVESTMENT ADVISOR
125$3.2M$13K
LURIN ADVISORS, LLC
LURIN 401(K) PLAN
DALLAS, TX
Advisor / Consultant
ADVISOR
380$3.2M$10K
OAK CRAFT, INC.
OAK CRAFT, INC. EMPLOYEE PROFIT SHARING PLAN
PEORIA, AZ
Other
INVESTMENT/FINANCIAL ADVI
178$3.1M$10K
NRES MANAGEMENT, LLC
NRES MANAGEMENT, LLC 401(K) PLAN
LEAWOOD, KS
Advisor / Consultant
ADVISOR
224$3.1M$10K
HILLCREST HEALTHCARE COMMUNITIES, I NC.
HILLCREST HEALTHCARE COMMUNITIES 403(B) PLAN
KNOXVILLE, TN
Other
FINANCIAL
306$3.0M$5K
ITC DEFENSE CORP
ITC DEFENSE CORP 401(K) PROFIT SHARING PLAN
NORTH CHARLESTON, SC
Advisor / Consultant
ADVISOR
79$3.0M$13K
WARDCRAFT HOMES, INC.
WARDCRAFT HOMES, INC. EMPLOYEES 401(K) PLAN
CLAY CENTER, KS
Other
NONE
55$3.0M$8K
NRES MANAGEMENT, LLC
NRES MANAGEMENT, LLC 401(K) PLAN
LEAWOOD, KS
Advisor / Consultant
ADVISOR
240$2.9M$10K
CLEARWING PRODUCTIONS, INC.
CLEARWING PRODUCTIONS, INC. 401(K) PLAN
MILWAUKEE, WI
Broker
BROKER/ADVISO R
152$2.9M
QUALITY CARE FOR CHILDREN, INC.
QUALITY CARE FOR CHILDREN, INC. 401(K) PROFIT SHARING PLAN
ATLANTA, GA
Broker
BROKER/ADVISER
110$2.9M$0
NUTRAWISE HEALTH AND BEAUTY LLC
NUTRAWISE HEALTH AND BEAUTY LLC 401(K) PROFIT SHARING PLAN AND TRUST
IRVINE, CA
Advisor / Consultant
INVESTMENT ADVISOR
155$2.8M$18K
CUMMINGS RESOURCES, LLC
CUMMINGS RESOURCES RETIREMENT SAVINGS PLAN
NASHVILLE, TN
Other
NONE
155$2.8M$10K
OTTO INSTRUMENT SERVICE, INC.
OTTO INSTRUMENT SERVICE, INC. PROFIT SHARING 401(K) PLAN
ONTARIO, CA
Advisor / Consultant
INVESTMENT ADVISORY
81$2.8M$8K
MICHAEL DUNN CENTER
MICHAEL DUNN CENTER RETIREMENT PLAN
KINGSTON, TN
Advisor / Consultant
INVESTMENT ADVISOR
424$2.7M$9K
OAK CRAFT, INC.
OAK CRAFT, INC. EMPLOYEE PROFIT SHARING PLAN
PEORIA, AZ
Other
INVESTMENT/FINANCIAL ADVI
188$2.7M$10K
MICHAEL DUNN CENTER
MICHAEL DUNN CENTER RETIREMENT PLAN
KINGSTON, TN
Advisor / Consultant
INVESTMENT ADVISOR
382$2.6M$2K
SO. CAL. DENTAL PARTNERS, INC.
SO. CAL. DENTAL PARTNERS, INC. RETIREMENT PLAN
LAKE FOREST, CA
Advisor / Consultant
INVESTMENT ADVISOR
129$2.5M$13K
CUMMINGS RESOURCES, LLC
CUMMINGS RESOURCES RETIREMENT SAVINGS PLAN
NASHVILLE, TN
Other
NONE
142$2.4M$10K
LIGHTBRIDGE HOLDINGS GROUP, INC.
LIGHTBRIDGE HOLDINGS GROUP, INC. 401(K) PLAN
ISELIN, NJ
Other
INVESTMENT/FINANCIAL ADV
310$2.4M$11K
LIBERTYVILLE CHEVROLET
HAPPY AUTOMOTIVE 401(K) PLAN
LIBERTYVILLE, IL
Advisor / Consultant
BROKER ADVISOR
212$2.4M$0
MESA VERDE COUNTRY CLUB
MESA VERDE COUNTRY CLUB 401(K) PROFIT SHARING PLAN
COSTA MESA, CA
Advisor / Consultant
INVESTMENT ADVISOR
106$2.4M$8K
LIFE UNLIMITED, INC.
LIFE UNLIMITED, INC. 401(K) PLAN
NORTH KANSAS CITY, MO
Broker
BROKER/ADVISER
295$2.4M$0
VSL EMPLOYEE CO. LLC
VITALITY LIVING 401(K) PLAN
BRENTWOOD, TN
Advisor / Consultant
INVESTMENT ADVISOR
1,420$2.3M$8K
HILLCREST HEALTHCARE COMMUNITIES, I NC.
HILLCREST HEALTHCARE COMMUNITIES 403(B) PLAN
KNOXVILLE, TN
Other
FINANCIAL
348$2.3M$7K
PUGET SOUND REGIONAL SERVICES
PSRS 403(B) PLAN
RENTON, WA
Broker
BROKER/DEALER
263$2.2M$0
MICHAEL DUNN CENTER
MICHAEL DUNN CENTER RETIREMENT PLAN
KINGSTON, TN
Broker
BROKER/ADVISER
323$2.2M$9K
OTTO INSTRUMENT SERVICE, INC.
