SIGMA PLANNING
Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.
Plans served
38
Active participants
193,469
Total plan assets
$23.4B
Filings (rows)
38
Direct comp
$495K
Indirect comp
$162K
Aggregating 3 name variants under "SIGMA PLANNING"
SERVICES PROVIDED
Advisor / Consultant20
Other18
Top plans served
All 38 plans| Sponsor / Plan | Location | Service | Participants | Assets | Direct comp |
|---|---|---|---|---|---|
| THE CLEVELAND CLINIC FOUNDATION CLEVELAND CLINIC SAVINGS AND INVESTMENT PLAN | CLEVELAND, OH | Advisor / Consultant INVESTMENT ADVISOR | 68,206 | $9.2B | $9K |
| THE CLEVELAND CLINIC FOUNDATION CLEVELAND CLINIC SAVINGS AND INVESTMENT PLAN | CLEVELAND, OH | Advisor / Consultant INVESTMENT ADVISOR | 65,407 | $7.5B | $8K |
| THE CLEVELAND CLINIC FOUNDATION CLEVELAND CLINIC SAVINGS AND INVESTMENT PLAN | CLEVELAND, OH | Advisor / Consultant INVESTMENT ADVISOR | 54,690 | $6.3B | $7K |
| L & N FEDERAL CREDIT UNION L & N FEDERAL CREDIT UNION 401(K) PLAN AND TRUST | LOUISVILLE, KY | Advisor / Consultant INVESTMENT ADVISOR | 297 | $35.7M | $29K |
| FKA DISTRIBUTING CO., LLC HOMEDICS 401(K) SAVINGS PLAN | COMMERCE TOWNSHIP, MI | Advisor / Consultant INVESTMENT ADVISOR | 185 | $21.7M | $32K |
| MICHIGAN VIRTUAL UNIVERSITY MICHIGAN VIRTUAL UNIVERSITY 403(B) PLAN | LANSING, MI | Advisor / Consultant INVESTMENT ADVISORY | 376 | $20.9M | $0 |
| ND INDUSTRIES INC ND INDUSTRIES INC 401(K) PROFIT SHARING PLAN & TRUST | CLAWSON, MI | Other RETAINED BY EMPLOYER | 229 | $20.8M | $47K |
| FKA DISTRIBUTING CO., LLC HOMEDICS 401(K) SAVINGS PLAN | COMMERCE TOWNSHIP, MI | Advisor / Consultant INVESTMENT ADVISOR | 190 | $20.8M | $28K |
| FKA DISTRIBUTING CO., LLC HOMEDICS 401(K) SAVINGS PLAN | COMMERCE TOWNSHIP, MI | Advisor / Consultant INVESTMENT ADVISOR | 225 | $18.1M | $28K |
| ND INDUSTRIES INC ND INDUSTRIES INC 401(K) PROFIT SHARING PLAN & TRUST | CLAWSON, MI | Other RETAINED BY EMPLOYER | 229 | $17.5M | $37K |
| MICHIGAN VIRTUAL UNIVERSITY MICHIGAN VIRTUAL UNIVERSITY 403(B) PLAN | LANSING, MI | Advisor / Consultant INVESTMENT ADVISORY | 69 | $17.1M | $0 |
| HART INTERCIVIC, INC. HART INTERCIVIC, INC. 401 (K) PLAN | AUSTIN, TX | Other SERVICE PROVIDER | 119 | $15.9M | — |
| DISABILITY RIGHTS TEXAS DISABILITY RIGHTS TEXAS 401(K) PLAN | AUSTIN, TX | Advisor / Consultant INVESTMENT ADVISOR | 150 | $14.9M | $0 |
| HART INTERCIVIC, INC. HART INTERCIVIC, INC. 401 (K) PLAN | AUSTIN, TX | Other SERVICE PROVIDER | 121 | $13.8M | $0 |
| DNT CONSTRUCTION, LLC DNT CONSTRUCTION 401(K) RETIREMENT PLAN | ROUND ROCK, TX | Advisor / Consultant INVESTMENT ADVISOR | 465 | $12.7M | $11K |
| DIMENSIONAL CONTROL SYSTEMS, INC. DIMENSIONAL CONTROL SYSTEMS, INC. 401(K) PLAN | TROY, MI | Advisor / Consultant INVESTMENT ADVISOR | 74 | $10.8M | $32K |
| TSUNAMI TSOLUTIONS, LLC TSUNAMI TSOLUTIONS, LLC 401(K) PLAN | GLASTONBURY, CT | Other SERVICE PROVIDER | 120 | $10.2M | $0 |
