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Original filing (PDF)20251013153654NAL0000783555001
UBICQUIA LLC
Form 5500
FILING_RECEIVED
UBICQUIA 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
145
Accounts w/ balance
147
Plan assets (EOY)
$9.6M
Net assets (EOY)
$9.6M
How this plan invests
This plan
42 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UBICQUIA LLC.
Plan sponsor
Name
UBICQUIA LLC
EIN
47-5387476
Address
401 E. LAS OLAS BLVD · SUITE 800 · FORT LAUDERDALE, FL · 33301
Phone
(305) 775-1510
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SIGMA PLANNING CORP | 38-2472558 | — | NONE | $48K | — |
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $3K | — |
Investments
42 direct securities· $9.6M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2030 Fund Vanguard 0 | — | — | — | $1.5M | 15.7% | |
| Vanguard Target Retirement 2035 Fund Vanguard 0 | — | — | — | $945K | 9.9% | |
| Vanguard Russell 1000 Growth ETF Vanguard 0 | — | — | — | $790K | 8.2% | |
| Vanguard Target Retirement 2045 Fund Vanguard 0 | — | — | — | $737K | 7.7% | |
| Vanguard 500 Index Adm Vanguard 0 | — | — | — | $720K | 7.5% | |
| Vanguard Target Retirement 2040 Fund Vanguard 0 | — | — | — | $719K | 7.5% | |
| Vanguard Target Retirement 2025 Fund Vanguard 0 | — | — | — | $619K | 6.5% | |
| Columbia Global Technology Growth I3 Columbia 0 | — | — | — | $409K | 4.3% | |
| Janus Henderson Forty N Janus Henderson 0 | — | — | — | $360K | 3.8% | |
| Vanguard Target Retirement 2060 Fund Vanguard 0 | — | — | — | $355K | 3.7% | |
| Vanguard Target Retirement 2050 Fund Vanguard 0 | — | — | — | $261K | 2.7% | |
| Vanguard Treasury Money Market Vanguard 0 | — | — | — | $232K | 2.4% | |
| Vanguard High Dividend Yield Index Adm Vanguard 0 | — | — | — | $211K | 2.2% | |
| Calvert US Large Cap Core Resp Ind R6 Calvert 0 | — | — | — | $207K | 2.2% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $174K | 1.8% | |
| Vanguard Target Retirement 2055 Fund Vanguard 0 | — | — | — | $164K | 1.7% | |
| Vanguard Mid-Cap Growth Index Adm Vanguard 0 | — | — | — | $124K | 1.3% | |
| Vanguard Total International Stock ETF Vanguard 0 | — | — | — | $97K | 1.0% | |
| Thrivent Mid Cap Stock S Thrivent 0 | — | — | — | $96K | 1.0% | |
| Vanguard Long-Term Investment Grade Adm Vanguard 0 | — | — | — | $96K | 1.0% | |
| Principal MidCap R6 Principal 0 | — | — | — | $88K | 0.9% | |
| Vanguard Small-Cap Index Adm Vanguard 0 | — | — | — | $87K | 0.9% | |
| Vanguard Target Retirement 2065 Fund Vanguard 0 | — | — | — | $73K | 0.8% | |
| Vanguard Mid Cap Index Adm Vanguard 0 | — | — | — | $61K | 0.6% | |
| BlackRock Advantage International K BlackRock 0 | — | — | — | $61K | 0.6% | |
| Transamerica Small/Mid Cap Value R6 Transamerica 0 | — | — | — | $52K | 0.5% | |
| Vanguard Small-Cap Growth Index Adm Vanguard 0 | — | — | — | $52K | 0.5% | |
| Alger Small Cap Focus Z Alger 0 | — | — | — | $47K | 0.5% | |
| Vanguard Target Retirement 2020 Fund Vanguard 0 | — | — | — | $43K | 0.4% | |
| Vanguard LifeStrategy Moderate Gr Inv Vanguard 0 | — | — | — | $36K | 0.4% | |
| Vanguard Small-Cap Value Index Adm Vanguard 0 | — | — | — | $35K | 0.4% | |
| American Beacon SiM High Yield Oppor R5 American 0 | — | — | — | $27K | 0.3% | |
| Fidelity Advisor Intl Cap Appr Z Fidelity 0 | — | — | — | $20K | 0.2% | |
| Thornburg Strategic Income R6 Thornburg 0 | — | — | — | $17K | 0.2% | |
| MFS New Discovery Value R6 MFS 0 | — | — | — | $15K | 0.2% | |
| Nuveen Real Estate Securities Select R6 Nuveen 0 | — | — | — | $13K | 0.1% | |
| Virtus Small-Cap R6 Virtus 0 | — | — | — | $11K | 0.1% | |
| American Funds New World R6 American Funds 0 | — | — | — | $8K | <0.1% | |
| Vanguard Target Retirement 2070 Fund Vanguard 0 | — | — | — | $7K | <0.1% | |
| PIMCO RAE PLUS Instl PIMCO 0 | — | — | — | $6K | <0.1% | |
| American Century Shrt Dur Strat Inc R6 American 0 | — | — | — | $3K | <0.1% | |
| Vanguard Mid-Cap Value Index Adm Vanguard 0 | — | — | — | $1K | <0.1% |
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