OTTO INSTRUMENT SERVICE, INC. PROFIT SHARING 401(K) PLAN
ONTARIO, CA
Advisor / Consultant
INVESTMENT ADVISORY
77$2.2M$2K
CW GROUP LLC
CW GROUP LLC
CENTERVILLE, UT
Advisor / Consultant
ADVISOR
136$2.1M$0
KENNELWOOD VILLAGE, INC.
KENNELWOOD VILLAGE, INC. 401(K) PLAN
ST. LOUIS, MO
Broker
AGENT OR BROKER
150$2.1M$0
TRANSWEST PROPERTIES, INC.
TRANSWEST PROPERTIES 401(K) PLAN
TUCSON, AZ
Advisor / Consultant
INVESTMENT ADVISOR
128$2.1M$8K
DX MSO PLLC
DX MSO PLLC 401(K) PROFIT SHARING PLAN AND TRUST
CLEVELAND, TN
Advisor / Consultant
INVESTMENT ADVISOR
117$2.0M$3K
DX MSO PLLC
DX MSO PLLC 401(K) PROFIT SHARING PLAN AND TRUST
CLEVELAND, TN
Advisor / Consultant
INVESTMENT ADVISOR
117$2.0M$3K
FAMILY FIRST FUNDING, LLC
FAMILY FIRST FUNDING, LLC 401(K) PLAN
TOMS RIVER, NJ
Other
SERVICE PROVIDER
0$2.0M$0
DX MSO PLLC
DX MSO PLLC 401(K) PROFIT SHARING PLAN AND TRUST
CLEVELAND, TN
Advisor / Consultant
INVESTMENT ADVISOR
110$2.0M$9K
KANSAS BIG BROTHERS BIG SISTERS, INC.
403(B) THRIFT PLAN FOR KANSAS BIG BROTHERS BIG SISTERS INC
WICHITA, KS
Other
NONE
59$1.9M$795
LEEWAY, INC.
LEEWAY, INC. 401(K) RETIREMENT PLAN
NEW HAVEN, CT
Broker
BROKER/ADVISER
78$1.7M$0
DX MSO PLLC
DX MSO PLLC 401(K) PROFIT SHARING PLAN AND TRUST
CLEVELAND, TN
Advisor / Consultant
INVESTMENT ADVISOR
102$1.7M$8K
THE COUNTRY CLUB OF ORLANDO
THE COUNTRY CLUB OF ORLANDO 401(K) PLAN
ORLANDO, FL
Advisor / Consultant
ADVISOR
96$1.6M$0
MUSTANG PLUMBING, INC.
MUSTANG PLUMBING, INC. 401(K) PLAN
ROUND ROCK, TX
Advisor / Consultant
ADVISOR
186$1.5M$0
LUIHN VANTEDGE PARTNERS LLC
LUIHN VANTEDGE PARTNERS LLC 401(K) PLAN
OVERLAND PARK, KS
Other
SERVICE PROVIDER
336$1.5M$0
VSL EMPLOYEE CO. LLC
VITALITY LIVING 401(K) PLAN
BRENTWOOD, TN
Advisor / Consultant
INVESTMENT ADVISOR
1,179$1.2M$775
LUIHN VANTEDGE PARTNERS LLC
LUIHN VANTEDGE PARTNERS LLC 401(K) PLAN
OVERLAND PARK, KS
Other
SERVICE PROVIDER
560$1.0M$0
SOUTHWIND ENTERPRISES INC
SOUTHWIND ENTERPRISES 401(K) PLAN
LENEXA, KS
Advisor / Consultant
INVESTMENT ADVISOR
239$739K$2K
1126 CENTRAL RESTAURANT LLC
VANDALAY 401(K) PLAN
WILMETTE, IL
Other
REGISTERED INVESTMENT ADV
370$432K$2K
F.M. KUZMESKUS, INC.
F.M. KUZMESKUS, INC. 401(K) PLAN
GILL, MA
Advisor / Consultant
INVESTMENT ADVISOR
0$0$10K
ROMBAUER VINEYARDS, INC.
ROMBAUER VINEYARDS, INC. 401(K) SALARY SAVINGS PLAN
ST HELENA, CA
Advisor / Consultant
ADVISOR
0$0$32K
ANDERSON FABRICS, INC.
ANDERSON COMPANIES EMPLOYEES 401(K) PLAN
BLACKDUCK, MN
Advisor / Consultant
FINANCIAL ADVISOR
0$0$0
INTEGRATED REHABILITATION SERVICES, LLC
INTEGRATED REHABILITATION SERVICES, LLC 401(K) PLAN
VERNON, CT
Other
OTHER
0$0$1K
HILGARTWILSON, LLC
HILGARTWILSON, LLC 401(K) PLAN
PHOENIX, AZ
Advisor / Consultant
INVESTMENT ADVISOR
0$0$4K
PACK AUTOMOTIVE GROUP
PACK AUTOMOTIVE GROUP 401(K) PLAN
NORTH RICHLAND HILLS, TX
Broker
BROKER/ADVISER
0$0$0
VISITING NURSE ASSOCIATION COMMUNITY HEALTHCARE, INC
VISITING NURSE ASSOCIATION COMMUNITY HEALTHCARE, INC 403(B) PLAN
GUILFORD, CT
Other
NONE
0$0$39K
PHOENIX FORMULATIONS LLC
PHOENIX FORMULATIONS LLC 401(K) PLAN
TEMPE, AZ
Advisor / Consultant
INVESTMENT ADVISOR
0$0$14K
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