| PLASAN CARBON COMPOSITES, INC. PLASAN 401(K) PLAN | WALKER, MI | Advisor / Consultant CONSULTANT | 84 | $10.0M | $5K |
| TSUNAMI TSOLUTIONS, LLC TSUNAMI TSOLUTIONS, LLC 401(K) PLAN | WINDSOR, CT | Other SERVICE PROVIDER | 125 | $9.7M | $0 |
| UBICQUIA LLC UBICQUIA 401(K) PLAN | FORT LAUDERDALE, FL | Other NONE | 145 | $9.6M | $48K |
| PLASAN CARBON COMPOSITES, INC. PLASAN 401(K) PLAN | WALKER, MI | Advisor / Consultant CONSULTANT | 88 | $8.4M | $10K |
| REAL SERVICES, INC. REAL SERVICES, INC. 403(B) PLAN | SOUTH BEND, IN | Advisor / Consultant INVESTMENT ADVISORY | 271 | $8.0M | $0 |
| REAL SERVICES, INC. REAL SERVICES, INC. 403(B) PLAN | SOUTH BEND, IN | Advisor / Consultant INVESTMENT ADVISORY | 187 | $7.5M | $0 |
| TSUNAMI TSOLUTIONS, LLC TSUNAMI TSOLUTIONS, LLC 401(K) PLAN | WINDSOR, CT | Other SERVICE PROVIDER | 133 | $7.3M | $0 |
| MASTERS SUPPLY INC.HTTPS//RGF.FISG MASTERS SUPPLY INC. 401(K) PROFIT SHARING PLAN & TRUST | LOUISVILLE, KY | Other INVESTMENT/FINANCIAL ADVI | 171 | $6.7M | $15K |
| REAL SERVICES, INC. REAL SERVICES, INC. 403(B) PLAN | SOUTH BEND, IN | Advisor / Consultant INVESTMENT ADVISORY | 240 | $6.7M | $0 |
| SPINDLETOP PAIN MANAGEMENT COMPANY INC. SPINDLETOP PAIN MANAGEMENT COMPANY 401(K) PLAN | SAN ANTONIO, TX | Advisor / Consultant INVESTMENT ADVISOR | 188 | $6.6M | $20K |
| MASTERS SUPPLY INC. MASTERS SUPPLY INC. 401(K) PROFIT SHARING PLAN & TRUST | LOUISVILLE, KY | Other INVESTMENT/FINANCIAL ADVI | 146 | $6.6M | $12K |
| SPINDLETOP PAIN MANAGEMENT COMPANY INC. SPINDLETOP PAIN MANAGEMENT COMPANY 401(K) PLAN | SAN ANTONIO, TX | Advisor / Consultant INVESTMENT ADVISOR | 142 | $6.5M | $11K |
| JOINT BOARD OF TRUSTEES MICHIGAN STATE BREWERS & DISTRIBUTORS SEVERANCE & RETIREMENT PLAN & TRUST | ROCHESTER, MI | Advisor / Consultant RIA | 66 | $6.1M | $0 |
| BRINLY-HARDY COMPANY BRINLY-HARDY COMPANY RETIREMENT SAVINGS PLAN | JEFFERSONVILLE, IN | Other NONE | 74 | $5.7M | $21K |
| BRINLY-HARDY COMPANY BRINLY-HARDY COMPANY RETIREMENT SAVINGS PLAN | JEFFERSONVILLE, IN | Other NONE | 74 | $4.8M | $21K |
| MASTERS SUPPLY INC. MASTERS SUPPLY INC. 401(K) PROFIT SHARING PLAN & TRUST | LOUISVILLE, KY | Other INVESTMENT/FINANCIAL ADVI | 139 | $4.7M | $11K |
| JANITORIAL SERVICES, INC. JANITORIAL SERVICES, INC. 401(K) PLAN | CUYAHOGA HEIGHTS, OH | Other NONE | 0 | $1.9M | $8K |
| JANITORIAL SERVICES, INC. JANITORIAL SERVICES, INC. 401(K) PLAN | CUYAHOGA HEIGHTS, OH | Other NONE | 0 | $0 | $5K |
| ND INDUSTRIES INC ND INDUSTRIES INC 401(K) PROFIT SHARING PLAN & TRUST | CLAWSON, MI | Other RETAINED BY EMPLOYER | 0 | $0 | $38K |
| HIS CONSTRUCTORS, INC. HIS CONSTRUCTORS EMPLOYEE STOCK OWNERSHIP AND 401(K) PLAN | FAIRLAND, IN | Other NONE | 18 | — | $0 |
| HIS CONSTRUCTORS, INC. HIS CONSTRUCTORS EMPLOYEE STOCK OWNERSHIP AND 401(K) PLAN | FAIRLAND, IN | Other NONE | 26 | — | $0 |